Stock Transactions — OCUGEN INC

Total Bought
56,040,383
82 transactions
Total Sold
6,481,578
34 transactions
Net
+49,558,805
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MILLENNIUM MANAGEMENT LLC5,396,41713,727,192+8,330,7750.010.02+0.01buy
RTW INVESTMENTS, LP06,666,666+6,666,6660.000.12+0.12buy
STATE STREET CORP3,978,7389,670,191+5,691,4530.000.00+0.00buy
MARSHALL WACE, LLP2,530,9568,052,350+5,521,3940.000.02+0.01buy
Ikarian Capital, LLC03,962,972+3,962,9720.001.03+1.03buy
Qube Research & Technologies Ltd03,773,066+3,773,0660.000.01+0.01buy
GMT CAPITAL CORP03,505,398+3,505,3980.000.29+0.29buy
BlackRock, Inc.4,556,5447,304,979+2,748,4350.000.00+0.00buy
UBS Group AG4,849,3537,280,320+2,430,9670.000.00+0.00buy
JANE STREET GROUP, LLC1,692,1343,678,655+1,986,5210.000.01+0.00buy
TWO SIGMA INVESTMENTS, LP678,5472,251,282+1,572,7350.000.00+0.00buy
CITADEL ADVISORS LLC1,385,9532,809,157+1,423,2040.000.00+0.00buy
BANK OF AMERICA CORP /DE/01,174,180+1,174,1800.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC01,097,742+1,097,7420.000.05+0.05buy
Virtu Financial LLC78,173582,052+503,8790.000.04+0.04buy
Voleon Capital Management LP0485,247+485,2470.000.02+0.02buy
Brevan Howard Capital Management LP0448,162+448,1620.000.01+0.01buy
Point72 Asset Management, L.P.426,293834,490+408,1970.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC3,819,2424,227,104+407,8620.000.00+0.00buy
HRT FINANCIAL LP0376,594+376,5940.000.00+0.00buy
Rafferty Asset Management, LLC0282,902+282,9020.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.1,005,9811,276,725+270,7440.050.08+0.03buy
Squarepoint Ops LLC218,392434,009+215,6170.000.00+0.00buy
Procyon Advisors, LLC224,100438,938+214,8380.010.04+0.02buy
Hudson Bay Capital Management LP0211,603+211,6030.000.00+0.00buy
DIADEMA PARTNERS LP0200,000+200,0000.000.15+0.15buy
Scientech Research LLC0188,525+188,5250.000.28+0.28buy
Catalyst Funds Management Pty Ltd0180,600+180,6000.000.06+0.06buy
Jain Global LLC114,690278,590+163,9000.000.01+0.00buy
PROFUND ADVISORS LLC0123,312+123,3120.000.01+0.01buy
Caitong International Asset Management Co., Ltd82,317197,646+115,3290.030.07+0.04buy
Diametric Capital, LP0115,152+115,1520.000.05+0.05buy
GROUP ONE TRADING LLC118,307217,977+99,6700.000.01+0.01buy
Schonfeld Strategic Advisors LLC27,926108,665+80,7390.000.00+0.00buy
WELLS FARGO & COMPANY/MN077,901+77,9010.000.00+0.00buy
BARCLAYS PLC157,500230,618+73,1180.000.00+0.00buy
Cannon Global Investment Management, LLC070,000+70,0000.000.31+0.31buy
Gerber Kawasaki Wealth & Investment Management069,348+69,3480.000.00+0.00buy
Persistent Asset Partners Ltd050,559+50,5590.000.04+0.04buy
SG Americas Securities, LLC049,598+49,5980.000.00+0.00buy
Bank of New York Mellon Corp37,05586,118+49,0630.000.00+0.00buy
NORTHERN TRUST CORP666,237713,736+47,4990.000.00+0.00buy
SummitTX Capital, L.P.041,816+41,8160.000.00+0.00buy
Rinkey Investments991,1861,032,989+41,8030.340.48+0.14buy
CITIGROUP INC101,878143,159+41,2810.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC171,723212,094+40,3710.000.00+0.00buy
Jump Financial, LLC037,893+37,8930.000.00+0.00buy
Baader Bank Aktiengesellschaft037,480+37,4800.000.00+0.00buy
LMR Partners LLP036,874+36,8740.000.00+0.00buy
E Fund Management Co., Ltd.035,562+35,5620.000.00+0.00buy
NewEdge Advisors, LLC135,460166,595+31,1350.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC029,149+29,1490.000.00+0.00buy
Quantessence Capital LLC025,952+25,9520.000.23+0.23buy
NINE MASTS CAPITAL Ltd021,938+21,9380.000.01+0.01buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.019,680+19,6800.000.00+0.00buy
WINTON GROUP Ltd019,000+19,0000.000.00+0.00buy
CTC Alternative Strategies, Ltd.018,633+18,6330.000.08+0.08buy
CORA CAPITAL ADVISORS LLC30,14344,720+14,5770.020.03+0.01buy
IMC-Chicago, LLC011,569+11,5690.000.00+0.00buy
Headlands Technologies LLC70,74481,578+10,8340.010.02+0.01buy
Engineers Gate Manager LP010,791+10,7910.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS60,00070,000+10,0000.000.00+0.00buy
Optiver Holding B.V.08,511+8,5110.000.00+0.00buy
Mariner, LLC22,27429,716+7,4420.000.00+0.00buy
BARTLETT & CO. WEALTH MANAGEMENT LLC05,300+5,3000.000.00+0.00buy
Creative Planning21,96226,087+4,1250.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP02,888+2,8880.000.00+0.00buy
CWM, LLC2,5034,699+2,1960.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO40,00042,019+2,0190.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/01,804+1,8040.000.00+0.00buy
SIGNATUREFD, LLC01,355+1,3550.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC35,42336,556+1,1330.000.00+0.00buy
Allworth Financial LP0406+4060.000.00+0.00buy
Bogart Wealth, LLC0400+4000.000.00+0.00buy
AMERIPRISE FINANCIAL INC15,57515,850+2750.000.00+0.00buy
Advisory Services Network, LLC0270+2700.000.00+0.00buy
Clearstead Advisors, LLC540670+1300.000.00+0.00buy
Bangor Savings Bank0100+1000.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC15,61015,710+1000.000.00+0.00buy
Rockefeller Capital Management L.P.084+840.000.00+0.00buy
Russell Investments Group, Ltd.500521+210.000.00+0.00buy
Larson Financial Group LLC020+200.000.00+0.00buy
North Star Investment Management Corp.30030000.000.00+0.00hold
Baldwin Investment Management, LLC25,00025,00000.000.01+0.00hold
Parkside Financial Bank & Trust494900.000.00+0.00hold
Arax Advisory Partners10210200.000.00+0.00hold
EverSource Wealth Advisors, LLC1,2501,25000.000.00+0.00hold
Steward Partners Investment Advisory, LLC40540500.000.00+0.00hold
Geneos Wealth Management Inc.1,1181,11800.000.00+0.00hold
TRUEFG, LLC21,00021,00000.010.01+0.00hold
Cedar Mountain Advisors, LLC10010000.000.00+0.00hold
Perennial Investment Advisors, LLC15,00015,00000.000.00+0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC3,0003,00000.000.00+0.00hold
Blue Trust, Inc.1,0001,00000.000.00+0.00hold
Wedmont Private Capital14,76514,76500.000.00+0.00hold
Root Financial Partners, LLC25025000.000.00+0.00hold
Smartleaf Asset Management LLC58858800.000.00+0.00hold
Abel Hall, LLC14,77814,77800.000.01+0.00hold
WealthCollab, LLC1,7001,70000.000.00+0.00hold
Federation des caisses Desjardins du Quebec5,0005,00000.000.00+0.00hold
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