Stock Transactions — GDL FUND

Total Bought
896,266
13 transactions
Total Sold
777,643
8 transactions
Net
+118,623
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Focus Partners Wealth0591,856+591,8560.000.01+0.01buy
GAMCO INVESTORS, INC. ET AL254,988441,040+186,0520.020.04+0.01buy
MORGAN STANLEY402,478472,773+70,2950.000.00+0.00buy
GatePass Capital, LLC028,400+28,4000.000.12+0.12buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC36,48746,876+10,3890.050.06+0.01buy
MRP Capital Investments, LLC05,500+5,5000.000.04+0.04buy
NewEdge Advisors, LLC125,035127,532+2,4970.000.00-0.00buy
SEVEN MILE ADVISORY39,49939,954+4550.050.06+0.00buy
HIGHLINE WEALTH PARTNERS LLC0325+3250.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC92,62792,902+2750.000.00+0.00buy
BARRETT & COMPANY, INC.0200+2000.000.00+0.00buy
Kilter Group LLC1,4991,520+210.010.01-0.00buy
WELLS FARGO & COMPANY/MN14,63114,632+10.000.00-0.00buy
ZAZOVE ASSOCIATES LLC120,522120,52200.090.09-0.01hold
CSS LLC/IL116,663116,66300.060.06-0.00hold
Ancora Advisors LLC174,626174,62600.030.03+0.00hold
Bulldog Investors, LLP409,922409,92200.810.77-0.04hold
Private Advisor Group, LLC11,97011,97000.000.00-0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC2,0002,00000.010.01-0.00hold
Matisse Capital16,94716,94700.070.06-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV1,7171,71700.000.00-0.00hold
GABELLI & Co INVESTMENT ADVISERS, INC.1,846,6361,846,63602.532.35-0.18hold
INTEGRATED CAPITAL MANAGEMENT, INC.15,78815,447-3410.090.09-0.01sell
Ameritas Advisory Services, LLC1,1300-1,1300.000.00-0.00sell
BANK OF AMERICA CORP /DE/170,443168,937-1,5060.000.00-0.00sell
STIFEL FINANCIAL CORP25,21921,391-3,8280.000.00-0.00sell
Cornerstone Advisors, LLC147,905130,325-17,5800.040.04-0.00sell
OSAIC HOLDINGS, INC.34,0600-34,0600.000.00-0.00sell
PARK AVENUE SECURITIES LLC83,3510-83,3510.010.00-0.01sell
Kovitz Investment Group Partners, LLC635,8470-635,8470.020.00-0.02sell
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