| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKENZIE FINANCIAL CORP | 4,077,865 | 5,115,665 | +1,037,800 | 0.12 | 0.11 | -0.00 | buy |
| VANGUARD GROUP INC | 1,955,582 | 1,990,616 | +35,034 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 1,849,231 | 1,852,022 | +2,791 | 0.01 | 0.01 | -0.00 | buy |
| Legal & General Group Plc | 249,489 | 1,583,518 | +1,334,029 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 693,130 | 1,288,934 | +595,804 | 0.01 | 0.02 | +0.01 | buy |
| JANE STREET GROUP, LLC | 24,361 | 1,195,853 | +1,171,492 | 0.00 | 0.02 | +0.02 | buy |
| Guinness Asset Management LTD | 1,071,276 | 1,055,381 | -15,895 | 0.44 | 0.32 | -0.12 | sell |
| MILLENNIUM MANAGEMENT LLC | 1,482,272 | 1,035,030 | -447,242 | 0.02 | 0.01 | -0.01 | sell |
| DnB Asset Management AS | 675,143 | 886,963 | +211,820 | 0.07 | 0.06 | -0.01 | buy |
| GROUP ONE TRADING LLC | 1,042,724 | 765,696 | -277,028 | 0.73 | 0.36 | -0.38 | sell |
| STATE STREET CORP | 330,964 | 460,899 | +129,935 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 19,059 | 370,007 | +350,948 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 342,465 | 352,552 | +10,087 | 0.01 | 0.01 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 198,646 | 328,658 | +130,012 | 0.00 | 0.01 | +0.00 | buy |
| Skandinaviska Enskilda Banken AB (publ) | 369,763 | 319,656 | -50,107 | 0.04 | 0.02 | -0.01 | sell |
| ROBOTTI ROBERT | 315,476 | 312,661 | -2,815 | 0.85 | 0.72 | -0.12 | sell |
| SIMPLEX TRADING, LLC | 432,875 | 303,387 | -129,488 | 0.25 | 0.14 | -0.11 | sell |
| SIR Capital Management, L.P. | 0 | 270,787 | +270,787 | 0.00 | 0.40 | +0.40 | buy |
| D. SCOTT NEAL, INC. | 0 | 264,272 | +264,272 | 0.00 | 2.17 | +2.17 | buy |
| D. E. Shaw & Co., Inc. | 256,909 | 250,799 | -6,110 | 0.01 | 0.01 | -0.00 | sell |
| UBS Group AG | 15,858 | 224,800 | +208,942 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Trading LLC | 81,008 | 220,226 | +139,218 | 0.03 | 0.06 | +0.04 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 204,274 | +204,274 | 0.00 | 0.03 | +0.03 | buy |
| GOLDMAN SACHS GROUP INC | 127,126 | 195,796 | +68,670 | 0.00 | 0.00 | +0.00 | buy |
| HUSSMAN STRATEGIC ADVISORS, INC. | 210,000 | 189,000 | -21,000 | 0.96 | 0.77 | -0.20 | sell |
| Cerity Partners LLC | 434,483 | 185,191 | -249,292 | 0.02 | 0.01 | -0.02 | sell |
| MORGAN STANLEY | 186,867 | 174,440 | -12,427 | 0.00 | 0.00 | -0.00 | sell |
| Waterfront Wealth Inc. | 167,859 | 167,821 | -38 | 0.69 | 0.67 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 297,764 | 144,468 | -153,296 | 0.01 | 0.00 | -0.01 | sell |
| Trexquant Investment LP | 102,896 | 137,272 | +34,376 | 0.04 | 0.03 | -0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 76,806 | 108,666 | +31,860 | 0.01 | 0.00 | -0.00 | buy |
| KBC Group NV | 104,552 | 104,552 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Vontobel Holding Ltd. | 189,141 | 102,684 | -86,457 | 0.03 | 0.00 | -0.02 | sell |
| Squarepoint Ops LLC | 83,347 | 97,440 | +14,093 | 0.01 | 0.01 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 62,150 | 97,279 | +35,129 | 0.01 | 0.01 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 79,345 | 83,814 | +4,469 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 86,239 | 81,864 | -4,375 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 35,959 | 81,830 | +45,871 | 0.02 | 0.04 | +0.01 | buy |
| CITIGROUP INC | 55,131 | 81,792 | +26,661 | 0.00 | 0.00 | -0.00 | buy |
| Centiva Capital, LP | 0 | 72,011 | +72,011 | 0.00 | 0.05 | +0.05 | buy |
| NewEdge Advisors, LLC | 53,447 | 69,165 | +15,718 | 0.01 | 0.01 | -0.00 | buy |
| DRW Securities, LLC | 50,000 | 68,000 | +18,000 | 0.06 | 0.06 | +0.01 | buy |
| MARSHALL WACE, LLP | 47,630 | 60,143 | +12,513 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 56,215 | +56,215 | 0.00 | 0.00 | +0.00 | buy |
| Aberdeen Group plc | 52,147 | 52,147 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Growth Management Ltd. | 51,000 | 51,000 | 0 | 0.19 | 0.15 | -0.04 | hold |
| VAN ECK ASSOCIATES CORP | 56,326 | 50,137 | -6,189 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 31,716 | 49,560 | +17,844 | 0.02 | 0.02 | -0.00 | buy |
| Cetera Investment Advisers | 21,772 | 49,161 | +27,389 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 46,785 | 46,885 | +100 | 0.01 | 0.00 | -0.00 | buy |
| LOGAN CAPITAL MANAGEMENT INC | 46,767 | 45,729 | -1,038 | 0.04 | 0.03 | -0.01 | sell |
| Cresset Asset Management, LLC | 50,779 | 43,280 | -7,499 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 40,232 | 40,531 | +299 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE TRADING, LLC | 58,511 | 39,188 | -19,323 | 0.01 | 0.01 | -0.00 | sell |
| Nebula Research & Development LLC | 0 | 39,096 | +39,096 | 0.00 | 0.09 | +0.09 | buy |
| Green Alpha Advisors, LLC | 41,136 | 37,108 | -4,028 | 0.59 | 0.44 | -0.15 | sell |
| Summit Place Financial Advisors, LLC | 33,013 | 37,023 | +4,010 | 0.38 | 0.32 | -0.06 | buy |
| Guinness Atkinson Asset Management Inc | 35,044 | 35,044 | 0 | 0.33 | 0.25 | -0.07 | hold |
| GSA CAPITAL PARTNERS LLP | 50,066 | 34,396 | -15,670 | 0.08 | 0.04 | -0.04 | sell |
| Scientech Research LLC | 0 | 34,169 | +34,169 | 0.00 | 0.10 | +0.10 | buy |
| Walleye Capital LLC | 41,471 | 33,431 | -8,040 | 0.01 | 0.01 | -0.00 | sell |
| SG Americas Securities, LLC | 7,492 | 32,809 | +25,317 | 0.00 | 0.00 | +0.00 | buy |
| CAPITAL FUND MANAGEMENT S.A. | 77,514 | 31,711 | -45,803 | 0.02 | 0.01 | -0.01 | sell |
| Tidal Investments LLC | 26,522 | 31,095 | +4,573 | 0.01 | 0.01 | -0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 23,804 | 29,876 | +6,072 | 0.00 | 0.00 | -0.00 | buy |
| Clear Harbor Asset Management, LLC | 18,850 | 27,620 | +8,770 | 0.03 | 0.04 | +0.00 | buy |
| Virtu Financial LLC | 17,008 | 27,254 | +10,246 | 0.03 | 0.03 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 31,333 | 26,733 | -4,600 | 0.00 | 0.00 | -0.00 | sell |
| CastleKnight Management LP | 11,400 | 25,200 | +13,800 | 0.03 | 0.05 | +0.02 | buy |
| NORTHERN TRUST CORP | 28,914 | 24,383 | -4,531 | 0.00 | 0.00 | -0.00 | sell |
| Bryn Mawr Trust Advisors, LLC | 22,840 | 21,900 | -940 | 0.03 | 0.02 | -0.01 | sell |
| Engineers Gate Manager LP | 15,110 | 21,095 | +5,985 | 0.01 | 0.01 | -0.00 | buy |
| BANK OF NOVA SCOTIA | 40,980 | 20,606 | -20,374 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 20,893 | 19,680 | -1,213 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 14,456 | 19,459 | +5,003 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 48,027 | 19,404 | -28,623 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 17,333 | 18,716 | +1,383 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 15,291 | 18,362 | +3,071 | 0.00 | 0.00 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 9,344 | 18,264 | +8,920 | 0.00 | 0.00 | +0.00 | buy |
| Harel Insurance Investments & Financial Services Ltd. | 13,667 | 17,435 | +3,768 | 0.01 | 0.00 | -0.00 | buy |
| Wilmington Savings Fund Society, FSB | 16,950 | 16,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LPL Financial LLC | 14,328 | 15,972 | +1,644 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 32,650 | 15,884 | -16,766 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,994 | 15,733 | +4,739 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 839 | 14,249 | +13,410 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 8,522 | 13,772 | +5,250 | 0.00 | 0.00 | -0.00 | buy |
| PHILADELPHIA TRUST CO | 13,951 | 13,733 | -218 | 0.02 | 0.02 | -0.01 | sell |
| Jump Financial, LLC | 0 | 12,198 | +12,198 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,544 | 11,972 | -572 | 0.00 | 0.00 | -0.00 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 11,875 | +11,875 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 0 | 11,833 | +11,833 | 0.00 | 0.00 | +0.00 | buy |
| Handelsbanken Fonder AB | 11,600 | 11,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 2,285 | 11,527 | +9,242 | 0.00 | 0.00 | +0.00 | buy |
| Bridgefront Capital, LLC | 0 | 11,357 | +11,357 | 0.00 | 0.07 | +0.07 | buy |
| OPPENHEIMER & CO INC | 0 | 11,050 | +11,050 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 10,875 | 10,587 | -288 | 0.00 | 0.00 | -0.00 | sell |
| Petrus Trust Company, LTA | 0 | 10,486 | +10,486 | 0.00 | 0.01 | +0.01 | buy |
| Mariner, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| U S GLOBAL INVESTORS INC | 10,000 | 10,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Russell Investments Group, Ltd. | 125,145 | 9,677 | -115,468 | 0.00 | 0.00 | -0.00 | sell |