Stock Transactions — SARATOGA INVT CORP

Total Bought
185,345
26 transactions
Total Sold
269,204
23 transactions
Net
-83,859
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
BI Asset Management Fondsmaeglerselskab A/S048,697+48,6970.000.02+0.02buy
MORGAN STANLEY55,97697,750+41,7740.000.00+0.00buy
VIRTUS ADVISERS, LLC27,90141,853+13,9520.340.47+0.12buy
Trexquant Investment LP011,803+11,8030.000.00+0.00buy
Legal & General Group Plc100,844111,469+10,6250.000.00+0.00buy
LPL Financial LLC78,83589,104+10,2690.000.00+0.00buy
Qube Research & Technologies Ltd37,03246,107+9,0750.000.00+0.00buy
TWO SIGMA ADVISERS, LP152,700160,600+7,9000.010.01-0.00buy
MILLENNIUM MANAGEMENT LLC106,301111,599+5,2980.000.00-0.00buy
Curi Capital, LLC25,00030,000+5,0000.010.02+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC04,739+4,7390.000.01+0.01buy
Private Advisor Group, LLC126,133129,550+3,4170.020.02-0.00buy
AMERIPRISE FINANCIAL INC58,98262,079+3,0970.000.00+0.00buy
Aquatic Capital Management LLC2,7005,100+2,4000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC20,54722,224+1,6770.000.00+0.00buy
WEDBUSH SECURITIES INC8,8259,900+1,0750.010.01+0.00buy
Next Level Private LLC31,47632,535+1,0590.340.34+0.00buy
Arlington Trust Co LLC01,000+1,0000.000.01+0.01buy
Campbell & CO Investment Adviser LLC26,63027,513+8830.050.05-0.00buy
B. Riley Wealth Advisors, Inc.9,1159,885+7700.010.01-0.00buy
D.A. DAVIDSON & CO.27,07227,736+6640.010.01-0.00buy
AVANTAX ADVISORY SERVICES, INC.11,39311,491+980.000.00-0.00buy
Wealthcare Advisory Partners LLC30,60230,654+520.020.02-0.00buy
Register Financial Advisors LLC5,8325,850+180.070.07-0.00buy
Quantbot Technologies LP2,7882,790+20.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS01+10.000.00+0.00buy
BARD ASSOCIATES INC15,94515,94500.130.14+0.01hold
DAVIDSON TRUST CO11,00011,00000.150.17+0.02hold
JB CAPITAL PARTNERS LP33,84733,84700.150.17+0.02hold
MCDONALD PARTNERS LLC20,27520,27500.130.12-0.01hold
SIGNATUREFD, LLC22222200.000.00-0.00hold
Palogic Value Management, L.P.47,68047,68000.480.46-0.02hold
Financial Management Professionals, Inc.18118100.000.00-0.00hold
Sunbelt Securities, Inc.5,0825,08200.010.01-0.00hold
IFP Advisors, Inc1,5001,50000.000.00-0.00hold
Lido Advisors, LLC70,61770,61700.010.01-0.00hold
Laurel Wealth Advisors LLC24124100.000.00-0.00hold
PFS Partners, LLC50350300.010.01-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC50050000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,0001,00000.000.00-0.00hold
CIBC Private Wealth Group LLC600500-1000.000.00-0.00sell
Strategic Investment Solutions, Inc. /IL1000-1000.000.00-0.00sell
WELLS FARGO & COMPANY/MN99,39699,292-1040.000.00-0.00sell
Creekmur Asset Management LLC1440-1440.000.00-0.00sell
OLD POINT TRUST & FINANCIAL SERVICES N A2000-2000.000.00-0.00sell
EntryPoint Capital, LLC3980-3980.010.00-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5260-5260.000.00-0.00sell
OSAIC HOLDINGS, INC.7,2596,603-6560.000.00-0.00sell
PFG Advisors23,19522,449-7460.040.03-0.00sell
Steward Partners Investment Advisory, LLC4,9643,964-1,0000.000.00-0.00sell
Atria Wealth Solutions, Inc.11,1559,955-1,2000.000.00-0.00sell
Janney Montgomery Scott LLC22,84320,761-2,0820.000.00-0.00sell
ROYAL BANK OF CANADA26,32624,077-2,2490.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.125,373120,806-4,5670.160.14-0.01sell
Mariner, LLC9,1240-9,1240.000.00-0.00sell
Larson Financial Group LLC9,9690-9,9690.020.00-0.02sell
Advisors Asset Management, Inc.126,165115,029-11,1360.060.05-0.01sell
Alpine Global Management, LLC31,29911,504-19,7950.140.05-0.10sell
TWO SIGMA INVESTMENTS, LP153,942130,322-23,6200.010.01-0.00sell
Quadrature Capital Ltd29,6410-29,6410.010.00-0.01sell
FRANKLIN RESOURCES INC36,0230-36,0230.000.00-0.00sell
Rockefeller Capital Management L.P.56,9770-56,9770.000.00-0.00sell
CITADEL ADVISORS LLC65,7466,899-58,8470.000.00-0.00sell
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