Stock Transactions — GDL FUND

Total Bought
171,988
5 transactions
Total Sold
270,553
12 transactions
Net
-98,565
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY284,826402,478+117,6520.000.00+0.00buy
SEVEN MILE ADVISORY039,499+39,4990.000.05+0.05buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC23,34336,487+13,1440.030.05+0.01buy
Kilter Group LLC01,499+1,4990.000.01+0.01buy
INTEGRATED CAPITAL MANAGEMENT, INC.15,59415,788+1940.100.09-0.00buy
ZAZOVE ASSOCIATES LLC120,522120,52200.080.09+0.01hold
CSS LLC/IL116,663116,66300.060.06-0.00hold
Ancora Advisors LLC174,626174,62600.030.03-0.00hold
Private Advisor Group, LLC11,97011,97000.000.00-0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC2,0002,00000.010.01-0.00hold
Matisse Capital16,94716,94700.070.07-0.00hold
Ameritas Advisory Services, LLC1,1301,13000.000.00+0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV1,7171,71700.000.00-0.00hold
GABELLI & Co INVESTMENT ADVISERS, INC.1,846,6361,846,63602.372.53+0.17hold
WELLS FARGO & COMPANY/MN15,63114,631-1,0000.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC93,89892,627-1,2710.000.00-0.00sell
BANK OF AMERICA CORP /DE/171,794170,443-1,3510.000.00-0.00sell
Bulldog Investors, LLP411,344409,922-1,4220.870.81-0.06sell
NewEdge Advisors, LLC127,074125,035-2,0390.010.00-0.00sell
PARK AVENUE SECURITIES LLC85,65283,351-2,3010.010.01-0.00sell
STIFEL FINANCIAL CORP28,37025,219-3,1510.000.00-0.00sell
OSAIC HOLDINGS, INC.39,44534,060-5,3850.000.00-0.00sell
Cornerstone Advisors, LLC160,103147,905-12,1980.050.04-0.00sell
Virtu Financial LLC14,9810-14,9810.010.00-0.01sell
Kovitz Investment Group Partners, LLC675,249635,847-39,4020.020.02-0.00sell
GAMCO INVESTORS, INC. ET AL441,040254,988-186,0520.040.02-0.02sell
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