| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 255,555 | 255,555 | 0 | 0.44 | 0.32 | -0.12 | hold |
| Rosalind Advisors, Inc. | 0 | 250,555 | +250,555 | 0.00 | 0.45 | +0.45 | buy |
| Nantahala Capital Management, LLC | 211,110 | 211,110 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Stonepine Capital Management, LLC | 202,400 | 200,970 | -1,430 | 0.47 | 0.54 | +0.07 | sell |
| ADAR1 Capital Management, LLC | 196,551 | 200,221 | +3,670 | 0.12 | 0.14 | +0.02 | buy |
| Velan Capital Investment Management LP | 122,223 | 122,223 | 0 | 0.49 | 0.35 | -0.14 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 14,483 | 15,957 | +1,474 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,954 | 1,205 | -749 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 22 | 22 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 8 | 8 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alyeska Investment Group, L.P. | 180,780 | 0 | -180,780 | 0.00 | 0.00 | -0.00 | sell |
| SABBY MANAGEMENT, LLC | 5,000 | 0 | -5,000 | 0.25 | 0.00 | -0.25 | sell |
| BlackRock, Inc. | 1,606 | 0 | -1,606 | 0.00 | 0.00 | -0.00 | sell |