Stock Transactions — GUGGENHEIM STRATEGIC OPPORTU

Total Bought
5,523,982
112 transactions
Total Sold
4,084,401
70 transactions
Net
+1,439,581
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY7,020,4148,137,202+1,116,7880.010.01+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC811,6921,888,335+1,076,6430.491.04+0.55buy
COHEN & STEERS, INC.771,7891,221,789+450,0000.020.02+0.01buy
Logan Stone Capital, LLC990,4761,299,103+308,6273.153.98+0.83buy
UBS Group AG1,692,2591,917,212+224,9530.000.00-0.00buy
ROYAL BANK OF CANADA982,2061,145,825+163,6190.000.00+0.00buy
Significant Wealth Partners LLC0158,176+158,1760.002.15+2.15buy
VERUS CAPITAL PARTNERS, LLC2,324,3642,477,088+152,7242.011.88-0.13buy
BANK OF AMERICA CORP /DE/457,837603,335+145,4980.000.00+0.00buy
Invesco Ltd.1,322,9811,457,791+134,8100.000.00-0.00buy
AE Wealth Management LLC137,245251,106+113,8610.010.01+0.00buy
OSAIC HOLDINGS, INC.953,4411,066,935+113,4940.020.02-0.00buy
XTX Topco Ltd170,088278,101+108,0130.060.05-0.00buy
READYSTATE ASSET MANAGEMENT LP091,531+91,5310.000.06+0.06buy
Thomas J. Herzfeld Advisors, Inc.927,2451,015,400+88,1554.043.81-0.23buy
Secure Asset Management, LLC545,539623,443+77,9041.111.09-0.02buy
Ausdal Financial Partners, Inc.18,02584,087+66,0620.010.04+0.03buy
Strategic Financial Concepts, LLC050,164+50,1640.000.14+0.14buy
RAYMOND JAMES FINANCIAL INC731,073779,292+48,2190.000.00-0.00buy
CreativeOne Wealth, LLC899,165946,815+47,6500.280.24-0.04buy
MML INVESTORS SERVICES, LLC795,221842,008+46,7870.020.03+0.00buy
New England Private Wealth Advisors LLC043,327+43,3270.000.06+0.06buy
Integrated Wealth Concepts LLC240,518273,821+33,3030.040.02-0.01buy
Cambridge Investment Research Advisors, Inc.154,281187,367+33,0860.010.01+0.00buy
Mariner, LLC032,942+32,9420.000.00+0.00buy
FIFTH THIRD BANCORP028,475+28,4750.000.00+0.00buy
Corient Private Wealth LLC026,041+26,0410.000.00+0.00buy
Patriot Financial Group Insurance Agency, LLC23,85748,306+24,4490.040.03-0.01buy
WOLVERINE ASSET MANAGEMENT LLC3,03826,837+23,7990.000.00+0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC023,100+23,1000.000.03+0.03buy
Arkadios Wealth Advisors020,968+20,9680.000.00+0.00buy
Tennessee Valley Asset Management Partners151,386171,680+20,2940.250.25-0.00buy
HRT FINANCIAL LP019,443+19,4430.000.00+0.00buy
PRINCIPAL SECURITIES, INC.169,603188,994+19,3910.030.03-0.00buy
Richmond Brothers, Inc.240,545258,405+17,8601.971.90-0.08buy
CARY STREET PARTNERS FINANCIAL LLC161,629179,382+17,7530.050.05-0.00buy
Silverleafe Capital Partners, LLC016,987+16,9870.000.06+0.06buy
Smith Asset Management Co., LLC123,059138,980+15,9211.311.31+0.01buy
Fisher Asset Management, LLC015,126+15,1260.000.00+0.00buy
Equitable Holdings, Inc.31,88546,527+14,6420.000.00+0.00buy
CWM, LLC1,50015,635+14,1350.000.00+0.00buy
Dynamic Advisor Solutions LLC84,57698,677+14,1010.030.03-0.00buy
Janney Montgomery Scott LLC406,306420,263+13,9570.010.01-0.00buy
Mutual Advisors, LLC95,119107,787+12,6680.030.03-0.00buy
NewEdge Advisors, LLC114,671126,814+12,1430.010.01-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS76,79988,677+11,8780.000.00+0.00buy
Gladstone Institutional Advisory LLC011,558+11,5580.000.00+0.00buy
IHT Wealth Management, LLC011,335+11,3350.000.00+0.00buy
Ameritas Advisory Services, LLC011,312+11,3120.000.00+0.00buy
PETRA FINANCIAL ADVISORS INC458,316469,379+11,0633.463.20-0.26buy
Capital CS Group, LLC27,66438,420+10,7560.560.87+0.31buy
Prospera Financial Services Inc010,608+10,6080.000.00+0.00buy
U.S. Capital Wealth Advisors, LLC306,743316,813+10,0700.100.09-0.02buy
Uniting Wealth Partners, LLC010,000+10,0000.000.02+0.02buy
Quarry LP09,623+9,6230.000.02+0.02buy
CHOREO, LLC57,06765,664+8,5970.010.01-0.00buy
Baird Financial Group, Inc.244,701252,913+8,2120.000.00-0.00buy
NBC SECURITIES, INC.21,64329,438+7,7950.020.02+0.00buy
CoreCap Advisors, LLC13,76420,764+7,0000.010.01+0.00buy
PRIVATE TRUST CO NA42,41348,968+6,5550.050.05+0.00buy
Parisi Gray Wealth Management45,00151,004+6,0030.130.13+0.00buy
Advisory Services Network, LLC05,569+5,5690.000.00+0.00buy
Rockefeller Capital Management L.P.23,64628,186+4,5400.000.00+0.00buy
Sunbelt Securities, Inc.5,55910,068+4,5090.000.01+0.00buy
Kovack Advisors, Inc.68,42372,509+4,0860.040.04+0.00buy
Perennial Investment Advisors, LLC24,46028,293+3,8330.020.02-0.00buy
Creative Planning13,66917,481+3,8120.000.00+0.00buy
Mallini Complete Financial Planning LLC46,83350,418+3,5850.480.44-0.04buy
Founders Financial Alliance, LLC116,620119,934+3,3140.280.24-0.05buy
Larson Financial Group LLC6,77910,056+3,2770.000.00+0.00buy
GILL CAPITAL PARTNERS, LLC02,942+2,9420.000.01+0.01buy
Main Street Financial Solutions, LLC12,61315,184+2,5710.010.01+0.00buy
Kapstone Financial Advisors LLC10,07012,570+2,5000.060.07+0.00buy
CENTRAL TRUST Co02,500+2,5000.000.00+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC15,32717,756+2,4290.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP02,000+2,0000.000.00+0.00buy
OPPENHEIMER & CO INC45,46947,412+1,9430.010.01-0.00buy
DAVENPORT & Co LLC27,60229,474+1,8720.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,3284,188+1,8600.000.00+0.00buy
Capital Analysts, LLC35,82937,367+1,5380.010.01-0.00buy
Apollon Wealth Management, LLC31,44532,807+1,3620.010.01-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,90612,070+1,1640.000.00+0.00buy
PFG Investments, LLC79,66180,693+1,0320.050.04-0.01buy
North Star Investment Management Corp.01,000+1,0000.000.00+0.00buy
WELLS FARGO & COMPANY/MN9,57110,567+9960.000.00-0.00buy
United Advisor Group, LLC21,53222,415+8830.040.03-0.01buy
FIRETHORN WEALTH PARTNERS, LLC18,04218,882+8400.090.08-0.01buy
Waverly Advisors, LLC18,69719,392+6950.000.00-0.00buy
Merit Financial Group, LLC29,08229,742+6600.000.00-0.00buy
HAZLETT, BURT & WATSON, INC.2,4553,055+6000.010.01+0.00buy
Advisors Asset Management, Inc.0550+5500.000.00+0.00buy
GHP Investment Advisors, Inc.0515+5150.000.00+0.00buy
Quad-Cities Investment Group, LLC13,14513,622+4770.070.06-0.01buy
HARBOUR INVESTMENTS, INC.9,4789,950+4720.000.00-0.00buy
Wagner Wealth Management, LLC19,69820,143+4450.050.04-0.01buy
Beaird Harris Wealth Management, LLC0412+4120.000.00+0.00buy
Bollard Group LLC0399+3990.000.00+0.00buy
MATHER GROUP, LLC.0365+3650.000.00+0.00buy
Disciplined Investments, LLC27,21127,563+3520.130.11-0.03buy
Jacobi Capital Management LLC37,77238,108+3360.030.02-0.00buy
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