GUGGENHEIM STRATEGIC OPPORTU
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 811,692 | 1,888,335 | +1,076,643 | 0.49 | 1.04 | +0.55 | buy |
| COHEN & STEERS, INC. | 771,789 | 1,221,789 | +450,000 | 0.02 | 0.02 | +0.01 | buy |
| Logan Stone Capital, LLC | 990,476 | 1,299,103 | +308,627 | 3.15 | 3.98 | +0.83 | buy |
| VERUS CAPITAL PARTNERS, LLC | 2,326,544 | 2,477,088 | +150,544 | 1.88 | 1.88 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 927,245 | 1,015,400 | +88,155 | 4.04 | 3.81 | -0.23 | buy |
| Secure Asset Management, LLC | 545,539 | 623,443 | +77,904 | 1.11 | 1.09 | -0.02 | buy |
| Ausdal Financial Partners, Inc. | 18,025 | 84,087 | +66,062 | 0.01 | 0.04 | +0.03 | buy |
| Patriot Financial Group Insurance Agency, LLC | 23,857 | 48,306 | +24,449 | 0.04 | 0.03 | -0.01 | buy |
| Tennessee Valley Asset Management Partners | 151,386 | 171,680 | +20,294 | 0.25 | 0.25 | -0.00 | buy |
| Richmond Brothers, Inc. | 240,545 | 258,405 | +17,860 | 1.97 | 1.90 | -0.08 | buy |
| CARY STREET PARTNERS FINANCIAL LLC | 161,629 | 179,382 | +17,753 | 0.05 | 0.05 | -0.00 | buy |
| Dynamic Advisor Solutions LLC | 84,576 | 98,677 | +14,101 | 0.03 | 0.03 | -0.00 | buy |
| Capital CS Group, LLC | 27,664 | 38,420 | +10,756 | 0.56 | 0.87 | +0.31 | buy |
| Parisi Gray Wealth Management | 45,001 | 51,004 | +6,003 | 0.13 | 0.13 | +0.00 | buy |
| Perennial Investment Advisors, LLC | 24,460 | 28,293 | +3,833 | 0.02 | 0.02 | -0.00 | buy |
| Mallini Complete Financial Planning LLC | 46,833 | 50,418 | +3,585 | 0.48 | 0.44 | -0.04 | buy |
| Founders Financial Alliance, LLC | 116,620 | 119,934 | +3,314 | 0.28 | 0.24 | -0.05 | buy |
| FIRETHORN WEALTH PARTNERS, LLC | 18,042 | 18,882 | +840 | 0.09 | 0.08 | -0.01 | buy |
| Quad-Cities Investment Group, LLC | 13,145 | 13,622 | +477 | 0.07 | 0.06 | -0.01 | buy |
| Wagner Wealth Management, LLC | 19,698 | 20,143 | +445 | 0.05 | 0.04 | -0.01 | buy |
| Disciplined Investments, LLC | 27,211 | 27,563 | +352 | 0.13 | 0.11 | -0.03 | buy |
| Jacobi Capital Management LLC | 37,772 | 38,108 | +336 | 0.03 | 0.02 | -0.00 | buy |
| Illumine Investment Management, LLC | 227,223 | 227,556 | +333 | 2.13 | 1.93 | -0.21 | buy |
| JB Capital LLC | 25,886 | 26,046 | +160 | 0.01 | 0.01 | -0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 22,939 | 23,032 | +93 | 0.01 | 0.02 | +0.00 | buy |
| Kozak & Associates, Inc. | 1,239 | 1,297 | +58 | 0.00 | 0.00 | -0.00 | buy |
| PIN OAK INVESTMENT ADVISORS INC | 875 | 903 | +28 | 0.01 | 0.01 | -0.00 | buy |
| David J Yvars Group | 21,693 | 21,467 | -226 | 0.15 | 0.13 | -0.02 | sell |
| Annex Advisory Services, LLC | 15,171 | 14,370 | -801 | 0.00 | 0.00 | -0.00 | sell |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 142,091 | 137,946 | -4,145 | 0.65 | 0.49 | -0.17 | sell |
| Marks Group Wealth Management, Inc | 196,262 | 190,195 | -6,067 | 0.24 | 0.20 | -0.04 | sell |
| Sovran Advisors, LLC | 55,684 | 46,126 | -9,558 | 0.06 | 0.04 | -0.02 | sell |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 222,618 | 201,355 | -21,263 | 0.31 | 0.23 | -0.09 | sell |
| Retirement Planning Group, LLC | 287,555 | 246,738 | -40,817 | 0.12 | 0.08 | -0.04 | sell |
| Almanack Investment Partners, LLC. | 107,595 | 49,455 | -58,140 | 0.24 | 0.09 | -0.14 | sell |
| INTEGRITY ALLIANCE, LLC. | 333,371 | 268,902 | -64,469 | 0.16 | 0.11 | -0.04 | sell |