| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 0 | 20,403,343 | +20,403,343 | 0.00 | 0.02 | +0.02 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 15,712,439 | +15,712,439 | 0.00 | 0.02 | +0.02 | buy |
| NOMURA HOLDINGS INC | 0 | 6,800,036 | +6,800,036 | 0.00 | 0.03 | +0.03 | buy |
| CenterBook Partners LP | 4,203,129 | 10,661,242 | +6,458,113 | 0.37 | 0.72 | +0.35 | buy |
| ALPS ADVISORS INC | 39,200,846 | 43,829,022 | +4,628,176 | 0.39 | 0.35 | -0.04 | buy |
| MARSHALL WACE, LLP | 0 | 2,747,167 | +2,747,167 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,950,178 | 4,630,205 | +2,680,027 | 0.01 | 0.01 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 21,354,823 | 23,591,495 | +2,236,672 | 0.06 | 0.05 | -0.01 | buy |
| HITE Hedge Asset Management LLC | 0 | 2,065,501 | +2,065,501 | 0.00 | 0.18 | +0.18 | buy |
| STATE STREET CORP | 14,097,745 | 15,467,792 | +1,370,047 | 0.00 | 0.00 | -0.00 | buy |
| Pacer Advisors, Inc. | 0 | 1,195,758 | +1,195,758 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,072,352 | 2,263,398 | +1,191,046 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 1,164,600 | +1,164,600 | 0.00 | 0.00 | +0.00 | buy |
| Azarias Capital Management, L.P. | 13,504,298 | 13,950,155 | +445,857 | 9.57 | 8.49 | -1.08 | buy |
| TWO SIGMA INVESTMENTS, LP | 424,899 | 862,458 | +437,559 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 152,797 | 584,170 | +431,373 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 423,792 | +423,792 | 0.00 | 0.02 | +0.02 | buy |
| Hennion & Walsh Asset Management, Inc. | 218,150 | 619,031 | +400,881 | 0.01 | 0.03 | +0.02 | buy |
| OMERS ADMINISTRATION Corp | 0 | 318,200 | +318,200 | 0.00 | 0.00 | +0.00 | buy |
| MIRABELLA FINANCIAL SERVICES LLP | 0 | 300,000 | +300,000 | 0.00 | 0.04 | +0.04 | buy |
| BARCLAYS PLC | 21,782 | 276,000 | +254,218 | 0.00 | 0.00 | +0.00 | buy |
| Lighthouse Investment Partners, LLC | 0 | 237,600 | +237,600 | 0.00 | 0.01 | +0.01 | buy |
| EntryPoint Capital, LLC | 0 | 210,490 | +210,490 | 0.00 | 0.11 | +0.11 | buy |
| BlackRock, Inc. | 6,307,349 | 6,517,137 | +209,788 | 0.00 | 0.00 | -0.00 | buy |
| Banque Cantonale Vaudoise | 100,328 | 296,828 | +196,500 | 0.01 | 0.01 | +0.01 | buy |
| Caitong International Asset Management Co., Ltd | 58,294 | 247,275 | +188,981 | 0.07 | 0.08 | +0.01 | buy |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 370,000 | 550,000 | +180,000 | 0.00 | 0.00 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 3,292,797 | 3,467,921 | +175,124 | 0.71 | 0.48 | -0.23 | buy |
| Hudson Bay Capital Management LP | 0 | 159,790 | +159,790 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 464 | 102,198 | +101,734 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 20,000 | 120,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 69,150 | +69,150 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 663,402 | 723,665 | +60,263 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 2,253 | 60,715 | +58,462 | 0.00 | 0.00 | +0.00 | buy |
| Scientech Research LLC | 0 | 49,700 | +49,700 | 0.00 | 0.04 | +0.04 | buy |
| D. E. Shaw & Co., Inc. | 43,853 | 86,853 | +43,000 | 0.00 | 0.00 | +0.00 | buy |
| AE Wealth Management LLC | 0 | 40,152 | +40,152 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 0 | 37,468 | +37,468 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 37,077 | +37,077 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 40,695 | 75,504 | +34,809 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 38,600 | 73,061 | +34,461 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 34,272 | +34,272 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 30,326 | +30,326 | 0.00 | 0.00 | +0.00 | buy |
| Old West Investment Management, LLC | 27,557 | 55,110 | +27,553 | 0.01 | 0.01 | +0.00 | buy |
| Laird Norton Wetherby Trust Company, LLC | 0 | 26,625 | +26,625 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 42,974 | 66,962 | +23,988 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 5,200 | 24,900 | +19,700 | 0.00 | 0.00 | +0.00 | buy |
| Canal Capital Management, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 15,000 | 29,500 | +14,500 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 1,652,834 | 1,667,178 | +14,344 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 162,500 | 174,500 | +12,000 | 0.00 | 0.00 | -0.00 | buy |
| Cypress Wealth Services, LLC | 0 | 10,282 | +10,282 | 0.00 | 0.00 | +0.00 | buy |
| Snowden Capital Advisors LLC | 18,000 | 27,500 | +9,500 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 6,018 | 14,000 | +7,982 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 5,759 | +5,759 | 0.00 | 0.00 | +0.00 | buy |
| Legacy Capital Group California, Inc. | 19,826 | 23,619 | +3,793 | 0.01 | 0.01 | -0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 0 | 3,000 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 1,889 | 4,437 | +2,548 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 1,659 | 3,794 | +2,135 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Summit Financial, LLC | 1,011,729 | 1,013,729 | +2,000 | 0.03 | 0.02 | -0.01 | buy |
| Tidal Investments LLC | 17,499 | 18,128 | +629 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 485 | +485 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 15,292 | 15,682 | +390 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 409 | 442 | +33 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 175,000 | 175,029 | +29 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 897 | 897 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BRAVE ASSET MANAGEMENT INC | 36,000 | 36,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 82 | 82 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OARSMAN CAPITAL, INC. | 90,025 | 90,025 | 0 | 0.02 | 0.02 | -0.01 | hold |
| RITHOLTZ WEALTH MANAGEMENT | 42,085 | 42,085 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Refined Wealth Management | 10,800 | 10,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Gradient Capital Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Continuum Advisory, LLC | 15,038 | 15,038 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Family Office, LLC | 730 | 730 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Abel Hall, LLC | 12,981 | 12,981 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Federation des caisses Desjardins du Quebec | 29,333 | 29,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 2,651 | 2,651 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 655 | 655 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 8 | 0 | -8 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 51 | 0 | -51 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 161 | 34 | -127 | 0.00 | 0.00 | -0.00 | sell |
| Vanguard Personalized Indexing Management, LLC | 36,435 | 36,157 | -278 | 0.00 | 0.00 | -0.00 | sell |
| IEQ CAPITAL, LLC | 11,454 | 11,160 | -294 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 12,882 | 12,406 | -476 | 0.00 | 0.00 | -0.00 | sell |
| AdvisorNet Financial, Inc | 4,336 | 3,738 | -598 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 8,726 | 5,551 | -3,175 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 84,624 | 80,401 | -4,223 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 16,647 | 11,493 | -5,154 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 26,539 | 19,701 | -6,838 | 0.00 | 0.00 | -0.00 | sell |
| Sachetta, LLC | 8,000 | 0 | -8,000 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA ADVISERS, LP | 118,400 | 108,900 | -9,500 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 424,028 | 414,487 | -9,541 | 0.00 | 0.00 | -0.00 | sell |
| OLD MISSION CAPITAL LLC | 264,854 | 255,220 | -9,634 | 0.02 | 0.01 | -0.00 | sell |
| INTRUST BANK NA | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| SIGNATUREFD, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Wealth | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Traynor Capital Management, Inc. | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 41,253 | 30,153 | -11,100 | 0.00 | 0.00 | -0.00 | sell |