Stock Transactions — GUGGENHEIM STRATEGIC OPPORTU

Total Bought
5,042,754
107 transactions
Total Sold
19,013,983
51 transactions
Net
-13,971,229
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY7,297,2908,156,160+858,8700.010.01+0.00buy
Cetera Investment Advisers679,0661,203,938+524,8720.020.02+0.00buy
VERUS CAPITAL PARTNERS, LLC1,877,2302,270,760+393,5302.492.64+0.15buy
LPL Financial LLC2,051,6272,400,505+348,8780.010.01+0.00buy
INTEGRITY ALLIANCE, LLC.0309,569+309,5690.000.22+0.22buy
Vestmark Advisory Solutions, Inc.0229,296+229,2960.000.07+0.07buy
ELEVATION POINT WEALTH PARTNERS, LLC0229,296+229,2960.000.24+0.24buy
OSAIC HOLDINGS, INC.770,890951,693+180,8030.020.02-0.00buy
Retirement Planning Group, LLC115,420273,901+158,4810.070.14+0.07buy
Tennessee Valley Asset Management Partners0141,856+141,8560.000.29+0.29buy
TRUIST FINANCIAL CORP316,322424,480+108,1580.010.01+0.00buy
ROYAL BANK OF CANADA659,129761,246+102,1170.000.00+0.00buy
CARY STREET PARTNERS FINANCIAL LLC0101,400+101,4000.000.04+0.04buy
JANE STREET GROUP, LLC086,859+86,8590.000.00+0.00buy
Janney Montgomery Scott LLC283,722369,461+85,7390.010.01+0.00buy
Gridiron Partners, LLC10,00094,765+84,7650.090.09-0.01buy
THRIVENT FINANCIAL FOR LUTHERANS080,491+80,4910.000.00+0.00buy
CreativeOne Wealth, LLC740,653820,049+79,3960.290.30+0.01buy
FLYNN ZITO CAPITAL MANAGEMENT, LLC92,647162,270+69,6230.580.90+0.32buy
ENVESTNET ASSET MANAGEMENT INC730,756796,772+66,0160.000.00+0.00buy
UBS Group AG1,522,8611,581,195+58,3340.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.236,170291,622+55,4520.010.01+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.140,629183,568+42,9390.000.00+0.00buy
Focus Partners Wealth040,000+40,0000.000.00+0.00buy
Secure Asset Management, LLC433,655472,500+38,8451.201.17-0.02buy
Discipline Wealth Solutions, LLC035,935+35,9350.000.14+0.14buy
Smith Asset Management Co., LLC70,716101,871+31,1550.911.30+0.39buy
MML INVESTORS SERVICES, LLC801,302831,424+30,1220.030.03-0.00buy
Private Advisor Group, LLC102,502132,178+29,6760.010.01+0.00buy
Integrated Wealth Concepts LLC207,675236,227+28,5520.030.03+0.00buy
Summit Financial, LLC025,943+25,9430.000.01+0.01buy
J.W. COLE ADVISORS, INC.19,74744,757+25,0100.010.01+0.01buy
Capital Investment Advisory Services, LLC83,750106,612+22,8620.100.13+0.02buy
Ausdal Financial Partners, Inc.78,518100,587+22,0690.080.07-0.00buy
Creative Planning10,06429,594+19,5300.000.00+0.00buy
Prime Capital Investment Advisors, LLC424,839441,497+16,6580.080.08-0.00buy
United Advisor Group, LLC012,552+12,5520.000.03+0.03buy
Fiduciary Alliance LLC43,31254,880+11,5680.050.06+0.01buy
Claro Advisors LLC010,876+10,8760.000.02+0.02buy
Apollon Wealth Management, LLC23,21434,090+10,8760.010.01+0.00buy
PETRA FINANCIAL ADVISORS INC445,056455,829+10,7734.213.98-0.23buy
Orion Porfolio Solutions, LLC27,97538,510+10,5350.000.00+0.00buy
NewEdge Advisors, LLC107,752118,171+10,4190.010.01-0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC12,90422,565+9,6610.000.00+0.00buy
Illumine Investment Management, LLC216,834225,876+9,0422.572.41-0.16buy
IFG Advisory, LLC89,69698,047+8,3510.070.07-0.00buy
PFG Investments, LLC73,70782,050+8,3430.060.06-0.00buy
PRINCIPAL SECURITIES, INC.145,460153,560+8,1000.040.04-0.00buy
AMERIPRISE FINANCIAL INC68,22975,941+7,7120.000.00+0.00buy
U.S. Capital Wealth Advisors, LLC19,32326,723+7,4000.010.01+0.00buy
AE Wealth Management LLC24,07931,113+7,0340.000.00+0.00buy
Mallini Complete Financial Planning LLC38,56245,577+7,0150.730.56-0.17buy
Buska Wealth Management, LLC32,58939,242+6,6530.130.18+0.04buy
Focus Financial Network, Inc.55,20561,220+6,0150.030.03+0.00buy
Parallel Advisors, LLC05,850+5,8500.000.00+0.00buy
Triumph Capital Management05,685+5,6850.000.01+0.01buy
Advisory Services Network, LLC05,625+5,6250.000.00+0.00buy
WFA Asset Management Corp21,66027,038+5,3780.180.23+0.05buy
Capital Analysts, LLC20,71025,709+4,9990.010.01+0.00buy
WELLS FARGO & COMPANY/MN9,19613,909+4,7130.000.00+0.00buy
Founders Financial Alliance, LLC112,171116,503+4,3320.380.33-0.05buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management14,53918,739+4,2000.000.01+0.00buy
Larson Financial Group LLC2,2936,315+4,0220.000.00+0.00buy
EASTERN BANK4,0738,073+4,0000.000.00+0.00buy
INSIGNEO ADVISORY SERVICES, LLC33,16637,166+4,0000.040.04-0.00buy
&PARTNERS10,97914,970+3,9910.000.00+0.00buy
Sunbelt Securities, Inc.7,85111,522+3,6710.010.01+0.00buy
Steward Partners Investment Advisory, LLC129,941133,596+3,6550.020.01-0.00buy
Patriot Financial Group Insurance Agency, LLC20,05923,690+3,6310.030.05+0.01buy
OPPENHEIMER & CO INC50,71154,322+3,6110.010.01-0.00buy
Dynamic Advisor Solutions LLC77,52180,895+3,3740.040.04-0.00buy
Strategic Financial Concepts, LLC52,35755,676+3,3190.110.12+0.01buy
Equitable Holdings, Inc.48,24351,419+3,1760.010.01-0.00buy
Perennial Investment Advisors, LLC19,48922,423+2,9340.030.03-0.00buy
Encompass More Asset Management24,43026,957+2,5270.090.08-0.01buy
Jacobi Capital Management LLC30,53832,971+2,4330.030.03-0.00buy
Arax Advisory Partners02,277+2,2770.000.00+0.00buy
Disciplined Investments, LLC24,64126,900+2,2590.160.16+0.01buy
Sigma Planning Corp76,78978,858+2,0690.030.03-0.00buy
WEDBUSH SECURITIES INC176,925178,961+2,0360.090.09-0.00buy
Aspect Partners, LLC01,809+1,8090.000.01+0.01buy
Global Retirement Partners, LLC14,51016,302+1,7920.010.01+0.00buy
DAVENPORT & Co LLC34,00835,602+1,5940.000.00+0.00buy
Mutual Advisors, LLC92,53794,063+1,5260.030.03-0.01buy
Kozak & Associates, Inc.01,204+1,2040.000.00+0.00buy
Rockefeller Capital Management L.P.30,00831,183+1,1750.000.00-0.00buy
Strategic Advocates LLC01,084+1,0840.000.00+0.00buy
Moors & Cabot, Inc.12,05513,055+1,0000.010.01+0.00buy
Realta Investment Advisors20,38321,383+1,0000.120.11-0.01buy
Kingsview Wealth Management, LLC11,03011,996+9660.000.00-0.00buy
J.Safra Asset Management Corp0843+8430.000.00+0.00buy
Ameritas Advisory Services, LLC10,54611,336+7900.010.01+0.00buy
AMERIFLEX GROUP, INC.6951,442+7470.010.01+0.00buy
Wealthspire Advisors, LLC0656+6560.000.00+0.00buy
Merit Financial Group, LLC26,12526,612+4870.000.00-0.00buy
COMERICA BANK30,59631,056+4600.000.00-0.00buy
FIRETHORN WEALTH PARTNERS, LLC10,58810,980+3920.070.06-0.00buy
MATHER GROUP, LLC.0365+3650.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0250+2500.000.00+0.00buy
Geneos Wealth Management Inc.59,03859,241+2030.020.02+0.00buy
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