Stock Transactions — GDL FUND

Total Bought
448,590
11 transactions
Total Sold
216,558
8 transactions
Net
+232,032
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Independent Advisor Alliance0384,932+384,9320.000.03+0.03buy
GatePass Capital, LLC28,40053,150+24,7500.120.22+0.09buy
MORGAN STANLEY472,773496,226+23,4530.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC46,87654,269+7,3930.060.06+0.01buy
Private Advisor Group, LLC11,97014,970+3,0000.000.00+0.00buy
MRP Capital Investments, LLC5,5007,500+2,0000.040.05+0.02buy
ENVESTNET ASSET MANAGEMENT INC92,90293,934+1,0320.000.00-0.00buy
NewEdge Advisors, LLC127,532128,420+8880.000.00-0.00buy
GAMCO INVESTORS, INC. ET AL441,040441,799+7590.040.04+0.00buy
TD Waterhouse Canada Inc.0300+3000.000.00+0.00buy
Kilter Group LLC1,5201,603+830.010.01+0.00buy
ZAZOVE ASSOCIATES LLC120,522120,52200.090.11+0.02hold
CSS LLC/IL116,663116,66300.060.05-0.00hold
Ancora Advisors LLC174,626174,62600.030.03+0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC2,0002,00000.010.01+0.00hold
Matisse Capital16,94716,94700.060.06-0.00hold
HIGHLINE WEALTH PARTNERS LLC32532500.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV1,7171,71700.000.00-0.00hold
BARRETT & COMPANY, INC.20020000.000.00+0.00hold
GABELLI & Co INVESTMENT ADVISERS, INC.1,846,6361,846,63602.352.28-0.07hold
Bulldog Investors, LLP409,922409,748-1740.770.77-0.01sell
BANK OF AMERICA CORP /DE/168,937168,259-6780.000.00-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.15,44713,831-1,6160.090.08-0.01sell
WELLS FARGO & COMPANY/MN14,63211,280-3,3520.000.00-0.00sell
Focus Partners Wealth591,856572,788-19,0680.010.01-0.00sell
STIFEL FINANCIAL CORP21,3910-21,3910.000.00-0.00sell
SEVEN MILE ADVISORY39,9540-39,9540.060.00-0.06sell
Cornerstone Advisors, LLC130,3250-130,3250.040.00-0.04sell
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