| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 1,627,298 | 5,319,525 | +3,692,227 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 4,616,690 | 4,621,062 | +4,372 | 0.08 | 0.07 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 3,052,433 | 3,826,650 | +774,217 | 0.03 | 0.04 | +0.00 | buy |
| Invesco Ltd. | 2,424,437 | 2,765,941 | +341,504 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 1,370,663 | 2,658,787 | +1,288,124 | 0.00 | 0.01 | +0.00 | buy |
| Polunin Capital Partners Ltd | 2,001,869 | 2,120,414 | +118,545 | 6.65 | 7.82 | +1.17 | buy |
| STATE STREET CORP | 602,662 | 1,535,534 | +932,872 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,605,161 | 1,337,112 | -268,049 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 2,198,303 | 1,210,974 | -987,329 | 0.03 | 0.01 | -0.01 | sell |
| SHAH CAPITAL MANAGEMENT | 964,557 | 923,716 | -40,841 | 2.56 | 2.81 | +0.25 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 348,551 | 867,761 | +519,210 | 0.01 | 0.02 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 981,426 | 853,337 | -128,089 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 102,753 | 785,688 | +682,935 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 1,039,122 | 775,223 | -263,899 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 580,113 | 773,337 | +193,224 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,071,486 | 748,933 | -322,553 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 660,272 | 657,663 | -2,609 | 0.01 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 405,966 | 597,448 | +191,482 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 499,702 | 531,902 | +32,200 | 0.01 | 0.01 | +0.00 | buy |
| ROBOTTI ROBERT | 398,070 | 400,100 | +2,030 | 0.86 | 1.03 | +0.17 | buy |
| NORTHERN TRUST CORP | 37,679 | 337,780 | +300,101 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 120,450 | 325,847 | +205,397 | 0.00 | 0.00 | +0.00 | buy |
| Guinness Asset Management LTD | 319,334 | 311,173 | -8,161 | 0.08 | 0.08 | +0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 259,441 | 306,085 | +46,644 | 0.00 | 0.00 | +0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 301,012 | +301,012 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 207,853 | 301,012 | +93,159 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 303,345 | 301,010 | -2,335 | 0.01 | 0.01 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 746,641 | 239,781 | -506,860 | 0.01 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 0 | 227,954 | +227,954 | 0.00 | 0.00 | +0.00 | buy |
| BIT Capital GmbH | 0 | 191,986 | +191,986 | 0.00 | 0.11 | +0.11 | buy |
| Waterfront Wealth Inc. | 190,381 | 190,903 | +522 | 0.48 | 0.44 | -0.04 | buy |
| Optimize Financial Inc | 175,148 | 174,540 | -608 | 1.19 | 1.00 | -0.19 | sell |
| GUGGENHEIM CAPITAL LLC | 78,588 | 168,459 | +89,871 | 0.01 | 0.02 | +0.01 | buy |
| KBC Group NV | 123,626 | 153,514 | +29,888 | 0.00 | 0.01 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 364,963 | 149,240 | -215,723 | 0.12 | 0.04 | -0.07 | sell |
| Nuveen, LLC | 0 | 119,496 | +119,496 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 0 | 117,036 | +117,036 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 96,184 | 112,815 | +16,631 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 0 | 112,774 | +112,774 | 0.00 | 0.01 | +0.01 | buy |
| Centiva Capital, LP | 267,627 | 111,782 | -155,845 | 0.17 | 0.06 | -0.11 | sell |
| Voleon Capital Management LP | 139,565 | 105,006 | -34,559 | 0.04 | 0.03 | -0.01 | sell |
| Diametric Capital, LP | 0 | 91,307 | +91,307 | 0.00 | 0.16 | +0.16 | buy |
| DEUTSCHE BANK AG\ | 0 | 77,596 | +77,596 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 32,877 | 64,577 | +31,700 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 24,848 | 64,401 | +39,553 | 0.01 | 0.04 | +0.03 | buy |
| RHUMBLINE ADVISERS | 165 | 63,474 | +63,309 | 0.00 | 0.00 | +0.00 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 56,914 | +56,914 | 0.00 | 0.05 | +0.05 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1,640 | 53,404 | +51,764 | 0.00 | 0.00 | +0.00 | buy |
| Persistent Asset Partners Ltd | 50,000 | 53,113 | +3,113 | 0.27 | 0.27 | -0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 21,858 | 52,713 | +30,855 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 51,100 | +51,100 | 0.00 | 0.00 | +0.00 | buy |
| Aventail Capital Group, LP | 0 | 49,164 | +49,164 | 0.00 | 0.05 | +0.05 | buy |
| NOMURA HOLDINGS INC | 15,948 | 48,059 | +32,111 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 4,609 | 45,582 | +40,973 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 44,981 | +44,981 | 0.00 | 0.05 | +0.05 | buy |
| HRT FINANCIAL LP | 64,100 | 41,900 | -22,200 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 40,708 | +40,708 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 44,101 | 39,022 | -5,079 | 0.00 | 0.00 | -0.00 | sell |
| Green Alpha Advisors, LLC | 37,998 | 38,370 | +372 | 0.52 | 0.41 | -0.11 | buy |
| CoreCommodity Management, LLC | 64,657 | 37,060 | -27,597 | 0.17 | 0.12 | -0.05 | sell |
| Caption Management, LLC | 0 | 34,500 | +34,500 | 0.00 | 0.02 | +0.02 | buy |
| MetLife Investment Management, LLC | 0 | 28,823 | +28,823 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 27,030 | +27,030 | 0.00 | 0.00 | +0.00 | buy |
| Prospera Financial Services Inc | 26,535 | 26,535 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CAXTON ASSOCIATES LLP | 73,654 | 26,161 | -47,493 | 0.02 | 0.01 | -0.02 | sell |
| SG Americas Securities, LLC | 61,210 | 25,669 | -35,541 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF NOVA SCOTIA | 28,496 | 24,706 | -3,790 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 23,963 | 24,172 | +209 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF MONTREAL /CAN/ | 15,930 | 23,648 | +7,718 | 0.00 | 0.00 | +0.00 | buy |
| CAPITAL FUND MANAGEMENT S.A. | 0 | 23,197 | +23,197 | 0.00 | 0.00 | +0.00 | buy |
| Templeton & Phillips Capital Management, LLC | 23,028 | 23,028 | 0 | 0.26 | 0.27 | +0.01 | hold |
| AMERICAN CENTURY COMPANIES INC | 22,381 | 22,381 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bryn Mawr Trust Advisors, LLC | 21,900 | 21,900 | 0 | 0.01 | 0.02 | +0.00 | hold |
| ProShare Advisors LLC | 0 | 20,675 | +20,675 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 20,599 | +20,599 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 20,365 | +20,365 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 20,034 | +20,034 | 0.00 | 0.00 | +0.00 | buy |
| Freestone Grove Partners LP | 0 | 19,721 | +19,721 | 0.00 | 0.00 | +0.00 | buy |
| Harvest Portfolios Group Inc. | 19,039 | 19,209 | +170 | 0.00 | 0.00 | -0.00 | buy |
| Quadrature Capital Ltd | 126,468 | 19,084 | -107,384 | 0.02 | 0.00 | -0.02 | sell |
| Federation des caisses Desjardins du Quebec | 19,562 | 18,827 | -735 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 0 | 18,223 | +18,223 | 0.00 | 0.00 | +0.00 | buy |
| Guinness Atkinson Asset Management Inc | 21,899 | 17,848 | -4,051 | 0.15 | 0.13 | -0.02 | sell |
| SEI INVESTMENTS CO | 0 | 17,500 | +17,500 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 17,200 | +17,200 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 16,300 | 16,145 | -155 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 0 | 15,393 | +15,393 | 0.00 | 0.00 | +0.00 | buy |
| Clear Harbor Asset Management, LLC | 15,330 | 15,280 | -50 | 0.01 | 0.02 | +0.00 | sell |
| Handelsbanken Fonder AB | 0 | 14,600 | +14,600 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 0 | 14,430 | +14,430 | 0.00 | 0.00 | +0.00 | buy |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 13 | 13,132 | +13,119 | 0.00 | 0.04 | +0.04 | buy |
| Byrne Asset Management LLC | 8,797 | 12,842 | +4,045 | 0.07 | 0.11 | +0.04 | buy |
| Peregrine Asset Advisers, Inc. | 0 | 12,500 | +12,500 | 0.00 | 0.04 | +0.04 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 11,967 | +11,967 | 0.00 | 0.00 | +0.00 | buy |
| Mraz, Amerine & Associates, Inc. | 0 | 11,765 | +11,765 | 0.00 | 0.03 | +0.03 | buy |
| Russell Investments Group, Ltd. | 6,880 | 10,787 | +3,907 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 10,397 | +10,397 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 0 | 10,360 | +10,360 | 0.00 | 0.00 | +0.00 | buy |
| Bridgefront Capital, LLC | 0 | 10,339 | +10,339 | 0.00 | 0.04 | +0.04 | buy |
| Ursa Fund Management, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.03 | +0.03 | buy |