| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Soleus Capital Management, L.P. | 0 | 900,000 | +900,000 | 0.00 | 0.44 | +0.44 | buy |
| AIGH Capital Management LLC | 2,778,848 | 3,381,567 | +602,719 | 5.22 | 8.20 | +2.98 | buy |
| Clearstead Advisors, LLC | 12,930 | 425,589 | +412,659 | 0.00 | 0.04 | +0.04 | buy |
| Portolan Capital Management, LLC | 0 | 379,819 | +379,819 | 0.00 | 0.16 | +0.16 | buy |
| Manatuck Hill Partners, LLC | 0 | 245,600 | +245,600 | 0.00 | 0.65 | +0.65 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 58,314 | 277,361 | +219,047 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 0 | 215,231 | +215,231 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 0 | 200,000 | +200,000 | 0.00 | 0.02 | +0.02 | buy |
| Aristides Capital LLC | 0 | 200,000 | +200,000 | 0.00 | 0.40 | +0.40 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 183,643 | +183,643 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 100,000 | 274,426 | +174,426 | 0.25 | 1.43 | +1.17 | buy |
| MYDA Advisors LLC | 0 | 140,000 | +140,000 | 0.00 | 0.26 | +0.26 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 121,161 | +121,161 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 113,391 | +113,391 | 0.00 | 0.00 | +0.00 | buy |
| 683 Capital Management, LLC | 0 | 110,760 | +110,760 | 0.00 | 0.07 | +0.07 | buy |
| JPMORGAN CHASE & CO | 0 | 90,147 | +90,147 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 88,780 | +88,780 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 88,320 | +88,320 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 143,100 | 199,600 | +56,500 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 45,200 | +45,200 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 38,996 | +38,996 | 0.00 | 0.00 | +0.00 | buy |
| Palumbo Wealth Management LLC | 0 | 37,564 | +37,564 | 0.00 | 0.09 | +0.09 | buy |
| Russell Investments Group, Ltd. | 0 | 35,551 | +35,551 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 35,472 | +35,472 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 0 | 29,387 | +29,387 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON DAVIS & CO., INC. | 0 | 28,150 | +28,150 | 0.00 | 0.12 | +0.12 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 19,879 | +19,879 | 0.00 | 0.02 | +0.02 | buy |
| VANGUARD GROUP INC | 1,242,907 | 1,261,663 | +18,756 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 16,775 | +16,775 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 0 | 15,700 | +15,700 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 14,685 | +14,685 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 5,441 | 17,098 | +11,657 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 11,499 | +11,499 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 11,238 | +11,238 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 10,277 | +10,277 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 9,912 | +9,912 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 42,174 | 49,587 | +7,413 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 81,875 | 88,675 | +6,800 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,883 | 14,167 | +1,284 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 202 | +202 | 0.00 | 0.00 | +0.00 | buy |
| Vontobel Holding Ltd. | 22,452 | 22,645 | +193 | 0.00 | 0.00 | +0.00 | buy |
| Summit Financial Strategies, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| NewEdge Advisors, LLC | 547 | 547 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Accel Wealth Management | 41,882 | 41,882 | 0 | 0.06 | 0.10 | +0.04 | hold |
| Accurate Wealth Management, LLC | 21,005 | 21,005 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Federation des caisses Desjardins du Quebec | 3,000 | 3,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 21,495 | 21,495 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clear Point Advisors Inc. | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH THIRD BANCORP | 1,205 | 0 | -1,205 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,266 | 834 | -1,432 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 8,958 | 7,346 | -1,612 | 0.00 | 0.00 | +0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 229,098 | 227,260 | -1,838 | 0.00 | 0.00 | +0.00 | sell |
| BlackRock, Inc. | 150,879 | 147,387 | -3,492 | 0.00 | 0.00 | +0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 74,900 | 70,400 | -4,500 | 0.01 | 0.01 | +0.00 | sell |
| Evernest Financial Advisors, LLC | 17,500 | 0 | -17,500 | 0.02 | 0.00 | -0.02 | sell |
| Rosalind Advisors, Inc. | 3,021,391 | 2,998,945 | -22,446 | 8.04 | 10.40 | +2.36 | sell |
| Stratos Wealth Partners, LTD. | 50,000 | 25,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 54,746 | 19,073 | -35,673 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 37,268 | 0 | -37,268 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 40,478 | 0 | -40,478 | 0.00 | 0.00 | -0.00 | sell |
| Informed Momentum Co LLC | 154,195 | 112,410 | -41,785 | 0.09 | 0.10 | +0.01 | sell |
| GSA CAPITAL PARTNERS LLP | 103,342 | 39,070 | -64,272 | 0.03 | 0.02 | -0.01 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 899,135 | 793,697 | -105,438 | 0.63 | 0.92 | +0.29 | sell |