| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Parkwood LLC | 0 | 5,180,041 | +5,180,041 | 0.00 | 0.87 | +0.87 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,230,650 | 4,009,570 | +2,778,920 | 0.00 | 0.01 | +0.00 | buy |
| SEGRA CAPITAL MANAGEMENT, LLC | 9,350,236 | 11,715,624 | +2,365,388 | 13.97 | 14.33 | +0.36 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 258,191 | 2,340,601 | +2,082,410 | 0.00 | 0.01 | +0.00 | buy |
| Qube Research & Technologies Ltd | 1,750,882 | 3,595,500 | +1,844,618 | 0.01 | 0.01 | +0.00 | buy |
| MIRABELLA FINANCIAL SERVICES LLP | 95,560 | 1,846,755 | +1,751,195 | 0.02 | 0.22 | +0.19 | buy |
| GOLDMAN SACHS GROUP INC | 409,169 | 1,976,040 | +1,566,871 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 1,227,345 | +1,227,345 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 862,553 | +862,553 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 80,488 | 639,642 | +559,154 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 21,522,101 | 22,027,987 | +505,886 | 0.26 | 0.25 | -0.01 | buy |
| TORONTO DOMINION BANK | 325 | 500,000 | +499,675 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 92,986 | 548,454 | +455,468 | 0.00 | 0.01 | +0.01 | buy |
| Jump Financial, LLC | 70,669 | 492,835 | +422,166 | 0.00 | 0.02 | +0.02 | buy |
| Jefferies Financial Group Inc. | 250,000 | 637,800 | +387,800 | 0.01 | 0.02 | +0.01 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 18,364 | 376,744 | +358,380 | 0.01 | 0.16 | +0.15 | buy |
| Squarepoint Ops LLC | 45,643 | 389,781 | +344,138 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 267,436 | +267,436 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 2,384,604 | 2,625,640 | +241,036 | 0.09 | 0.09 | -0.00 | buy |
| Anthracite Investment Company, Inc. | 0 | 217,498 | +217,498 | 0.00 | 0.18 | +0.18 | buy |
| ExodusPoint Capital Management, LP | 101,750 | 301,210 | +199,460 | 0.00 | 0.01 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 180,215 | +180,215 | 0.00 | 0.03 | +0.03 | buy |
| Goehring & Rozencwajg Associates, LLC | 2,234,763 | 2,413,746 | +178,983 | 0.83 | 0.84 | +0.01 | buy |
| Private Advisor Group, LLC | 0 | 165,700 | +165,700 | 0.00 | 0.00 | +0.00 | buy |
| Azarias Capital Management, L.P. | 14,419,099 | 14,584,181 | +165,082 | 9.88 | 9.78 | -0.09 | buy |
| Cubist Systematic Strategies, LLC | 327,106 | 477,976 | +150,870 | 0.01 | 0.01 | +0.00 | buy |
| XTX Topco Ltd | 0 | 144,024 | +144,024 | 0.00 | 0.03 | +0.03 | buy |
| Cannon Global Investment Management, LLC | 0 | 139,800 | +139,800 | 0.00 | 0.60 | +0.60 | buy |
| BAILARD, INC. | 0 | 139,400 | +139,400 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 207,405 | 341,123 | +133,718 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 317,400 | 423,482 | +106,082 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 72,334 | 160,576 | +88,242 | 0.01 | 0.02 | +0.01 | buy |
| CTC Alternative Strategies, Ltd. | 0 | 84,110 | +84,110 | 0.00 | 0.08 | +0.08 | buy |
| OMERS ADMINISTRATION Corp | 22,400 | 101,600 | +79,200 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 0 | 78,694 | +78,694 | 0.00 | 0.00 | +0.00 | buy |
| Dynamic Technology Lab Private Ltd | 0 | 65,891 | +65,891 | 0.00 | 0.01 | +0.01 | buy |
| TWINBEECH CAPITAL LP | 0 | 45,231 | +45,231 | 0.00 | 0.00 | +0.00 | buy |
| Verity Asset Management, Inc. | 198,137 | 241,729 | +43,592 | 0.19 | 0.22 | +0.02 | buy |
| LPL Financial LLC | 0 | 41,644 | +41,644 | 0.00 | 0.00 | +0.00 | buy |
| Polymer Capital Management (HK) LTD | 0 | 41,634 | +41,634 | 0.00 | 0.02 | +0.02 | buy |
| Tidal Investments LLC | 0 | 40,745 | +40,745 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 40,196 | +40,196 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 843,873 | 874,798 | +30,925 | 0.00 | 0.00 | -0.00 | buy |
| DRW Securities, LLC | 0 | 27,700 | +27,700 | 0.00 | 0.00 | +0.00 | buy |
| TradeLink Capital LLC | 0 | 18,300 | +18,300 | 0.00 | 0.43 | +0.43 | buy |
| Symmetry Investments LP | 0 | 17,600 | +17,600 | 0.00 | 0.00 | +0.00 | buy |
| MACQUARIE GROUP LTD | 0 | 16,654 | +16,654 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 16,122 | +16,122 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 0 | 15,135 | +15,135 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 219,929 | 231,782 | +11,853 | 0.00 | 0.00 | -0.00 | buy |
| Ballentine Partners, LLC | 0 | 10,843 | +10,843 | 0.00 | 0.00 | +0.00 | buy |
| Glenorchy Capital Ltd | 12,309 | 22,073 | +9,764 | 0.02 | 0.03 | +0.01 | buy |
| Creative Planning | 34,607 | 41,600 | +6,993 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 10,601 | 11,348 | +747 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 8,631,185 | 8,631,185 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COBBLESTONE CAPITAL ADVISORS LLC /NY/ | 19,050 | 19,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIXIS | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Laird Norton Wetherby Wealth Management, LLC | 26,625 | 26,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 11,500 | 11,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEXPOINT ASSET MANAGEMENT, L.P. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ibex Investors LLC | 356,747 | 356,747 | 0 | 0.66 | 0.74 | +0.07 | hold |
| MANGROVE PARTNERS IM, LLC | 5,580,851 | 5,580,851 | 0 | 0.58 | 0.62 | +0.04 | hold |
| QUADRANT CAPITAL GROUP LLC | 1,145 | 1,145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 3,869 | 3,869 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Refined Wealth Management | 10,800 | 10,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Continuum Advisory, LLC | 14,738 | 14,738 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sachetta, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 1,597 | 1,597 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 8,032 | 8,032 | 0 | 0.00 | 0.00 | -0.00 | hold |
| U S GLOBAL INVESTORS INC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HSBC HOLDINGS PLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 9,644 | 9,644 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 164,088 | 164,088 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 75 | 0 | -75 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 4,924 | 4,552 | -372 | 0.00 | 0.00 | -0.00 | sell |
| SIGNATUREFD, LLC | 5,855 | 5,072 | -783 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 2,500 | 1,500 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,514 | 7,443 | -1,071 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 27,000 | 23,000 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 5,591 | 0 | -5,591 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 242,169 | 235,019 | -7,150 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 70,551 | 63,301 | -7,250 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 9,360 | 0 | -9,360 | 0.00 | 0.00 | -0.00 | sell |
| AE Wealth Management LLC | 13,025 | 0 | -13,025 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 254,317 | 239,391 | -14,926 | 0.00 | 0.00 | -0.00 | sell |
| SPROTT INC. | 69,979 | 54,584 | -15,395 | 0.01 | 0.01 | -0.00 | sell |
| FLOW TRADERS U.S. LLC | 20,336 | 0 | -20,336 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 260,914 | 233,160 | -27,754 | 0.02 | 0.01 | -0.00 | sell |
| Alpine Global Management, LLC | 30,000 | 0 | -30,000 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 95,518 | 32,679 | -62,839 | 0.01 | 0.00 | -0.01 | sell |
| OLD MISSION CAPITAL LLC | 66,239 | 0 | -66,239 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 90,497 | 0 | -90,497 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 645,777 | 452,518 | -193,259 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 677,687 | 452,476 | -225,211 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 259,410 | 0 | -259,410 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 23,742,647 | 23,027,550 | -715,097 | 6.59 | 4.80 | -1.79 | sell |
| VAN ECK ASSOCIATES CORP | 1,044,167 | 0 | -1,044,167 | 0.00 | 0.00 | -0.00 | sell |