Stock TransactionsGUGGENHEIM STRATEGIC OPPORTU

Total Bought
6,765,129
107 transactions
Total Sold
1,384,930
69 transactions
Net
+5,380,199
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Kera Capital Partners, Inc.38,1971,787,381+1,749,1840.051.88+1.83buy
RIVERNORTH CAPITAL MANAGEMENT, LLC1,888,3352,666,430+778,0951.041.38+0.34buy
Arax Advisory Partners1,997328,860+326,8630.000.02+0.02buy
Thomas J. Herzfeld Advisors, Inc.1,015,4001,336,680+321,2803.814.48+0.68buy
Cetera Investment Advisers1,251,2991,562,805+311,5060.010.02+0.00buy
ROYAL BANK OF CANADA1,145,8251,455,400+309,5750.000.00+0.00buy
Integrated Wealth Concepts LLC273,821554,462+280,6410.020.03+0.01buy
OSAIC HOLDINGS, INC.1,066,9351,335,061+268,1260.020.02-0.00buy
ENVESTNET ASSET MANAGEMENT INC1,467,9791,734,753+266,7740.000.00+0.00buy
Gridiron Partners, LLC0226,477+226,4770.001.30+1.30buy
IMC-Chicago, LLC0217,872+217,8720.000.02+0.02buy
RAYMOND JAMES FINANCIAL INC779,292955,315+176,0230.000.00+0.00buy
Quantinno Capital Management LP0166,360+166,3600.000.00+0.00buy
UBS Group AG1,917,2122,071,032+153,8200.000.00-0.00buy
MML INVESTORS SERVICES, LLC842,008936,545+94,5370.030.02-0.00buy
Retirement Planning Group, LLC246,738328,435+81,6970.080.09+0.01buy
IFG Advisory, LLC076,653+76,6530.000.03+0.03buy
Virtu Financial LLC075,659+75,6590.000.03+0.03buy
J.W. COLE ADVISORS, INC.072,180+72,1800.000.01+0.01buy
PRINCIPAL SECURITIES, INC.188,994260,787+71,7930.030.03+0.00buy
Ausdal Financial Partners, Inc.84,087126,215+42,1280.040.05+0.01buy
Clear Creek Financial Management, LLC036,457+36,4570.000.03+0.03buy
COHEN & STEERS, INC.1,221,7891,256,789+35,0000.020.02-0.00buy
HRT FINANCIAL LP19,44353,082+33,6390.000.00+0.00buy
INTEGRITY ALLIANCE, LLC.268,902298,689+29,7870.110.10-0.01buy
BANK OF AMERICA CORP /DE/603,335627,834+24,4990.000.00-0.00buy
MOSAIC FAMILY WEALTH PARTNERS, LLC201,355225,080+23,7250.230.17-0.06buy
CHOREO, LLC65,66487,805+22,1410.010.01+0.00buy
NORDEN GROUP LLC022,109+22,1090.000.02+0.02buy
Avantax Planning Partners, Inc.021,726+21,7260.000.01+0.01buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.021,696+21,6960.000.02+0.02buy
Cerity Partners LLC019,800+19,8000.000.00+0.00buy
Alpine Global Management, LLC019,691+19,6910.000.04+0.04buy
Advisors Asset Management, Inc.55020,047+19,4970.000.00+0.00buy
Walkner Condon Financial Advisors LLC018,545+18,5450.000.02+0.02buy
Baird Financial Group, Inc.252,913269,991+17,0780.000.00-0.00buy
Sage Capital Management, LLC016,600+16,6000.000.07+0.07buy
NOMURA HOLDINGS INC15,00031,326+16,3260.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC015,786+15,7860.000.00+0.00buy
TrueMark Investments, LLC015,486+15,4860.000.02+0.02buy
Marex Group plc014,580+14,5800.000.00+0.00buy
Private Advisor Group, LLC239,681253,258+13,5770.010.01+0.00buy
Triton Wealth Management, PLLC011,139+11,1390.000.04+0.04buy
Ameritas Advisory Services, LLC11,31222,352+11,0400.000.00+0.00buy
Discipline Wealth Solutions, LLC30,41841,322+10,9040.040.04+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC010,803+10,8030.000.00+0.00buy
Dynamic Advisor Solutions LLC98,677108,583+9,9060.030.03-0.00buy
Sigma Planning Corp60,03069,622+9,5920.020.02+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC157,393166,928+9,5350.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.187,367196,502+9,1350.010.00-0.00buy
CAPTRUST FINANCIAL ADVISORS42,85751,819+8,9620.000.00+0.00buy
Kovack Advisors, Inc.72,50981,351+8,8420.040.04+0.00buy
Almanack Investment Partners, LLC.49,45557,683+8,2280.090.08-0.01buy
Secure Asset Management, LLC623,443631,456+8,0131.090.97-0.12buy
Steward Partners Investment Advisory, LLC110,841118,698+7,8570.010.01+0.00buy
PETRA FINANCIAL ADVISORS INC469,379476,910+7,5313.202.41-0.79buy
FLYNN ZITO CAPITAL MANAGEMENT, LLC137,946145,296+7,3500.490.43-0.05buy
Moors & Cabot, Inc.18,70525,705+7,0000.010.01+0.00buy
WEDBUSH SECURITIES INC185,392192,139+6,7470.060.05-0.01buy
Kestra Advisory Services, LLC134,337140,260+5,9230.010.00-0.00buy
Main Street Financial Solutions, LLC15,18420,418+5,2340.010.01+0.00buy
Mallini Complete Financial Planning LLC50,41855,467+5,0490.440.43-0.01buy
ELEVATION POINT WEALTH PARTNERS, LLC219,535224,433+4,8980.060.05-0.01buy
United Advisor Group, LLC22,41526,523+4,1080.030.03+0.00buy
NewEdge Advisors, LLC126,814130,868+4,0540.010.00-0.00buy
Capital CS Group, LLC38,42042,445+4,0250.870.68-0.20buy
Silverleafe Capital Partners, LLC16,98720,475+3,4880.060.06+0.00buy
Janney Montgomery Scott LLC420,263423,639+3,3760.010.01-0.00buy
CARY STREET PARTNERS FINANCIAL LLC179,382182,722+3,3400.050.04-0.01buy
Prospera Financial Services Inc10,60813,938+3,3300.000.00+0.00buy
IFP Advisors, Inc1,3444,414+3,0700.000.00+0.00buy
CoreCap Advisors, LLC20,76423,764+3,0000.010.01-0.00buy
Kingsview Wealth Management, LLC11,16614,121+2,9550.000.00+0.00buy
Significant Wealth Partners LLC158,176160,924+2,7482.151.90-0.24buy
WELLS FARGO & COMPANY/MN10,56713,153+2,5860.000.00+0.00buy
CreativeOne Wealth, LLC946,815948,818+2,0030.240.22-0.02buy
AE Wealth Management LLC251,106252,886+1,7800.010.01-0.00buy
IHT Wealth Management, LLC11,33513,021+1,6860.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS9,35110,961+1,6100.000.00-0.00buy
PRIVATE TRUST CO NA48,96850,563+1,5950.050.04-0.00buy
Apollon Wealth Management, LLC32,80734,375+1,5680.010.00-0.00buy
First Bancorp, Inc /ME/01,500+1,5000.000.01+0.01buy
Focus Financial Network, Inc.69,29970,645+1,3460.030.02-0.00buy
MERCER GLOBAL ADVISORS INC /ADV68,17869,404+1,2260.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,1885,364+1,1760.000.00+0.00buy
BESSEMER GROUP INC01,123+1,1230.000.00+0.00buy
Smith Asset Management Co., LLC138,980140,005+1,0251.311.20-0.11buy
FIRETHORN WEALTH PARTNERS, LLC18,88219,817+9350.080.07-0.01buy
Fiduciary Alliance LLC45,22046,097+8770.030.03+0.00buy
Mutual Advisors, LLC107,787108,650+8630.030.02-0.00buy
Institute for Wealth Management, LLC.0855+8550.000.00+0.00buy
INSIGNEO ADVISORY SERVICES, LLC25,16625,868+7020.020.01-0.01buy
Triumph Capital Management7,7358,435+7000.020.02-0.00buy
Equitable Holdings, Inc.46,52747,153+6260.000.00-0.00buy
LifeSteps Financial, Inc.0600+6000.000.00+0.00buy
Quad-Cities Investment Group, LLC13,62214,153+5310.060.06-0.00buy
Disciplined Investments, LLC27,56327,956+3930.110.10-0.01buy
HAZLETT, BURT & WATSON, INC.3,0553,412+3570.010.01-0.00buy
Larson Financial Group LLC10,05610,346+2900.000.00-0.00buy
David J Yvars Group21,46721,740+2730.130.12-0.01buy
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