Stock TransactionsGUGGENHEIM STRATEGIC OPPORTU

Total Bought
1,334,902
22 transactions
Total Sold
162,577
10 transactions
Net
+1,172,325
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
RIVERNORTH CAPITAL MANAGEMENT, LLC1,888,3352,666,430+778,0951.041.38+0.34buy
Thomas J. Herzfeld Advisors, Inc.1,015,4001,336,680+321,2803.814.48+0.68buy
Retirement Planning Group, LLC246,738328,435+81,6970.080.09+0.01buy
COHEN & STEERS, INC.1,221,7891,256,789+35,0000.020.02-0.00buy
INTEGRITY ALLIANCE, LLC.268,902298,689+29,7870.110.10-0.01buy
MOSAIC FAMILY WEALTH PARTNERS, LLC201,355225,080+23,7250.230.16-0.06buy
Discipline Wealth Solutions, LLC30,41841,322+10,9040.040.04+0.00buy
Almanack Investment Partners, LLC.49,45557,683+8,2280.090.08-0.01buy
Secure Asset Management, LLC623,443631,456+8,0131.090.97-0.12buy
PETRA FINANCIAL ADVISORS INC469,379476,910+7,5313.202.41-0.79buy
FLYNN ZITO CAPITAL MANAGEMENT, LLC137,946145,296+7,3500.490.43-0.05buy
Moors & Cabot, Inc.18,70525,705+7,0000.010.01+0.00buy
Mallini Complete Financial Planning LLC50,41855,467+5,0490.440.43-0.01buy
Silverleafe Capital Partners, LLC16,98720,475+3,4880.060.06+0.01buy
Significant Wealth Partners LLC158,176160,924+2,7482.151.90-0.24buy
Focus Financial Network, Inc.69,29970,645+1,3460.030.02-0.00buy
Smith Asset Management Co., LLC138,980140,005+1,0251.311.20-0.11buy
FIRETHORN WEALTH PARTNERS, LLC18,88219,817+9350.080.07-0.01buy
Fiduciary Alliance LLC45,22046,097+8770.030.03+0.00buy
Quad-Cities Investment Group, LLC13,62214,153+5310.060.06-0.00buy
David J Yvars Group21,46721,740+2730.130.12-0.01buy
Bollard Group LLC399419+200.000.00+0.00buy
B. Riley Wealth Advisors, Inc.23,03222,794-2380.020.01-0.00sell
Sovran Advisors, LLC46,12644,923-1,2030.040.03-0.01sell
Kozak & Associates, Inc.1,2971-1,2960.000.00-0.00sell
Wagner Wealth Management, LLC20,14318,499-1,6440.040.04-0.01sell
Encompass More Asset Management25,27222,341-2,9310.050.04-0.01sell
TSFG, LLC11,5164,871-6,6450.020.01-0.01sell
ABSOLUTE INVESTMENT ADVISERS, LLC23,10014,872-8,2280.030.02-0.01sell
Richmond Brothers, Inc.258,405247,151-11,2541.901.40-0.49sell
Patriot Financial Group Insurance Agency, LLC48,30613,438-34,8680.030.02-0.01sell
Logan Stone Capital, LLC1,299,1031,204,833-94,2703.982.78-1.20sell
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