Stock Transactions — OCUGEN INC

Total Bought
4,370,903
38 transactions
Total Sold
9,756,647
55 transactions
Net
-5,385,744
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
CITADEL ADVISORS LLC602,0141,568,211+966,1970.000.00+0.00buy
Quadrature Capital Ltd0451,582+451,5820.000.01+0.01buy
VANGUARD GROUP INC14,772,68115,223,585+450,9040.000.00+0.00buy
UBS Group AG654,3791,024,879+370,5000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP515,317878,802+363,4850.000.00+0.00buy
JANUS HENDERSON GROUP PLC0302,371+302,3710.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC0290,200+290,2000.000.00+0.00buy
XTX Topco Ltd209,622455,293+245,6710.010.04+0.03buy
GEODE CAPITAL MANAGEMENT, LLC3,487,8013,677,192+189,3910.000.00+0.00buy
HRT FINANCIAL LP257,813374,514+116,7010.000.00+0.00buy
Jefferies Financial Group Inc.0107,300+107,3000.000.00+0.00buy
Scientech Research LLC0105,005+105,0050.000.06+0.06buy
TWO SIGMA INVESTMENTS, LP073,088+73,0880.000.00+0.00buy
Headlands Technologies LLC066,172+66,1720.000.01+0.01buy
NewEdge Advisors, LLC36,81480,155+43,3410.000.00+0.00buy
Squarepoint Ops LLC042,965+42,9650.000.00+0.00buy
TWO SIGMA SECURITIES, LLC36,46667,882+31,4160.000.02+0.01buy
NORTHERN TRUST CORP566,005596,548+30,5430.000.00+0.00buy
Verdence Capital Advisors LLC030,000+30,0000.000.00+0.00buy
STATE STREET CORP1,338,9191,355,377+16,4580.000.00+0.00buy
Bank of New York Mellon Corp24,92037,055+12,1350.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC011,540+11,5400.000.00+0.00buy
Procyon Advisors, LLC200,100211,100+11,0000.020.02+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC010,000+10,0000.000.00+0.00buy
Lanham O'Dell & Company, Inc.130,000140,000+10,0000.050.07+0.02buy
Uniting Wealth Partners, LLC010,000+10,0000.000.00+0.00buy
CORA CAPITAL ADVISORS LLC16,64323,643+7,0000.010.02+0.01buy
Point72 Europe (London) LLP02,227+2,2270.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC34,19535,309+1,1140.000.00+0.00buy
HARBOUR INVESTMENTS, INC.6,1716,712+5410.000.00+0.00buy
Russell Investments Group, Ltd.0500+5000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0475+4750.000.00+0.00buy
Invesco Ltd.44,75245,061+3090.000.00+0.00buy
Advisory Services Network, LLC0270+2700.000.00+0.00buy
Triumph Capital Management0180+1800.000.00+0.00buy
Arax Advisory Partners0169+1690.000.00+0.00buy
Caitong International Asset Management Co., Ltd0107+1070.000.00+0.00buy
Mariner, LLC22,26622,312+460.000.00+0.00buy
GMT CAPITAL CORP4,153,7984,153,79800.170.31+0.14hold
North Star Investment Management Corp.30030000.000.00+0.00hold
Baldwin Investment Management, LLC25,00025,00000.000.00+0.00hold
ENVESTNET ASSET MANAGEMENT INC10,00010,00000.000.00+0.00hold
Parkside Financial Bank & Trust494900.000.00+0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC19,00019,00000.000.00+0.00hold
Steward Partners Investment Advisory, LLC40540500.000.00+0.00hold
Geneos Wealth Management Inc.1,1181,11800.000.00+0.00hold
TRUEFG, LLC21,00021,00000.010.01+0.00hold
Vanguard Personalized Indexing Management, LLC29,87129,87100.000.00+0.00hold
Cedar Mountain Advisors, LLC10010000.000.00+0.00hold
Perennial Investment Advisors, LLC15,00015,00000.000.00+0.00hold
Blue Trust, Inc.1,0001,00000.000.00+0.00hold
Wedmont Private Capital14,76514,76500.000.00+0.00hold
WealthCollab, LLC1,7001,70000.000.00+0.00hold
DIVERSIFY WEALTH MANAGEMENT, LLC20,00020,00000.000.00+0.00hold
Hughes Financial Services, LLC232300.000.00+0.00hold
OPPENHEIMER & CO INC43,80543,80500.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC171,723171,72300.000.00+0.00hold
TUDOR INVESTMENT CORP ET AL13,71513,71500.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC1,5101,51000.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO40,00140,000-10.000.00+0.00sell
Farther Finance Advisors, LLC2513-120.000.00-0.00sell
NBT BANK N A /NY500-500.000.00-0.00sell
Corient Private Wealth LLC900,100900,000-1000.000.00+0.00sell
Abel Hall, LLC14,91814,778-1400.010.01+0.00sell
Bangor Savings Bank1500-1500.000.00-0.00sell
True Wealth Design, LLC2440-2440.000.00-0.00sell
EverSource Wealth Advisors, LLC1,5501,250-3000.000.00+0.00sell
Federation des caisses Desjardins du Quebec5,3105,000-3100.000.00+0.00sell
FMR LLC152,354151,713-6410.000.00+0.00sell
CAPTRUST FINANCIAL ADVISORS60,66060,002-6580.000.00+0.00sell
Gainplan LLC12,08911,325-7640.010.01+0.00sell
NATIONAL BANK OF CANADA /FI/1,0000-1,0000.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC17,08315,729-1,3540.000.00+0.00sell
Baader Bank Aktiengesellschaft38,14234,792-3,3500.000.00+0.00sell
CWM, LLC9,6092,615-6,9940.000.00-0.00sell
Ethic Inc.40,45431,611-8,8430.000.00+0.00sell
Neuberger Berman Group LLC10,7440-10,7440.000.00-0.00sell
HUB Investment Partners, LLC11,9640-11,9640.000.00-0.00sell
CITIGROUP INC12,199230-11,9690.000.00-0.00sell
SG Americas Securities, LLC12,5380-12,5380.000.00-0.00sell
Point72 (DIFC) Ltd16,868259-16,6090.000.00-0.00sell
MACKENZIE FINANCIAL CORP18,7480-18,7480.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC23,4480-23,4480.000.00-0.00sell
SBI Securities Co., Ltd.48,68324,184-24,4990.000.00-0.00sell
ExodusPoint Capital Management, LP30,8240-30,8240.000.00-0.00sell
SIMPLEX TRADING, LLC39,1838,202-30,9810.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS36,8224,409-32,4130.000.00-0.00sell
Creative Planning59,10618,686-40,4200.000.00-0.00sell
Schonfeld Strategic Advisors LLC55,6200-55,6200.000.00-0.00sell
Jump Financial, LLC58,7620-58,7620.000.00-0.00sell
BARCLAYS PLC60,4000-60,4000.000.00-0.00sell
Rinkey Investments1,179,0061,112,674-66,3320.340.48+0.14sell
Gerber Kawasaki Wealth & Investment Management69,1480-69,1480.000.00-0.00sell
Tower Research Capital LLC (TRC)72,7760-72,7760.000.00-0.00sell
GROUP ONE TRADING LLC145,85768,098-77,7590.000.00-0.00sell
DRW Securities, LLC81,9030-81,9030.010.00-0.01sell
Laurion Capital Management LP114,9430-114,9430.010.00-0.01sell
Point72 Asia (Singapore) Pte. Ltd.231,542115,773-115,7690.040.03-0.01sell
Catalyst Funds Management Pty Ltd134,0000-134,0000.040.00-0.04sell
ROYAL BANK OF CANADA512,975338,947-174,0280.000.00+0.00sell
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