Stock Transactions — OCUGEN INC

Total Bought
21,460,671
56 transactions
Total Sold
6,513,262
31 transactions
Net
+14,947,409
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG1,024,8794,849,353+3,824,4740.000.00+0.00buy
STATE STREET CORP1,355,3773,978,738+2,623,3610.000.00+0.00buy
MARSHALL WACE, LLP02,530,956+2,530,9560.000.00+0.00buy
GOLDMAN SACHS GROUP INC97,7102,302,475+2,204,7650.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC290,2001,700,400+1,410,2000.000.00+0.00buy
VANGUARD GROUP INC15,223,58516,475,562+1,251,9770.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC4,162,1495,396,417+1,234,2680.010.01-0.00buy
Hennion & Walsh Asset Management, Inc.01,005,981+1,005,9810.000.05+0.05buy
JANE STREET GROUP, LLC875,5871,692,134+816,5470.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP73,088678,547+605,4590.000.00+0.00buy
BlackRock, Inc.4,054,4584,556,544+502,0860.000.00-0.00buy
Point72 Asset Management, L.P.0426,293+426,2930.000.00+0.00buy
OMERS ADMINISTRATION Corp0331,300+331,3000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP878,8021,150,460+271,6580.000.00+0.00buy
TWO SIGMA ADVISERS, LP0267,500+267,5000.000.00+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.0209,214+209,2140.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD0192,900+192,9000.000.00+0.00buy
Squarepoint Ops LLC42,965218,392+175,4270.000.00+0.00buy
Lighthouse Investment Partners, LLC0171,000+171,0000.000.01+0.01buy
BARCLAYS PLC0157,500+157,5000.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.0145,435+145,4350.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC3,677,1923,819,242+142,0500.000.00-0.00buy
ExodusPoint Capital Management, LP0114,979+114,9790.000.00+0.00buy
CITIGROUP INC230101,878+101,6480.000.00+0.00buy
Caitong International Asset Management Co., Ltd10782,317+82,2100.000.03+0.03buy
Virtu Financial LLC078,173+78,1730.000.00+0.00buy
NORTHERN TRUST CORP596,548666,237+69,6890.000.00-0.00buy
TWO SIGMA SECURITIES, LLC67,882134,911+67,0290.020.03+0.01buy
SIMPLEX TRADING, LLC8,20272,385+64,1830.000.00+0.00buy
Tower Research Capital LLC (TRC)061,773+61,7730.000.00+0.00buy
NewEdge Advisors, LLC80,155135,460+55,3050.000.00+0.00buy
GROUP ONE TRADING LLC68,098118,307+50,2090.000.00+0.00buy
State of Wyoming042,752+42,7520.000.01+0.01buy
Schonfeld Strategic Advisors LLC027,926+27,9260.000.00+0.00buy
Blueshift Asset Management, LLC018,682+18,6820.000.01+0.01buy
Kovack Advisors, Inc.017,335+17,3350.000.00+0.00buy
AMERIPRISE FINANCIAL INC015,575+15,5750.000.00+0.00buy
Alpine Global Management, LLC013,443+13,4430.000.00+0.00buy
R Squared Ltd013,217+13,2170.000.01+0.01buy
Procyon Advisors, LLC211,100224,100+13,0000.020.01-0.01buy
BNP PARIBAS FINANCIAL MARKETS4,40916,407+11,9980.000.00+0.00buy
Cetera Investment Advisers010,018+10,0180.000.00+0.00buy
Jain Global LLC107,004114,690+7,6860.000.00-0.00buy
CORA CAPITAL ADVISORS LLC23,64330,143+6,5000.020.02-0.00buy
Headlands Technologies LLC66,17270,744+4,5720.010.01-0.00buy
Creative Planning18,68621,962+3,2760.000.00-0.00buy
Verdence Capital Advisors LLC30,00033,000+3,0000.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC03,000+3,0000.000.00+0.00buy
N.E.W. Advisory Services LLC0698+6980.000.00+0.00buy
Smartleaf Asset Management LLC0588+5880.000.00+0.00buy
Clearstead Advisors, LLC0540+5400.000.00+0.00buy
Strengthening Families & Communities, LLC0500+5000.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC29,87130,321+4500.000.00-0.00buy
Root Financial Partners, LLC0250+2500.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC35,30935,423+1140.000.00-0.00buy
CIBC Private Wealth Group LLC02+20.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO40,00040,00000.000.00-0.00hold
North Star Investment Management Corp.30030000.000.00-0.00hold
Baldwin Investment Management, LLC25,00025,00000.000.00-0.00hold
Bank of New York Mellon Corp37,05537,05500.000.00-0.00hold
Parkside Financial Bank & Trust494900.000.00-0.00hold
Russell Investments Group, Ltd.50050000.000.00-0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC19,00019,00000.000.00-0.00hold
EverSource Wealth Advisors, LLC1,2501,25000.000.00-0.00hold
Steward Partners Investment Advisory, LLC40540500.000.00-0.00hold
Geneos Wealth Management Inc.1,1181,11800.000.00-0.00hold
TRUEFG, LLC21,00021,00000.010.01-0.00hold
Cedar Mountain Advisors, LLC10010000.000.00-0.00hold
Perennial Investment Advisors, LLC15,00015,00000.000.00-0.00hold
Blue Trust, Inc.1,0001,00000.000.00-0.00hold
Wedmont Private Capital14,76514,76500.000.00-0.00hold
Corient Private Wealth LLC900,000900,00000.000.00-0.00hold
Abel Hall, LLC14,77814,77800.010.00-0.01hold
WealthCollab, LLC1,7001,70000.000.00-0.00hold
Federation des caisses Desjardins du Quebec5,0005,00000.000.00-0.00hold
DIVERSIFY WEALTH MANAGEMENT, LLC20,00020,00000.000.00+0.00hold
Hughes Financial Services, LLC232300.000.00-0.00hold
Uniting Wealth Partners, LLC10,00010,00000.000.00+0.00hold
HARBOUR INVESTMENTS, INC.6,7126,71200.000.00-0.00hold
OPPENHEIMER & CO INC43,80543,80500.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC171,723171,72300.000.00-0.00hold
TUDOR INVESTMENT CORP ET AL13,71513,71500.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC1,5101,51000.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS60,00260,000-20.000.00-0.00sell
Farther Finance Advisors, LLC130-130.000.00-0.00sell
Ethic Inc.31,61131,580-310.000.00-0.00sell
Mariner, LLC22,31222,274-380.000.00-0.00sell
Arax Advisory Partners169102-670.000.00+0.00sell
SBI Securities Co., Ltd.24,18424,107-770.000.00-0.00sell
CWM, LLC2,6152,503-1120.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC15,72915,610-1190.000.00-0.00sell
Triumph Capital Management1800-1800.000.00-0.00sell
Advisory Services Network, LLC2700-2700.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP4750-4750.000.00-0.00sell
FMR LLC151,713150,836-8770.000.00-0.00sell
Jefferies Financial Group Inc.107,300101,935-5,3650.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC10,0000-10,0000.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC10,0000-10,0000.000.00-0.00sell
Gainplan LLC11,3250-11,3250.010.00-0.01sell
RAYMOND JAMES FINANCIAL INC11,5400-11,5400.000.00-0.00sell
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