Stock TransactionsOCUGEN INC

Total Bought
13,949,702
51 transactions
Total Sold
18,301,189
45 transactions
Net
-4,351,487
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
GEODE CAPITAL MANAGEMENT, LLC4,227,1048,871,013+4,643,9090.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.1,276,7252,830,397+1,553,6720.080.12+0.05buy
HRT FINANCIAL LP376,5941,768,297+1,391,7030.000.00+0.00buy
Sixth Street Partners Management Company, L.P.01,042,537+1,042,5370.000.00+0.00buy
Nuveen, LLC0823,461+823,4610.000.00+0.00buy
Bank of New York Mellon Corp86,118808,835+722,7170.000.00+0.00buy
Headlands Technologies LLC81,578511,575+429,9970.020.08+0.07buy
RHUMBLINE ADVISERS0340,493+340,4930.000.00+0.00buy
OSAIC HOLDINGS, INC.0307,575+307,5750.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS11,023297,285+286,2620.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP769,5491,020,479+250,9300.000.00-0.00buy
SILVERBACK ASSET MANAGEMENT LLC0250,000+250,0000.000.05+0.05buy
MILLENNIUM MANAGEMENT LLC13,727,19213,943,252+216,0600.020.01-0.00buy
MetLife Investment Management, LLC0201,464+201,4640.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.19,680201,858+182,1780.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.0178,880+178,8800.000.00+0.00buy
Rafferty Asset Management, LLC282,902388,775+105,8730.000.00-0.00buy
Quadrature Capital Ltd0104,322+104,3220.000.00+0.00buy
GSA CAPITAL PARTNERS LLP090,630+90,6300.000.01+0.01buy
TWO SIGMA SECURITIES, LLC71,927156,027+84,1000.020.02+0.01buy
PROFUND ADVISORS LLC123,312196,198+72,8860.010.01+0.00buy
NewEdge Advisors, LLC166,595237,180+70,5850.000.00-0.00buy
SG Americas Securities, LLC49,598119,098+69,5000.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC065,243+65,2430.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC060,826+60,8260.000.00+0.00buy
PRUDENTIAL FINANCIAL INC057,855+57,8550.000.00+0.00buy
ProShare Advisors LLC044,746+44,7460.000.00+0.00buy
AXQ CAPITAL, LP042,769+42,7690.000.01+0.01buy
XPONANCE, INC.032,576+32,5760.000.00+0.00buy
Ameritas Investment Partners, Inc.031,014+31,0140.000.00+0.00buy
State of Wyoming21,32251,322+30,0000.000.01+0.00buy
SIMPLEX TRADING, LLC021,381+21,3810.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC020,429+20,4290.000.00+0.00buy
E Fund Management Co., Ltd.35,56254,817+19,2550.000.00-0.00buy
GTS SECURITIES LLC017,858+17,8580.000.00+0.00buy
Cetera Investment Advisers10,00125,451+15,4500.000.00+0.00buy
Diversified Trust Co014,706+14,7060.000.00+0.00buy
Retirement Planning Group, LLC012,500+12,5000.000.00+0.00buy
R Squared Ltd010,521+10,5210.000.01+0.01buy
Engineers Gate Manager LP10,79118,368+7,5770.000.00+0.00buy
Pacer Advisors, Inc.06,493+6,4930.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM04,706+4,7060.000.00+0.00buy
Integrated Wealth Concepts LLC04,298+4,2980.000.00+0.00buy
Sterling Capital Management LLC02,971+2,9710.000.00+0.00buy
Institute for Wealth Management, LLC.02,100+2,1000.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC36,55638,475+1,9190.000.00-0.00buy
Procyon Advisors, LLC438,938440,738+1,8000.040.03-0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC15,71016,427+7170.000.00-0.00buy
Bangor Savings Bank100300+2000.000.00+0.00buy
EverSource Wealth Advisors, LLC1,2501,305+550.000.00-0.00buy
WHITTIER TRUST CO OF NEVADA INC03+30.000.00+0.00buy
GMT CAPITAL CORP3,505,3983,505,39800.290.28-0.01hold
North Star Investment Management Corp.30030000.000.00-0.00hold
Baldwin Investment Management, LLC25,00025,00000.010.00-0.00hold
RTW INVESTMENTS, LP6,666,6666,666,66600.120.09-0.03hold
BOOTHBAY FUND MANAGEMENT, LLC1,097,7421,097,74200.050.03-0.01hold
WINTON GROUP Ltd19,00019,00000.000.00-0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC17,00017,00000.000.00-0.00hold
Bogart Wealth, LLC40040000.000.00-0.00hold
Verdence Capital Advisors LLC26,50026,50000.000.00-0.00hold
Steward Partners Investment Advisory, LLC40540500.000.00-0.00hold
Larson Financial Group LLC202000.000.00-0.00hold
Geneos Wealth Management Inc.1,1181,11800.000.00-0.00hold
TRUEFG, LLC21,00021,00000.010.01-0.00hold
Ikarian Capital, LLC3,962,9723,962,97201.030.99-0.03hold
Cedar Mountain Advisors, LLC10010000.000.00-0.00hold
Perennial Investment Advisors, LLC15,00015,00000.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC3,0003,00000.000.00-0.00hold
Blue Trust, Inc.1,0001,00000.000.00-0.00hold
Wedmont Private Capital14,76514,76500.000.00-0.00hold
Rockefeller Capital Management L.P.8475-90.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO42,01942,000-190.000.00-0.00sell
Arax Advisory Partners1020-1020.000.00-0.00sell
Mariner, LLC29,71629,516-2000.000.00-0.00sell
Ethic Inc.28,90628,638-2680.000.00-0.00sell
Advisory Services Network, LLC2700-2700.000.00-0.00sell
Allworth Financial LP4060-4060.000.00-0.00sell
Vanguard Personalized Indexing Management, LLC28,81128,361-4500.000.00-0.00sell
Russell Investments Group, Ltd.5210-5210.000.00-0.00sell
Tower Research Capital LLC (TRC)21,07420,543-5310.000.00-0.00sell
SIGNATUREFD, LLC1,3550-1,3550.000.00-0.00sell
Creative Planning26,08721,837-4,2500.000.00-0.00sell
SBI Securities Co., Ltd.23,86017,915-5,9450.000.00-0.00sell
Optiver Holding B.V.8,5110-8,5110.000.00-0.00sell
IMC-Chicago, LLC11,5690-11,5690.000.00-0.00sell
CTC Alternative Strategies, Ltd.18,6330-18,6330.080.00-0.08sell
TWO SIGMA INVESTMENTS, LP2,251,2822,230,179-21,1030.000.00-0.00sell
NINE MASTS CAPITAL Ltd21,9380-21,9380.010.00-0.01sell
ExodusPoint Capital Management, LP26,3650-26,3650.000.00-0.00sell
PRELUDE CAPITAL MANAGEMENT, LLC29,1490-29,1490.000.00-0.00sell
Mitsubishi UFJ Asset Management Co., Ltd.204,168172,265-31,9030.000.00-0.00sell
LMR Partners LLP36,8740-36,8740.000.00-0.00sell
Baader Bank Aktiengesellschaft37,4800-37,4800.000.00-0.00sell
Jump Financial, LLC37,8930-37,8930.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS70,00010,000-60,0000.000.00-0.00sell
Gerber Kawasaki Wealth & Investment Management69,3480-69,3480.000.00-0.00sell
Cannon Global Investment Management, LLC70,0000-70,0000.310.00-0.31sell
CANADA PENSION PLAN INVESTMENT BOARD175,600101,800-73,8000.000.00-0.00sell
OMERS ADMINISTRATION Corp96,5000-96,5000.000.00-0.00sell
Schonfeld Strategic Advisors LLC108,6650-108,6650.000.00-0.00sell
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