| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKENZIE FINANCIAL CORP | 5,479,065 | 5,884,865 | +405,800 | 0.07 | 0.08 | +0.02 | buy |
| VANGUARD GROUP INC | 2,027,387 | 1,949,702 | -77,685 | 0.00 | 0.00 | +0.00 | sell |
| SHAH CAPITAL MANAGEMENT | 1,906,285 | 1,880,885 | -25,400 | 3.37 | 4.04 | +0.67 | sell |
| Invesco Ltd. | 2,311,596 | 1,843,997 | -467,599 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 1,490,859 | 1,815,113 | +324,254 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 1,002,173 | 1,270,439 | +268,266 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 994,897 | 887,616 | -107,281 | 0.00 | 0.00 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 696,836 | 842,703 | +145,867 | 0.01 | 0.02 | +0.00 | buy |
| IvyRock Asset Management (HK) Ltd | 2,607,700 | 817,322 | -1,790,378 | 10.60 | 4.16 | -6.44 | sell |
| STATE STREET CORP | 581,975 | 761,925 | +179,950 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 583,068 | 606,479 | +23,411 | 0.01 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 1,027,839 | 556,822 | -471,017 | 0.01 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 808,075 | 526,456 | -281,619 | 0.00 | 0.00 | -0.00 | sell |
| DnB Asset Management AS | 733,932 | 523,649 | -210,283 | 0.03 | 0.02 | -0.01 | sell |
| ROBOTTI ROBERT | 490,880 | 487,625 | -3,255 | 0.85 | 10.41 | +9.55 | sell |
| GOLDMAN SACHS GROUP INC | 548,853 | 441,895 | -106,958 | 0.00 | 0.00 | -0.00 | sell |
| Guinness Asset Management LTD | 573,722 | 393,116 | -180,606 | 0.10 | 0.08 | -0.02 | sell |
| Cerity Partners LLC | 374,966 | 372,721 | -2,245 | 0.01 | 0.01 | +0.00 | sell |
| Greenwoods Asset Management Hong Kong Ltd. | 1,115,861 | 335,183 | -780,678 | 0.30 | 0.13 | -0.17 | sell |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 243,335 | 243,335 | 0 | 0.04 | 0.07 | +0.04 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 251,204 | 238,684 | -12,520 | 0.00 | 0.00 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 879,852 | 225,439 | -654,413 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 657,255 | 186,538 | -470,717 | 0.00 | 0.00 | -0.00 | sell |
| Waterfront Wealth Inc. | 183,513 | 180,277 | -3,236 | 0.39 | 0.45 | +0.06 | sell |
| KBC Group NV | 138,731 | 123,626 | -15,105 | 0.00 | 0.00 | -0.00 | sell |
| Skandinaviska Enskilda Banken AB (publ) | 119,536 | 106,797 | -12,739 | 0.01 | 0.01 | +0.00 | sell |
| Verition Fund Management LLC | 37,453 | 93,380 | +55,927 | 0.00 | 0.01 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 104,480 | 87,139 | -17,341 | 0.01 | 0.01 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 132,251 | 85,554 | -46,697 | 0.00 | 0.00 | -0.00 | sell |
| Aberdeen Group plc | 97,145 | 80,130 | -17,015 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 71,574 | +71,574 | 0.00 | 0.00 | +0.00 | buy |
| Susquehanna Portfolio Strategies, LLC | 0 | 67,107 | +67,107 | 0.00 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 66,925 | 64,544 | -2,381 | 0.00 | 0.00 | +0.00 | sell |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 69,262 | 62,977 | -6,285 | 0.00 | 0.00 | +0.00 | sell |
| Engineers Gate Manager LP | 54,631 | 49,224 | -5,407 | 0.01 | 0.01 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 3,108 | 48,924 | +45,816 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 71,740 | 46,524 | -25,216 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 96,393 | 43,759 | -52,634 | 0.00 | 0.00 | -0.00 | sell |
| Mitsubishi UFJ Asset Management Co., Ltd. | 37,350 | 40,977 | +3,627 | 0.00 | 0.00 | +0.00 | buy |
| Byrne Asset Management LLC | 0 | 40,575 | +40,575 | 0.00 | 0.30 | +0.30 | buy |
| Green Alpha Advisors, LLC | 40,739 | 39,408 | -1,331 | 0.38 | 0.42 | +0.04 | sell |
| Counterpoint Mutual Funds LLC | 0 | 34,612 | +34,612 | 0.00 | 0.03 | +0.03 | buy |
| SG Americas Securities, LLC | 18,921 | 31,666 | +12,745 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 32,570 | 30,571 | -1,999 | 0.00 | 0.00 | +0.00 | sell |
| TD Waterhouse Canada Inc. | 26,244 | 30,044 | +3,800 | 0.00 | 0.00 | +0.00 | buy |
| Mach-1 Financial Group, LLC | 0 | 30,002 | +30,002 | 0.00 | 0.10 | +0.10 | buy |
| Prospera Financial Services Inc | 30,328 | 29,929 | -399 | 0.01 | 0.01 | +0.00 | sell |
| BANK OF NOVA SCOTIA | 46,192 | 27,842 | -18,350 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 27,173 | 25,758 | -1,415 | 0.00 | 0.00 | +0.00 | sell |
| Arkhouse Management Co. LP | 0 | 25,200 | +25,200 | 0.00 | 0.76 | +0.76 | buy |
| NORTHERN TRUST CORP | 24,896 | 24,799 | -97 | 0.00 | 0.00 | +0.00 | sell |
| Bryn Mawr Trust Advisors, LLC | 21,900 | 24,650 | +2,750 | 0.01 | 0.01 | +0.00 | buy |
| Guinness Atkinson Asset Management Inc | 29,878 | 24,011 | -5,867 | 0.14 | 0.14 | -0.00 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 55,818 | 23,009 | -32,809 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 23,580 | 21,725 | -1,855 | 0.00 | 0.00 | +0.00 | sell |
| SIMPLEX TRADING, LLC | 160,473 | 21,521 | -138,952 | 0.05 | 0.01 | -0.04 | sell |
| ROYAL BANK OF CANADA | 0 | 21,485 | +21,485 | 0.00 | 0.00 | +0.00 | buy |
| CoreCommodity Management, LLC | 21,772 | 20,806 | -966 | 0.03 | 0.04 | +0.01 | sell |
| AMERICAN CENTURY COMPANIES INC | 19,539 | 20,397 | +858 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 18,500 | 18,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clear Harbor Asset Management, LLC | 19,270 | 17,270 | -2,000 | 0.01 | 0.01 | +0.00 | sell |
| Templeton & Phillips Capital Management, LLC | 14,481 | 15,318 | +837 | 0.09 | 0.12 | +0.03 | buy |
| PharVision Advisers, LLC | 0 | 14,402 | +14,402 | 0.00 | 0.23 | +0.23 | buy |
| INCEPTIONR LLC | 0 | 13,732 | +13,732 | 0.00 | 0.04 | +0.04 | buy |
| HENNESSY ADVISORS INC | 0 | 12,979 | +12,979 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 12,001 | +12,001 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF MONTREAL /CAN/ | 12,069 | 11,669 | -400 | 0.00 | 0.00 | +0.00 | sell |
| Private Advisor Group, LLC | 12,502 | 11,502 | -1,000 | 0.00 | 0.00 | +0.00 | sell |
| HSBC HOLDINGS PLC | 14,878 | 10,393 | -4,485 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 8,537 | 9,537 | +1,000 | 0.01 | 0.01 | +0.00 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 3,762 | 9,100 | +5,338 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 7,439 | 8,615 | +1,176 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 5,840 | 8,094 | +2,254 | 0.00 | 0.00 | +0.00 | buy |
| DekaBank Deutsche Girozentrale | 8,594 | 7,920 | -674 | 0.00 | 0.00 | +0.00 | sell |
| Bank Julius Baer & Co. Ltd, Zurich | 5,650 | 5,650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wilmington Savings Fund Society, FSB | 5,050 | 5,050 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 0 | 4,756 | +4,756 | 0.00 | 0.01 | +0.01 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,762 | 4,484 | -278 | 0.00 | 0.00 | +0.00 | sell |
| NOMURA ASSET MANAGEMENT CO LTD | 3,400 | 3,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| USCF Advisers LLC | 2,500 | 2,500 | 0 | 2.07 | 2.71 | +0.64 | hold |
| Brooklyn Investment Group | 0 | 1,975 | +1,975 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 9,473 | 1,929 | -7,544 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 21,874 | 1,771 | -20,103 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 1,354 | 1,360 | +6 | 0.00 | 0.00 | +0.00 | buy |
| PEAK6 LLC | 18,661 | 799 | -17,862 | 0.01 | 0.00 | -0.01 | sell |
| Caitong International Asset Management Co., Ltd | 4,494 | 735 | -3,759 | 0.03 | 0.01 | -0.02 | sell |
| MACQUARIE GROUP LTD | 0 | 692 | +692 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 551 | 651 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Decker Retirement Planning Inc. | 0 | 538 | +538 | 0.00 | 0.00 | +0.00 | buy |
| ADIRONDACK TRUST CO | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Crews Bank & Trust | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GPS Wealth Strategies Group, LLC | 365 | 365 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITY HOLDING CO | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SHELL ASSET MANAGEMENT CO | 38,967 | 289 | -38,678 | 0.02 | 0.00 | -0.02 | sell |
| JONES FINANCIAL COMPANIES LLLP | 165 | 252 | +87 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 223 | +223 | 0.00 | 0.00 | +0.00 | buy |
| IAG Wealth Partners, LLC | 167 | 167 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RHUMBLINE ADVISERS | 161 | 158 | -3 | 0.00 | 0.00 | +0.00 | sell |
| EverSource Wealth Advisors, LLC | 0 | 142 | +142 | 0.00 | 0.00 | +0.00 | buy |
| WealthCollab, LLC | 0 | 130 | +130 | 0.00 | 0.00 | +0.00 | buy |