Stock Transactions — SARATOGA INVT CORP

Total Bought
218,144
35 transactions
Total Sold
200,863
23 transactions
Net
+17,281
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG027,280+27,2800.000.00+0.00buy
BANK OF AMERICA CORP /DE/025,027+25,0270.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC25,66648,454+22,7880.000.00+0.00buy
HRT FINANCIAL LP021,519+21,5190.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC61,80982,407+20,5980.100.12+0.02buy
VestGen Advisors, LLC019,250+19,2500.000.01+0.01buy
GREENWOOD GEARHART INC017,800+17,8000.000.02+0.02buy
Janney Montgomery Scott LLC010,256+10,2560.000.00+0.00buy
XTX Topco Ltd010,079+10,0790.000.00+0.00buy
Legal & General Group Plc117,294122,941+5,6470.000.00+0.00buy
Advisors Asset Management, Inc.101,383106,625+5,2420.040.04-0.00buy
Cambridge Investment Research Advisors, Inc.18,95023,976+5,0260.000.00+0.00buy
CITADEL ADVISORS LLC18,46023,303+4,8430.000.00+0.00buy
OSAIC HOLDINGS, INC.18,40322,694+4,2910.000.00+0.00buy
Western Wealth Management, LLC03,195+3,1950.000.00+0.00buy
WELLS FARGO & COMPANY/MN82,83085,267+2,4370.000.00-0.00buy
Steward Partners Investment Advisory, LLC5,2127,477+2,2650.000.00+0.00buy
Focus Partners Wealth25,60027,709+2,1090.000.00+0.00buy
Private Advisor Group, LLC163,359165,139+1,7800.020.02-0.00buy
Focus Financial Network, Inc.19,45521,176+1,7210.020.02+0.00buy
Triumph Capital Management2251,775+1,5500.000.01+0.01buy
Wealthcare Advisory Partners LLC49,47150,573+1,1020.020.02-0.00buy
ROYAL BANK OF CANADA17,39317,950+5570.000.00+0.00buy
Wilmington Savings Fund Society, FSB0500+5000.000.00+0.00buy
Cetera Investment Advisers21,82522,301+4760.000.00-0.00buy
LPL Financial LLC113,727113,995+2680.000.00-0.00buy
Advisory Services Network, LLC0241+2410.000.00+0.00buy
Fortitude Family Office, LLC0140+1400.000.00+0.00buy
D.A. DAVIDSON & CO.18,19418,303+1090.000.00-0.00buy
Register Financial Advisors LLC5,9806,003+230.050.05-0.01buy
HighTower Advisors, LLC10,21310,221+80.000.00-0.00buy
PFG Advisors21,69721,704+70.020.02-0.00buy
Avion Wealth204211+70.000.00-0.00buy
West Financial Advisors, LLC5456+20.000.00-0.00buy
Hurley Capital, LLC1415+10.000.00-0.00buy
MAI Capital Management12512500.000.00-0.00hold
DAVIDSON TRUST CO11,00011,00000.110.10-0.00hold
JB CAPITAL PARTNERS LP33,84733,84700.130.13-0.00hold
WEDBUSH SECURITIES INC10,70010,70000.010.01-0.00hold
BNP PARIBAS FINANCIAL MARKETS68468400.000.00-0.00hold
State of Alaska, Department of Revenue63063000.000.00-0.00hold
Palogic Value Management, L.P.46,68046,68000.460.45-0.02hold
Sunbelt Securities, Inc.13,72613,72600.020.02-0.00hold
IFP Advisors, Inc1,0001,00000.000.00-0.00hold
Lido Advisors, LLC199,138199,13800.020.02-0.00hold
Larson Financial Group LLC494900.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S27,02727,02700.010.01+0.00hold
Next Level Private LLC43,52743,52700.260.22-0.05hold
Ethos Financial Group, LLC52,84652,84600.090.09-0.00hold
Strategic Investment Solutions, Inc. /IL10010000.000.00-0.00hold
JPMORGAN CHASE & CO7,0217,02100.000.00-0.00hold
PFS Partners, LLC50350300.010.01-0.00hold
EVOLUTION WEALTH MANAGEMENT INC.70170100.010.01-0.00hold
MJT & Associates Financial Advisory Group, Inc.949400.000.00-0.00hold
Blue Trust, Inc.200-200.000.00-0.00sell
Russell Investments Group, Ltd.480328-1520.000.00-0.00sell
Laurel Wealth Advisors LLC2410-2410.000.00-0.00sell
Harbor Asset Planning, Inc.2610-2610.010.00-0.01sell
EASTERN BANK4000-4000.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC4430-4430.000.00-0.00sell
Empowered Funds, LLC4490-4490.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC18,63717,182-1,4550.000.00-0.00sell
Kestra Advisory Services, LLC1,9870-1,9870.000.00-0.00sell
BARTLETT & CO. WEALTH MANAGEMENT LLC2,0000-2,0000.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.141,470137,675-3,7950.110.10-0.01sell
SIMPLEX TRADING, LLC4,2640-4,2640.000.00-0.00sell
HARBOUR INVESTMENTS, INC.5,9730-5,9730.000.00-0.00sell
Aquatic Capital Management LLC12,1015,725-6,3760.010.00-0.00sell
Virtus Investment Advisers, LLC32,64125,752-6,8890.200.16-0.05sell
TWO SIGMA ADVISERS, LP11,0000-11,0000.000.00-0.00sell
Brevan Howard Capital Management LP11,4190-11,4190.010.00-0.01sell
TWO SIGMA INVESTMENTS, LP67,50754,746-12,7610.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP12,8750-12,8750.000.00-0.00sell
Dynamic Technology Lab Private Ltd13,2140-13,2140.070.00-0.07sell
Trexquant Investment LP16,8270-16,8270.000.00-0.00sell
BlackRock, Inc.95,19754,596-40,6010.000.00-0.00sell
AMERIPRISE FINANCIAL INC65,59218,131-47,4610.000.00-0.00sell
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