Stock Transactions — SARATOGA INVT CORP

Total Bought
230,923
39 transactions
Total Sold
291,935
21 transactions
Net
-61,012
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BlackRock, Inc.69,59898,866+29,2680.000.00+0.00buy
Brevan Howard Capital Management LP017,675+17,6750.000.01+0.01buy
MARSHALL WACE, LLP016,631+16,6310.000.00+0.00buy
Focus Financial Network, Inc.015,655+15,6550.000.01+0.01buy
VestGen Advisors, LLC012,759+12,7590.000.01+0.01buy
Aquatic Capital Management LLC25912,729+12,4700.000.01+0.01buy
LPL Financial LLC96,684108,729+12,0450.000.00-0.00buy
Lido Advisors, LLC186,253197,873+11,6200.020.02-0.00buy
Cambridge Investment Research Advisors, Inc.16,32427,114+10,7900.000.00+0.00buy
Advisors Asset Management, Inc.105,285115,641+10,3560.050.05+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP010,346+10,3460.000.00+0.00buy
Cetera Investment Advisers10,09220,018+9,9260.000.00+0.00buy
Trexquant Investment LP43,25351,762+8,5090.010.01+0.00buy
Sunbelt Securities, Inc.5,08213,382+8,3000.010.02+0.01buy
Private Advisor Group, LLC151,280158,286+7,0060.020.02-0.00buy
Redhawk Wealth Advisors, Inc.34,09240,356+6,2640.110.11+0.01buy
Ethos Financial Group, LLC48,59653,833+5,2370.100.10-0.00buy
Wealthcare Advisory Partners LLC39,92644,680+4,7540.020.02+0.00buy
AMERIPRISE FINANCIAL INC66,89971,549+4,6500.000.00-0.00buy
Next Level Private LLC39,15443,527+4,3730.320.31-0.01buy
SIMPLEX TRADING, LLC12,829+2,8280.000.00+0.00buy
HARBOUR INVESTMENTS, INC.1,0002,973+1,9730.000.00+0.00buy
Advisory Services Network, LLC01,841+1,8410.000.00+0.00buy
Quantbot Technologies LP01,464+1,4640.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS01,006+1,0060.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC24,28725,198+9110.000.00+0.00buy
State of Alaska, Department of Revenue0630+6300.000.00+0.00buy
EASTERN BANK0400+4000.000.00+0.00buy
OSAIC HOLDINGS, INC.6,2566,616+3600.000.00-0.00buy
D.A. DAVIDSON & CO.31,10931,452+3430.010.00-0.00buy
Triumph Capital Management0225+2250.000.00+0.00buy
Russell Investments Group, Ltd.0160+1600.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.075+750.000.00+0.00buy
HighTower Advisors, LLC10,83910,860+210.000.00-0.00buy
Blue Trust, Inc.020+200.000.00+0.00buy
Register Financial Advisors LLC5,9325,951+190.060.06-0.01buy
PFG Advisors21,91121,917+60.030.02-0.00buy
EVOLUTION WEALTH MANAGEMENT INC.645651+60.020.02-0.00buy
West Financial Advisors, LLC5152+10.000.00-0.00buy
MAI Capital Management12512500.000.00-0.00hold
DAVIDSON TRUST CO11,00011,00000.130.11-0.02hold
JB CAPITAL PARTNERS LP33,84733,84700.150.14-0.02hold
WEDBUSH SECURITIES INC10,70010,70000.010.01-0.00hold
Curi Capital, LLC30,00030,00000.010.01-0.00hold
Palogic Value Management, L.P.46,68046,68000.490.48-0.00hold
Hurley Capital, LLC141400.000.00-0.00hold
IFP Advisors, Inc1,0001,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC73473400.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S50,23250,23200.010.01-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC52,61052,61000.110.11+0.00hold
Strategic Investment Solutions, Inc. /IL10010000.000.00-0.00hold
PFS Partners, LLC50350300.010.01-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC2,0002,00000.000.00-0.00hold
Promus Capital, LLC1,2731,27300.020.02-0.00hold
MJT & Associates Financial Advisory Group, Inc.949400.000.00-0.00hold
Harbor Asset Planning, Inc.26126100.010.01-0.00hold
Virtus Investment Advisers, LLC36,30036,285-150.300.25-0.05sell
FMR LLC310-310.000.00-0.00sell
Kovitz Investment Group Partners, LLC17,84517,813-320.000.00-0.00sell
Financial Management Professionals, Inc.1810-1810.000.00-0.00sell
JPMORGAN CHASE & CO7,3137,125-1880.000.00-0.00sell
CIBC Private Wealth Group LLC700500-2000.000.00-0.00sell
NewEdge Advisors, LLC3580-3580.000.00-0.00sell
SIGNATUREFD, LLC4390-4390.000.00-0.00sell
MORGAN STANLEY77,91377,033-8800.000.00-0.00sell
Legal & General Group Plc94,95093,529-1,4210.000.00-0.00sell
BARD ASSOCIATES INC15,84514,256-1,5890.130.09-0.03sell
ROYAL BANK OF CANADA22,29718,966-3,3310.000.00-0.00sell
Laurel Wealth Advisors LLC5,9770-5,9770.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC30,86823,072-7,7960.000.00-0.00sell
Janney Montgomery Scott LLC8,0770-8,0770.000.00-0.00sell
Concurrent Investment Advisors, LLC9,7680-9,7680.000.00-0.00sell
JANE STREET GROUP, LLC14,3280-14,3280.000.00-0.00sell
WELLS FARGO & COMPANY/MN100,92084,099-16,8210.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.208,608180,063-28,5450.210.16-0.05sell
TWO SIGMA INVESTMENTS, LP175,840115,035-60,8050.010.00-0.00sell
TWO SIGMA ADVISERS, LP231,800100,647-131,1530.010.00-0.01sell
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