| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKENZIE FINANCIAL CORP | 5,165,665 | 5,523,565 | +357,900 | 0.12 | 0.04 | -0.08 | buy |
| MACKENZIE FINANCIAL CORP | 5,165,665 | 5,523,565 | +357,900 | 0.12 | 0.04 | -0.08 | buy |
| BlackRock, Inc. | 5,228,272 | 4,504,721 | -723,551 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 2,003,947 | 2,027,302 | +23,355 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 2,049,370 | 2,001,032 | -48,338 | 0.01 | 0.00 | -0.00 | sell |
| SHAH CAPITAL MANAGEMENT | 188,582 | 1,745,546 | +1,556,964 | 0.62 | 3.91 | +3.30 | buy |
| Legal & General Group Plc | 1,589,737 | 1,439,806 | -149,931 | 0.01 | 0.00 | -0.00 | sell |
| IvyRock Asset Management (HK) Ltd | 0 | 1,388,500 | +1,388,500 | 0.00 | 6.86 | +6.86 | buy |
| UBS Group AG | 1,152,334 | 866,612 | -285,722 | 0.01 | 0.00 | -0.00 | sell |
| DnB Asset Management AS | 996,736 | 859,216 | -137,520 | 0.08 | 0.04 | -0.03 | sell |
| Guinness Asset Management LTD | 966,208 | 731,812 | -234,396 | 0.31 | 0.15 | -0.15 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 759,538 | 718,641 | -40,897 | 0.03 | 0.02 | -0.01 | sell |
| Greenwoods Asset Management Hong Kong Ltd. | 0 | 695,861 | +695,861 | 0.00 | 0.24 | +0.24 | buy |
| D. E. Shaw & Co., Inc. | 197,661 | 668,109 | +470,448 | 0.00 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 464,585 | 650,028 | +185,443 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 1,083,637 | 630,577 | -453,060 | 0.72 | 0.24 | -0.48 | sell |
| STATE STREET CORP | 486,800 | 613,456 | +126,656 | 0.00 | 0.00 | -0.00 | buy |
| ROBOTTI ROBERT | 314,381 | 487,880 | +173,499 | 0.80 | 0.95 | +0.15 | buy |
| GOLDMAN SACHS GROUP INC | 1,233,490 | 456,851 | -776,639 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 1,310,574 | 428,599 | -881,975 | 0.02 | 0.00 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 498,067 | 355,150 | -142,917 | 0.01 | 0.01 | -0.01 | sell |
| NATIONAL BANK OF CANADA /FI/ | 335,283 | 332,896 | -2,387 | 0.01 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 244,932 | 323,238 | +78,306 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 489,874 | 259,777 | -230,097 | 0.28 | 0.08 | -0.20 | sell |
| Cerity Partners LLC | 428,733 | 246,297 | -182,436 | 0.02 | 0.01 | -0.01 | sell |
| Waterfront Wealth Inc. | 158,397 | 185,175 | +26,778 | 0.56 | 0.50 | -0.06 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 113,461 | 180,792 | +67,331 | 0.00 | 0.00 | +0.00 | buy |
| Skandinaviska Enskilda Banken AB (publ) | 240,852 | 167,243 | -73,609 | 0.02 | 0.01 | -0.01 | sell |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 0 | 159,056 | +159,056 | 0.00 | 0.03 | +0.03 | buy |
| Squarepoint Ops LLC | 50,194 | 156,216 | +106,022 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 811,052 | 148,033 | -663,019 | 0.02 | 0.00 | -0.02 | sell |
| KBC Group NV | 142,402 | 142,402 | 0 | 0.01 | 0.00 | -0.00 | hold |
| IMC-Chicago, LLC | 57,718 | 105,845 | +48,127 | 0.03 | 0.03 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 123,375 | 97,536 | -25,839 | 0.01 | 0.01 | -0.01 | sell |
| BANK OF NOVA SCOTIA | 73,577 | 95,017 | +21,440 | 0.00 | 0.00 | -0.00 | buy |
| Jump Financial, LLC | 155,831 | 92,284 | -63,547 | 0.05 | 0.02 | -0.03 | sell |
| Verition Fund Management LLC | 0 | 91,876 | +91,876 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE TRADING, LLC | 21,207 | 86,318 | +65,111 | 0.01 | 0.02 | +0.01 | buy |
| SG Americas Securities, LLC | 68,730 | 85,545 | +16,815 | 0.00 | 0.00 | -0.00 | buy |
| Quantbot Technologies LP | 66,197 | 79,643 | +13,446 | 0.04 | 0.03 | -0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 77,300 | 76,365 | -935 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 81,484 | 75,940 | -5,544 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 70,764 | 75,481 | +4,717 | 0.01 | 0.01 | -0.00 | buy |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 75,265 | 68,314 | -6,951 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 16,933 | 65,275 | +48,342 | 0.00 | 0.01 | +0.00 | buy |
| HUSSMAN STRATEGIC ADVISORS, INC. | 147,000 | 63,000 | -84,000 | 0.61 | 0.21 | -0.40 | sell |
| GSA CAPITAL PARTNERS LLP | 0 | 50,752 | +50,752 | 0.00 | 0.04 | +0.04 | buy |
| Aberdeen Group plc | 50,382 | 46,431 | -3,951 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 40,831 | 40,776 | -55 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 36,365 | 40,499 | +4,134 | 0.03 | 0.02 | -0.01 | buy |
| Scientech Research LLC | 0 | 38,703 | +38,703 | 0.00 | 0.12 | +0.12 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 29,688 | 38,193 | +8,505 | 0.00 | 0.00 | -0.00 | buy |
| Guinness Atkinson Asset Management Inc | 34,395 | 32,183 | -2,212 | 0.28 | 0.18 | -0.10 | sell |
| MARSHALL WACE, LLP | 72,354 | 31,656 | -40,698 | 0.00 | 0.00 | -0.00 | sell |
| Bayesian Capital Management, LP | 0 | 29,800 | +29,800 | 0.00 | 0.04 | +0.04 | buy |
| DEUTSCHE BANK AG\ | 0 | 27,695 | +27,695 | 0.00 | 0.00 | +0.00 | buy |
| Vontobel Holding Ltd. | 100,551 | 27,087 | -73,464 | 0.01 | 0.00 | -0.00 | sell |
| Green Alpha Advisors, LLC | 40,390 | 26,888 | -13,502 | 0.53 | 0.24 | -0.29 | sell |
| NORTHERN TRUST CORP | 13,861 | 26,319 | +12,458 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 37,888 | 25,044 | -12,844 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 27,069 | 22,669 | -4,400 | 0.00 | 0.00 | -0.00 | sell |
| Bryn Mawr Trust Advisors, LLC | 21,900 | 21,900 | 0 | 0.02 | 0.01 | -0.01 | hold |
| CoreCommodity Management, LLC | 21,772 | 21,772 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Cetera Investment Advisers | 21,914 | 21,625 | -289 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 10,000 | 20,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 19,912 | 19,657 | -255 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 19,386 | 19,386 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clear Harbor Asset Management, LLC | 19,260 | 19,270 | +10 | 0.03 | 0.02 | -0.01 | buy |
| Prospera Financial Services Inc | 19,877 | 18,805 | -1,072 | 0.01 | 0.00 | -0.00 | sell |
| Handelsbanken Fonder AB | 19,700 | 17,800 | -1,900 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 13,407 | 15,880 | +2,473 | 0.00 | 0.00 | -0.00 | buy |
| HSBC HOLDINGS PLC | 0 | 15,871 | +15,871 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 39,303 | 15,796 | -23,507 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 17,543 | 15,014 | -2,529 | 0.00 | 0.00 | -0.00 | sell |
| Bridgefront Capital, LLC | 15,071 | 14,852 | -219 | 0.10 | 0.06 | -0.04 | sell |
| Private Advisor Group, LLC | 13,077 | 13,977 | +900 | 0.00 | 0.00 | -0.00 | buy |
| PHILADELPHIA TRUST CO | 13,733 | 13,603 | -130 | 0.02 | 0.01 | -0.01 | sell |
| CastleKnight Management LP | 25,200 | 13,200 | -12,000 | 0.05 | 0.02 | -0.03 | sell |
| Templeton & Phillips Capital Management, LLC | 12,638 | 12,638 | 0 | 0.16 | 0.11 | -0.05 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 11,148 | 12,035 | +887 | 0.00 | 0.00 | -0.00 | buy |
| Miracle Mile Advisors, LLC | 0 | 12,000 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 338,788 | 10,944 | -327,844 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 22,312 | 10,925 | -11,387 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 115,328 | 10,856 | -104,472 | 0.00 | 0.00 | -0.00 | sell |
| Sciencast Management LP | 0 | 10,163 | +10,163 | 0.00 | 0.03 | +0.03 | buy |
| ROYAL BANK OF CANADA | 10,398 | 9,162 | -1,236 | 0.00 | 0.00 | -0.00 | sell |
| Daiwa Securities Group Inc. | 8,900 | 8,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 8,552 | 8,552 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Trading LLC | 138,332 | 8,300 | -130,032 | 0.06 | 0.00 | -0.05 | sell |
| DekaBank Deutsche Girozentrale | 7,920 | 7,920 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,355 | 5,759 | -1,596 | 0.00 | 0.00 | -0.00 | sell |
| Bank Julius Baer & Co. Ltd, Zurich | 5,650 | 5,650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisors Asset Management, Inc. | 6,892 | 5,587 | -1,305 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 0 | 5,166 | +5,166 | 0.00 | 0.00 | +0.00 | buy |
| Wilmington Savings Fund Society, FSB | 5,050 | 5,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 6,101 | 4,829 | -1,272 | 0.00 | 0.00 | -0.00 | sell |
| CANADA LIFE ASSURANCE Co | 4,219 | 4,573 | +354 | 0.00 | 0.00 | -0.00 | buy |
| Harel Insurance Investments & Financial Services Ltd. | 3,253 | 2,507 | -746 | 0.00 | 0.00 | -0.00 | sell |
| USCF Advisers LLC | 1,500 | 2,500 | +1,000 | 2.47 | 2.79 | +0.32 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 1,600 | 1,600 | 0 | 0.00 | 0.00 | -0.00 | hold |