| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKENZIE FINANCIAL CORP | 5,115,665 | 5,165,665 | +50,000 | 0.11 | 0.12 | +0.01 | buy |
| Invesco Ltd. | 1,852,022 | 2,049,370 | +197,348 | 0.01 | 0.01 | +0.00 | buy |
| VANGUARD GROUP INC | 1,990,616 | 2,003,947 | +13,331 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 1,583,518 | 1,589,737 | +6,219 | 0.01 | 0.01 | +0.00 | buy |
| CITADEL ADVISORS LLC | 1,288,934 | 1,310,574 | +21,640 | 0.02 | 0.02 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 195,796 | 1,233,490 | +1,037,694 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 224,800 | 1,152,334 | +927,534 | 0.00 | 0.01 | +0.00 | buy |
| GROUP ONE TRADING LLC | 765,696 | 1,083,637 | +317,941 | 0.36 | 0.72 | +0.36 | buy |
| DnB Asset Management AS | 886,963 | 996,736 | +109,773 | 0.06 | 0.08 | +0.01 | buy |
| Guinness Asset Management LTD | 1,055,381 | 966,208 | -89,173 | 0.32 | 0.31 | -0.01 | sell |
| JANE STREET GROUP, LLC | 1,195,853 | 811,052 | -384,801 | 0.02 | 0.02 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 819,368 | 759,538 | -59,830 | 0.03 | 0.03 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 370,007 | 634,980 | +264,973 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 144,468 | 498,067 | +353,599 | 0.00 | 0.01 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 303,387 | 489,874 | +186,487 | 0.14 | 0.28 | +0.13 | buy |
| STATE STREET CORP | 460,899 | 486,800 | +25,901 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 174,440 | 464,585 | +290,145 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 185,191 | 428,733 | +243,542 | 0.01 | 0.02 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,035,030 | 338,788 | -696,242 | 0.01 | 0.00 | -0.01 | sell |
| NATIONAL BANK OF CANADA /FI/ | 352,552 | 335,283 | -17,269 | 0.01 | 0.01 | -0.00 | sell |
| ROBOTTI ROBERT | 312,661 | 314,381 | +1,720 | 0.72 | 0.80 | +0.08 | buy |
| DECADE RENEWABLE PARTNERS LP | 0 | 245,400 | +245,400 | 0.00 | 2.16 | +2.16 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 328,658 | 244,932 | -83,726 | 0.01 | 0.00 | -0.00 | sell |
| Skandinaviska Enskilda Banken AB (publ) | 319,656 | 240,852 | -78,804 | 0.02 | 0.02 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 250,799 | 197,661 | -53,138 | 0.01 | 0.00 | -0.00 | sell |
| SHAH CAPITAL MANAGEMENT | 0 | 188,582 | +188,582 | 0.00 | 0.62 | +0.62 | buy |
| Waterfront Wealth Inc. | 167,821 | 158,397 | -9,424 | 0.67 | 0.56 | -0.11 | sell |
| Jump Financial, LLC | 12,198 | 155,831 | +143,633 | 0.00 | 0.05 | +0.05 | buy |
| HUSSMAN STRATEGIC ADVISORS, INC. | 189,000 | 147,000 | -42,000 | 0.77 | 0.61 | -0.16 | sell |
| KBC Group NV | 104,552 | 142,402 | +37,850 | 0.00 | 0.01 | +0.00 | buy |
| Walleye Trading LLC | 220,226 | 138,332 | -81,894 | 0.06 | 0.06 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 97,279 | 123,375 | +26,096 | 0.01 | 0.01 | +0.00 | buy |
| BARCLAYS PLC | 19,404 | 115,328 | +95,924 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 56,215 | 113,461 | +57,246 | 0.00 | 0.00 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 108,666 | 110,188 | +1,522 | 0.00 | 0.00 | -0.00 | buy |
| Vontobel Holding Ltd. | 102,684 | 100,551 | -2,133 | 0.00 | 0.01 | +0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 100,423 | +100,423 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 81,792 | 81,484 | -308 | 0.00 | 0.00 | +0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 83,814 | 77,300 | -6,514 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 81,864 | 75,265 | -6,599 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF NOVA SCOTIA | 20,606 | 73,577 | +52,971 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 60,143 | 72,354 | +12,211 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 69,165 | 70,764 | +1,599 | 0.01 | 0.01 | +0.00 | buy |
| SG Americas Securities, LLC | 32,809 | 68,730 | +35,921 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 66,197 | +66,197 | 0.00 | 0.04 | +0.04 | buy |
| Summit Place Financial Advisors, LLC | 37,023 | 59,223 | +22,200 | 0.32 | 0.55 | +0.23 | buy |
| IMC-Chicago, LLC | 81,830 | 57,718 | -24,112 | 0.04 | 0.03 | -0.01 | sell |
| Aberdeen Group plc | 52,147 | 50,382 | -1,765 | 0.00 | 0.00 | +0.00 | sell |
| Squarepoint Ops LLC | 97,440 | 50,194 | -47,246 | 0.01 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 40,531 | 40,831 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Green Alpha Advisors, LLC | 37,108 | 40,390 | +3,282 | 0.44 | 0.53 | +0.09 | buy |
| Cresset Asset Management, LLC | 43,280 | 39,303 | -3,977 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 18,264 | 37,888 | +19,624 | 0.00 | 0.00 | +0.00 | buy |
| Lombard Odier Asset Management (USA) Corp | 0 | 37,726 | +37,726 | 0.00 | 0.24 | +0.24 | buy |
| SHELL ASSET MANAGEMENT CO | 31,713 | 36,365 | +4,652 | 0.02 | 0.03 | +0.01 | buy |
| GTS SECURITIES LLC | 49,560 | 35,895 | -13,665 | 0.02 | 0.01 | -0.00 | sell |
| Guinness Atkinson Asset Management Inc | 35,044 | 34,395 | -649 | 0.25 | 0.28 | +0.03 | sell |
| DRW Securities, LLC | 68,000 | 30,000 | -38,000 | 0.06 | 0.03 | -0.03 | sell |
| Mitsubishi UFJ Asset Management Co., Ltd. | 29,876 | 29,688 | -188 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 26,733 | 27,069 | +336 | 0.00 | 0.00 | +0.00 | buy |
| North Growth Management Ltd. | 51,000 | 27,000 | -24,000 | 0.15 | 0.08 | -0.06 | sell |
| CastleKnight Management LP | 25,200 | 25,200 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Pathstone Holdings, LLC | 19,680 | 22,312 | +2,632 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 49,161 | 21,914 | -27,247 | 0.00 | 0.00 | -0.00 | sell |
| Bryn Mawr Trust Advisors, LLC | 21,900 | 21,900 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CoreCommodity Management, LLC | 0 | 21,772 | +21,772 | 0.00 | 0.07 | +0.07 | buy |
| Engineers Gate Manager LP | 21,095 | 21,540 | +445 | 0.01 | 0.01 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 39,188 | 21,207 | -17,981 | 0.01 | 0.01 | -0.00 | sell |
| RHUMBLINE ADVISERS | 19,459 | 20,159 | +700 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,733 | 19,912 | +4,179 | 0.00 | 0.00 | +0.00 | buy |
| Prospera Financial Services Inc | 0 | 19,877 | +19,877 | 0.00 | 0.01 | +0.01 | buy |
| Handelsbanken Fonder AB | 11,600 | 19,700 | +8,100 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 18,716 | 19,386 | +670 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 18,362 | 19,300 | +938 | 0.00 | 0.00 | +0.00 | buy |
| Clear Harbor Asset Management, LLC | 27,620 | 19,260 | -8,360 | 0.04 | 0.03 | -0.01 | sell |
| LPL Financial LLC | 15,972 | 17,543 | +1,571 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 33,431 | 16,933 | -16,498 | 0.01 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 15,464 | +15,464 | 0.00 | 0.00 | +0.00 | buy |
| Bridgefront Capital, LLC | 11,357 | 15,071 | +3,714 | 0.07 | 0.10 | +0.03 | buy |
| NORTHERN TRUST CORP | 24,383 | 13,861 | -10,522 | 0.00 | 0.00 | -0.00 | sell |
| PHILADELPHIA TRUST CO | 13,733 | 13,733 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 13,772 | 13,407 | -365 | 0.00 | 0.00 | +0.00 | sell |
| Private Advisor Group, LLC | 0 | 13,077 | +13,077 | 0.00 | 0.00 | +0.00 | buy |
| Templeton & Phillips Capital Management, LLC | 0 | 12,638 | +12,638 | 0.00 | 0.16 | +0.16 | buy |
| Integrated Wealth Concepts LLC | 11,833 | 11,153 | -680 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 11,972 | 11,148 | -824 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 15,884 | 10,398 | -5,486 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 7,400 | 8,900 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 8,552 | +8,552 | 0.00 | 0.00 | +0.00 | buy |
| DekaBank Deutsche Girozentrale | 8,506 | 7,920 | -586 | 0.00 | 0.00 | +0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,391 | 7,355 | -1,036 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 10,587 | 6,892 | -3,695 | 0.00 | 0.00 | -0.00 | sell |
| LOGAN CAPITAL MANAGEMENT INC | 45,729 | 6,214 | -39,515 | 0.03 | 0.00 | -0.02 | sell |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 8,935 | 6,101 | -2,834 | 0.00 | 0.00 | -0.00 | sell |
| Bank Julius Baer & Co. Ltd, Zurich | 5,650 | 5,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wilmington Savings Fund Society, FSB | 16,950 | 5,050 | -11,900 | 0.01 | 0.00 | -0.01 | sell |
| Tower Research Capital LLC (TRC) | 14,249 | 4,853 | -9,396 | 0.00 | 0.00 | -0.00 | sell |
| CANADA LIFE ASSURANCE Co | 5,762 | 4,219 | -1,543 | 0.00 | 0.00 | -0.00 | sell |
| Harel Insurance Investments & Financial Services Ltd. | 17,435 | 3,253 | -14,182 | 0.00 | 0.00 | -0.00 | sell |