| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 18,349,308 | 21,522,101 | +3,172,793 | 0.23 | 0.26 | +0.03 | buy |
| Qube Research & Technologies Ltd | 54,646 | 1,750,882 | +1,696,236 | 0.00 | 0.01 | +0.01 | buy |
| Azarias Capital Management, L.P. | 12,732,813 | 14,419,099 | +1,686,286 | 9.69 | 9.88 | +0.19 | buy |
| Lloyd Harbor Capital Management, LLC | 8,692,791 | 10,167,791 | +1,475,000 | 6.91 | 9.89 | +2.98 | buy |
| Mirae Asset Global Investments Co., Ltd. | 14,253,973 | 15,514,392 | +1,260,419 | 0.05 | 0.05 | +0.00 | buy |
| SEGRA CAPITAL MANAGEMENT, LLC | 8,360,205 | 9,350,236 | +990,031 | 9.23 | 13.97 | +4.73 | buy |
| MILLENNIUM MANAGEMENT LLC | 545,866 | 1,230,650 | +684,784 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 1,714,736 | 2,384,604 | +669,868 | 0.08 | 0.09 | +0.01 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 14,761 | 677,687 | +662,926 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 317,400 | +317,400 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 111,611 | 409,169 | +297,558 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 618,774 | 843,873 | +225,099 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 207,405 | +207,405 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 21,782 | 219,929 | +198,147 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 876,832 | 1,044,167 | +167,335 | 0.00 | 0.00 | -0.00 | buy |
| U S GLOBAL INVESTORS INC | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| ExodusPoint Capital Management, LP | 0 | 101,750 | +101,750 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 160,638 | 258,191 | +97,553 | 0.00 | 0.00 | +0.00 | buy |
| MIRABELLA FINANCIAL SERVICES LLP | 0 | 95,560 | +95,560 | 0.00 | 0.02 | +0.02 | buy |
| Virtu Financial LLC | 0 | 95,518 | +95,518 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 92,986 | +92,986 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 90,497 | +90,497 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 237,684 | 327,106 | +89,422 | 0.00 | 0.01 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 80,488 | +80,488 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 566,077 | 645,777 | +79,700 | 0.00 | 0.00 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 2,156,323 | 2,234,763 | +78,440 | 0.81 | 0.83 | +0.02 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 72,334 | +72,334 | 0.00 | 0.01 | +0.01 | buy |
| Jump Financial, LLC | 0 | 70,669 | +70,669 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 8,567,082 | 8,631,185 | +64,103 | 0.00 | 0.00 | -0.00 | buy |
| Squarepoint Ops LLC | 0 | 45,643 | +45,643 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 22,400 | +22,400 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 0 | 20,336 | +20,336 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 16,228 | 34,607 | +18,379 | 0.00 | 0.00 | +0.00 | buy |
| Verity Asset Management, Inc. | 186,132 | 198,137 | +12,005 | 0.21 | 0.19 | -0.02 | buy |
| Tower Research Capital LLC (TRC) | 0 | 9,360 | +9,360 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 246,763 | 254,317 | +7,554 | 0.00 | 0.00 | -0.00 | buy |
| US BANCORP \DE\ | 1,505 | 8,032 | +6,527 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 236,249 | 242,169 | +5,920 | 0.00 | 0.00 | -0.00 | buy |
| Quantbot Technologies LP | 0 | 5,591 | +5,591 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 64,589 | 69,979 | +5,390 | 0.01 | 0.01 | +0.00 | buy |
| NATIXIS | 0 | 5,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| Continuum Advisory, LLC | 13,500 | 14,738 | +1,238 | 0.00 | 0.00 | -0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 0 | 1,145 | +1,145 | 0.00 | 0.00 | +0.00 | buy |
| AE Wealth Management LLC | 12,625 | 13,025 | +400 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 15 | 325 | +310 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 75 | +75 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 4,917 | 4,924 | +7 | 0.00 | 0.00 | -0.00 | buy |
| SIGNATUREFD, LLC | 5,849 | 5,855 | +6 | 0.00 | 0.00 | -0.00 | buy |
| COBBLESTONE CAPITAL ADVISORS LLC /NY/ | 19,050 | 19,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Laird Norton Wetherby Wealth Management, LLC | 26,625 | 26,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEXPOINT ASSET MANAGEMENT, L.P. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ibex Investors LLC | 356,747 | 356,747 | 0 | 0.62 | 0.66 | +0.04 | hold |
| MANGROVE PARTNERS IM, LLC | 5,580,851 | 5,580,851 | 0 | 0.65 | 0.58 | -0.07 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 259,410 | 259,410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Refined Wealth Management | 10,800 | 10,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 2,500 | 2,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 1,597 | 1,597 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HSBC HOLDINGS PLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 9,644 | 9,644 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF MONTREAL /CAN/ | 27,000 | 27,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 164,088 | 164,088 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jefferies Financial Group Inc. | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 70,651 | 70,551 | -100 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 9,014 | 8,514 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Vanguard Personalized Indexing Management, LLC | 16,026 | 10,601 | -5,425 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 11,074 | 0 | -11,074 | 0.00 | 0.00 | -0.00 | sell |
| Covestor Ltd | 13,804 | 0 | -13,804 | 0.02 | 0.00 | -0.02 | sell |
| HRT FINANCIAL LP | 17,649 | 0 | -17,649 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 24,740 | 3,869 | -20,871 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asset Management, L.P. | 28,022 | 0 | -28,022 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 29,702 | 0 | -29,702 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 62,500 | 30,000 | -32,500 | 0.02 | 0.01 | -0.01 | sell |
| LMR Partners LLP | 39,132 | 0 | -39,132 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 326,984 | 260,914 | -66,070 | 0.02 | 0.02 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 91,717 | 0 | -91,717 | 0.01 | 0.00 | -0.01 | sell |
| Manatuck Hill Partners, LLC | 200,000 | 0 | -200,000 | 0.15 | 0.00 | -0.15 | sell |
| OLD MISSION CAPITAL LLC | 485,259 | 66,239 | -419,020 | 0.02 | 0.00 | -0.02 | sell |
| Informed Momentum Co LLC | 770,246 | 0 | -770,246 | 0.23 | 0.00 | -0.23 | sell |
| MMCAP International Inc. SPC | 26,245,347 | 23,742,647 | -2,502,700 | 11.60 | 6.59 | -5.02 | sell |