| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| IvyRock Asset Management (HK) Ltd | 1,388,500 | 2,607,700 | +1,219,200 | 6.86 | 10.60 | +3.74 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 879,852 | +879,852 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 323,238 | 1,027,839 | +704,601 | 0.00 | 0.01 | +0.00 | buy |
| JPMORGAN CHASE & CO | 8,552 | 657,255 | +648,703 | 0.00 | 0.00 | +0.00 | buy |
| Greenwoods Asset Management Hong Kong Ltd. | 695,861 | 1,115,861 | +420,000 | 0.24 | 0.30 | +0.05 | buy |
| Invesco Ltd. | 2,001,032 | 2,311,596 | +310,564 | 0.00 | 0.00 | -0.00 | buy |
| SHAH CAPITAL MANAGEMENT | 1,745,546 | 1,906,285 | +160,739 | 3.91 | 3.37 | -0.55 | buy |
| MORGAN STANLEY | 650,028 | 808,075 | +158,047 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 866,612 | 1,002,173 | +135,561 | 0.00 | 0.00 | -0.00 | buy |
| Cerity Partners LLC | 246,297 | 374,966 | +128,669 | 0.01 | 0.01 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 10,944 | 132,251 | +121,307 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 456,851 | 548,853 | +92,002 | 0.00 | 0.00 | -0.00 | buy |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 159,056 | 243,335 | +84,279 | 0.03 | 0.04 | +0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 180,792 | 251,204 | +70,412 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 55,818 | +55,818 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 54,631 | +54,631 | 0.00 | 0.01 | +0.01 | buy |
| Legal & General Group Plc | 1,439,806 | 1,490,859 | +51,053 | 0.00 | 0.00 | -0.00 | buy |
| Aberdeen Group plc | 46,431 | 97,145 | +50,714 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 22,177 | +22,177 | 0.00 | 0.01 | +0.01 | buy |
| XTX Topco Ltd | 0 | 18,115 | +18,115 | 0.00 | 0.01 | +0.01 | buy |
| CIBC WORLD MARKET INC. | 0 | 17,243 | +17,243 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 10,925 | 27,173 | +16,248 | 0.00 | 0.00 | +0.00 | buy |
| Green Alpha Advisors, LLC | 26,888 | 40,739 | +13,851 | 0.24 | 0.38 | +0.14 | buy |
| Prospera Financial Services Inc | 18,805 | 30,328 | +11,523 | 0.00 | 0.01 | +0.00 | buy |
| Cetera Investment Advisers | 21,625 | 32,570 | +10,945 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 8,900 | 18,500 | +9,600 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 9,473 | +9,473 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 8,537 | +8,537 | 0.00 | 0.01 | +0.01 | buy |
| Federation des caisses Desjardins du Quebec | 15,880 | 23,580 | +7,700 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 97,536 | 104,480 | +6,944 | 0.01 | 0.01 | -0.00 | buy |
| Walleye Trading LLC | 8,300 | 15,082 | +6,782 | 0.00 | 0.00 | +0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 1,005 | 7,020 | +6,015 | 0.00 | 0.04 | +0.04 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 4,494 | +4,494 | 0.00 | 0.03 | +0.03 | buy |
| ROBOTTI ROBERT | 487,880 | 490,880 | +3,000 | 0.95 | 0.85 | -0.10 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 19,657 | 21,874 | +2,217 | 0.00 | 0.00 | -0.00 | buy |
| Templeton & Phillips Capital Management, LLC | 12,638 | 14,481 | +1,843 | 0.11 | 0.09 | -0.02 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 1,600 | 3,400 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 4,573 | 5,840 | +1,267 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 25,044 | 26,244 | +1,200 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 68,314 | 69,262 | +948 | 0.00 | 0.00 | -0.00 | buy |
| Strengthening Families & Communities, LLC | 0 | 700 | +700 | 0.00 | 0.01 | +0.01 | buy |
| DekaBank Deutsche Girozentrale | 7,920 | 8,594 | +674 | 0.00 | 0.00 | -0.00 | buy |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 0 | 445 | +445 | 0.00 | 0.00 | +0.00 | buy |
| GPS Wealth Strategies Group, LLC | 0 | 365 | +365 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 19,386 | 19,539 | +153 | 0.00 | 0.00 | -0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 124 | +124 | 0.00 | 0.00 | +0.00 | buy |
| LOGAN CAPITAL MANAGEMENT INC | 124 | 246 | +122 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 2,027,302 | 2,027,387 | +85 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 65 | 65 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RHUMBLINE ADVISERS | 161 | 161 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 115 | 115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCommodity Management, LLC | 21,772 | 21,772 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Mariner, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Handelsbanken Fonder AB | 17,800 | 17,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clear Harbor Asset Management, LLC | 19,270 | 19,270 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Bank Julius Baer & Co. Ltd, Zurich | 5,650 | 5,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 551 | 551 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Winch Advisory Services, LLC | 30 | 30 | 0 | 0.00 | 0.00 | -0.00 | hold |
| USCF Advisers LLC | 2,500 | 2,500 | 0 | 2.79 | 2.07 | -0.72 | hold |
| Bryn Mawr Trust Advisors, LLC | 21,900 | 21,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Center for Financial Planning, Inc. | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IAG Wealth Partners, LLC | 167 | 167 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DHJJ Financial Advisors, Ltd. | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cape Investment Advisory, Inc. | 48 | 48 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nemes Rush Group LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Crews Bank & Trust | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 165 | 165 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wilmington Savings Fund Society, FSB | 5,050 | 5,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 27,695 | 27,695 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CULLEN/FROST BANKERS, INC. | 15 | 0 | -15 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 52 | 0 | -52 | 0.00 | 0.00 | -0.00 | sell |
| Pacific Capital Wealth Advisors, Inc. | 107 | 0 | -107 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 120 | 0 | -120 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 262 | 0 | -262 | 0.00 | 0.00 | -0.00 | sell |
| WealthCollab, LLC | 314 | 0 | -314 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 1,693 | 1,354 | -339 | 0.00 | 0.00 | -0.00 | sell |
| Dunhill Financial, LLC | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| CITY HOLDING CO | 947 | 300 | -647 | 0.00 | 0.00 | -0.00 | sell |
| Catalyst Capital Advisors LLC | 718 | 0 | -718 | 0.00 | 0.00 | -0.00 | sell |
| Mitsubishi UFJ Asset Management Co., Ltd. | 38,193 | 37,350 | -843 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 12,035 | 11,088 | -947 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 15,871 | 14,878 | -993 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,759 | 4,762 | -997 | 0.00 | 0.00 | -0.00 | sell |
| ADIRONDACK TRUST CO | 1,500 | 500 | -1,000 | 0.01 | 0.00 | -0.00 | sell |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 4,829 | 3,762 | -1,067 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 26,319 | 24,896 | -1,423 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 13,977 | 12,502 | -1,475 | 0.00 | 0.00 | -0.00 | sell |
| Generali Investments CEE, investicni spolecnost, a.s. | 1,500 | 0 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 40,499 | 38,967 | -1,532 | 0.02 | 0.02 | -0.00 | sell |
| Quarry LP | 1,596 | 0 | -1,596 | 0.00 | 0.00 | -0.00 | sell |
| Waterfront Wealth Inc. | 185,175 | 183,513 | -1,662 | 0.50 | 0.39 | -0.11 | sell |
| Vontobel Holding Ltd. | 27,087 | 25,329 | -1,758 | 0.00 | 0.00 | -0.00 | sell |
| R Squared Ltd | 2,120 | 0 | -2,120 | 0.02 | 0.00 | -0.02 | sell |
| Guinness Atkinson Asset Management Inc | 32,183 | 29,878 | -2,305 | 0.18 | 0.14 | -0.04 | sell |
| Harel Insurance Investments & Financial Services Ltd. | 2,507 | 0 | -2,507 | 0.00 | 0.00 | -0.00 | sell |