| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GEODE CAPITAL MANAGEMENT, LLC | 18,347 | 18,573 | +226 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 0 | 35 | +35 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 211,110 | 211,110 | 0 | 0.05 | 0.04 | -0.01 | hold |
| NewEdge Advisors, LLC | 22 | 22 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Velan Capital Investment Management LP | 122,223 | 122,223 | 0 | 0.38 | 0.35 | -0.03 | hold |
| SBI Securities Co., Ltd. | 256 | 256 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 2,185 | 439 | -1,746 | 0.00 | 0.00 | -0.00 | sell |
| SABBY MANAGEMENT, LLC | 5,000 | 0 | -5,000 | 0.06 | 0.00 | -0.06 | sell |
| Stonepine Capital Management, LLC | 200,647 | 178,000 | -22,647 | 0.59 | 0.51 | -0.08 | sell |
| ADAR1 Capital Management, LLC | 194,665 | 167,111 | -27,554 | 0.11 | 0.08 | -0.03 | sell |
| AIGH Capital Management LLC | 253,555 | 216,345 | -37,210 | 0.40 | 0.29 | -0.10 | sell |
| Rosalind Advisors, Inc. | 250,059 | 0 | -250,059 | 0.37 | 0.00 | -0.37 | sell |