Stock Transactions — GDL FUND

Total Bought
2,655,374
12 transactions
Total Sold
64,770
7 transactions
Net
+2,590,604
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GABELLI & Co INVESTMENT ADVISERS, INC.01,846,636+1,846,6360.002.53+2.53buy
Independent Advisor Alliance0613,445+613,4450.000.07+0.07buy
GAMCO INVESTORS, INC. ET AL314,740441,040+126,3000.030.04+0.01buy
WELLS FARGO & COMPANY/MN29,74359,166+29,4230.000.00+0.00buy
MORGAN STANLEY248,846265,339+16,4930.000.00+0.00buy
OSAIC HOLDINGS, INC.011,374+11,3740.000.00+0.00buy
PARK AVENUE SECURITIES LLC83,47290,208+6,7360.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC93,80897,327+3,5190.000.00+0.00buy
NewEdge Advisors, LLC123,310124,322+1,0120.010.01-0.00buy
BANK OF AMERICA CORP /DE/181,511181,708+1970.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.17,20217,341+1390.110.11+0.00buy
Laurel Wealth Advisors LLC0100+1000.000.00+0.00buy
ZAZOVE ASSOCIATES LLC200,522200,52200.170.15-0.02hold
CSS LLC/IL116,648116,64800.060.06+0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC12,72012,72000.020.02-0.00hold
Ancora Advisors LLC174,626174,62600.030.03-0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC2,0002,00000.010.01-0.00hold
Venturi Wealth Management, LLC47447400.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV1,7171,71700.000.00-0.00hold
Private Advisor Group, LLC12,52711,970-5570.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC2,405754-1,6510.000.00-0.00sell
B. Riley Wealth Advisors, Inc.54,06149,605-4,4560.010.01+0.00sell
Kovitz Investment Group Partners, LLC770,218763,640-6,5780.040.03-0.01sell
Cornerstone Advisors, LLC200,987189,808-11,1790.060.06-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.13,4100-13,4100.010.00-0.01sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP26,9390-26,9390.000.00-0.00sell
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