| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 23,027,550 | 22,780,127 | -247,423 | 4.80 | 4.43 | -0.36 | sell |
| ALPS ADVISORS INC | 22,027,987 | 22,555,022 | +527,035 | 0.25 | 0.22 | -0.03 | buy |
| Azarias Capital Management, L.P. | 14,584,181 | 16,370,204 | +1,786,023 | 9.78 | 10.30 | +0.52 | buy |
| SEGRA CAPITAL MANAGEMENT, LLC | 11,715,624 | 14,227,704 | +2,512,080 | 14.33 | 18.26 | +3.93 | buy |
| VANGUARD GROUP INC | 8,631,185 | 10,337,896 | +1,706,711 | 0.00 | 0.00 | +0.00 | buy |
| Lloyd Harbor Capital Management, LLC | 3,046,858 | 8,146,858 | +5,100,000 | 3.46 | 6.98 | +3.53 | buy |
| MANGROVE PARTNERS IM, LLC | 5,580,851 | 5,580,851 | 0 | 0.62 | 0.60 | -0.02 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 3,191,168 | +3,191,168 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 2,625,640 | 3,060,407 | +434,767 | 0.09 | 0.12 | +0.03 | buy |
| Goehring & Rozencwajg Associates, LLC | 2,413,746 | 2,931,546 | +517,800 | 0.84 | 0.81 | -0.02 | buy |
| STATE STREET CORP | 164,088 | 2,842,122 | +2,678,034 | 0.00 | 0.00 | +0.00 | buy |
| Parkwood LLC | 5,180,041 | 2,025,000 | -3,155,041 | 0.87 | 0.35 | -0.51 | sell |
| Qube Research & Technologies Ltd | 3,595,500 | 1,810,894 | -1,784,606 | 0.01 | 0.00 | -0.01 | sell |
| BARCLAYS PLC | 231,782 | 1,620,831 | +1,389,049 | 0.00 | 0.00 | +0.00 | buy |
| Boundary Creek Advisors LP | 0 | 1,506,000 | +1,506,000 | 0.00 | 1.00 | +1.00 | buy |
| Rokos Capital Management LLP | 0 | 1,405,000 | +1,405,000 | 0.00 | 0.04 | +0.04 | buy |
| UBS Group AG | 874,798 | 1,024,294 | +149,496 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 0 | 785,112 | +785,112 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 669,654 | +669,654 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 423,482 | 606,148 | +182,666 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 235,019 | 462,038 | +227,019 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 332,093 | +332,093 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,976,040 | 269,198 | -1,706,842 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 0 | 261,246 | +261,246 | 0.00 | 0.06 | +0.06 | buy |
| Cetera Investment Advisers | 267,436 | 261,132 | -6,304 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 239,391 | 247,691 | +8,300 | 0.00 | 0.00 | -0.00 | buy |
| Ibex Investors LLC | 356,747 | 246,747 | -110,000 | 0.74 | 0.36 | -0.38 | sell |
| Orion Resource Partners LP | 0 | 246,366 | +246,366 | 0.00 | 0.05 | +0.05 | buy |
| Verity Asset Management, Inc. | 241,729 | 214,376 | -27,353 | 0.22 | 0.12 | -0.10 | sell |
| Bridgewater Associates, LP | 0 | 197,794 | +197,794 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 167,210 | +167,210 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 165,700 | 163,700 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| U S GLOBAL INVESTORS INC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BAILARD, INC. | 139,400 | 135,300 | -4,100 | 0.01 | 0.01 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 63,301 | 115,229 | +51,928 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 112,283 | +112,283 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 111,400 | +111,400 | 0.00 | 0.00 | +0.00 | buy |
| Anthracite Investment Company, Inc. | 217,498 | 110,295 | -107,203 | 0.18 | 0.08 | -0.09 | sell |
| MILLENNIUM MANAGEMENT LLC | 4,009,570 | 107,389 | -3,902,181 | 0.01 | 0.00 | -0.01 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 106,808 | +106,808 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 104,430 | +104,430 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 4,552 | 97,433 | +92,881 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 0 | 97,073 | +97,073 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 0 | 89,884 | +89,884 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 87,793 | +87,793 | 0.00 | 0.00 | 0.00 | buy |
| OLD MISSION CAPITAL LLC | 0 | 78,902 | +78,902 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 77,124 | +77,124 | 0.00 | 0.02 | +0.02 | buy |
| MetLife Investment Management, LLC | 0 | 71,547 | +71,547 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 452,518 | 60,088 | -392,430 | 0.00 | 0.00 | -0.00 | sell |
| SPROTT INC. | 54,584 | 56,734 | +2,150 | 0.01 | 0.01 | -0.00 | buy |
| Virtu Financial LLC | 32,679 | 54,338 | +21,659 | 0.00 | 0.01 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 40,745 | 41,330 | +585 | 0.00 | 0.00 | -0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 452,476 | 38,895 | -413,581 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 36,252 | +36,252 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 500,000 | 35,759 | -464,241 | 0.00 | 0.00 | -0.00 | sell |
| Glenorchy Capital Ltd | 22,073 | 33,256 | +11,183 | 0.03 | 0.03 | +0.01 | buy |
| Creative Planning | 41,600 | 30,972 | -10,628 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 0 | 29,747 | +29,747 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 26,941 | +26,941 | 0.00 | 0.00 | +0.00 | buy |
| Laird Norton Wetherby Wealth Management, LLC | 26,625 | 26,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HSBC HOLDINGS PLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 23,000 | 23,096 | +96 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 40,196 | 20,504 | -19,692 | 0.00 | 0.00 | -0.00 | sell |
| Ballentine Partners, LLC | 10,843 | 20,344 | +9,501 | 0.00 | 0.00 | +0.00 | buy |
| Rathbones Group PLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 19,926 | +19,926 | 0.00 | 0.00 | +0.00 | buy |
| COBBLESTONE CAPITAL ADVISORS LLC /NY/ | 19,050 | 19,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRUDENTIAL FINANCIAL INC | 0 | 18,800 | +18,800 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 16,122 | 18,034 | +1,912 | 0.00 | 0.00 | -0.00 | buy |
| XPONANCE, INC. | 0 | 17,685 | +17,685 | 0.00 | 0.00 | +0.00 | buy |
| NEXPOINT ASSET MANAGEMENT, L.P. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Continuum Advisory, LLC | 14,738 | 14,738 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 5,072 | 14,147 | +9,075 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 11,348 | 12,991 | +1,643 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 144,024 | 12,384 | -131,640 | 0.03 | 0.00 | -0.03 | sell |
| Gotham Asset Management, LLC | 0 | 12,056 | +12,056 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Refined Wealth Management | 10,800 | 10,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 0 | 10,350 | +10,350 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 9,644 | 9,644 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 0 | 9,514 | +9,514 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 1,145 | 7,488 | +6,343 | 0.00 | 0.00 | +0.00 | buy |
| Sachetta, LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIXIS | 5,000 | 4,952 | -48 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 3,869 | 3,943 | +74 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 1,597 | 1,503 | -94 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ashton Thomas Private Wealth, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 850 | +850 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 8,032 | 505 | -7,527 | 0.00 | 0.00 | -0.00 | sell |
| FOSTER DYKEMA CABOT & PARTNERS, LLC | 0 | 167 | +167 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 101,600 | 0 | -101,600 | 0.00 | 0.00 | -0.00 | sell |
| &PARTNERS | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 1,227,345 | 0 | -1,227,345 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 41,644 | 0 | -41,644 | 0.00 | 0.00 | -0.00 | sell |
| MACQUARIE GROUP LTD | 16,654 | 0 | -16,654 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKET INC. | 15,135 | 0 | -15,135 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2,340,601 | 0 | -2,340,601 | 0.01 | 0.00 | -0.01 | sell |