Stock Transactions — GUGGENHEIM STRATEGIC OPPORTU

Total Bought
10,459,059
99 transactions
Total Sold
2,759,340
84 transactions
Net
+7,699,719
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BlackRock, Inc.15,4021,621,127+1,605,7250.000.00+0.00buy
Invesco Ltd.01,322,981+1,322,9810.000.00+0.00buy
Logan Stone Capital, LLC0990,476+990,4760.003.15+3.15buy
Thomas J. Herzfeld Advisors, Inc.0927,245+927,2450.004.04+4.04buy
RIVERNORTH CAPITAL MANAGEMENT, LLC0811,692+811,6920.000.49+0.49buy
ENVESTNET ASSET MANAGEMENT INC796,7721,496,450+699,6780.000.01+0.00buy
COHEN & STEERS, INC.336,789771,789+435,0000.010.02+0.01buy
Kera Capital Partners, Inc.0362,801+362,8010.000.57+0.57buy
TRUIST FINANCIAL CORP424,480766,936+342,4560.010.01+0.00buy
JANE STREET GROUP, LLC86,859368,341+281,4820.000.01+0.00buy
U.S. Capital Wealth Advisors, LLC26,723306,743+280,0200.010.10+0.09buy
ROYAL BANK OF CANADA761,246982,206+220,9600.000.00+0.00buy
XTX Topco Ltd0170,088+170,0880.000.06+0.06buy
LPL Financial LLC2,400,5052,552,235+151,7300.010.01-0.00buy
AMERIPRISE FINANCIAL INC75,941222,545+146,6040.000.00+0.00buy
UBS Group AG1,581,1951,692,259+111,0640.000.00-0.00buy
TrueMark Investments, LLC0109,842+109,8420.000.27+0.27buy
Private Advisor Group, LLC132,178241,284+109,1060.010.01+0.00buy
AE Wealth Management LLC31,113137,245+106,1320.000.01+0.01buy
Quantinno Capital Management LP087,593+87,5930.000.00+0.00buy
CreativeOne Wealth, LLC820,049899,165+79,1160.300.28-0.02buy
Secure Asset Management, LLC472,500545,539+73,0391.171.11-0.07buy
Kovack Advisors, Inc.068,423+68,4230.000.04+0.04buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.061,187+61,1870.000.05+0.05buy
CARY STREET PARTNERS FINANCIAL LLC101,400161,629+60,2290.040.05+0.01buy
Cetera Investment Advisers1,203,9381,261,043+57,1050.020.02-0.00buy
Baird Financial Group, Inc.189,100244,701+55,6010.000.00+0.00buy
Marex Group plc054,682+54,6820.000.01+0.01buy
VERUS CAPITAL PARTNERS, LLC2,270,7602,324,364+53,6042.642.01-0.64buy
PRIVATE TRUST CO NA71342,413+41,7000.000.05+0.05buy
Janney Montgomery Scott LLC369,461406,306+36,8450.010.01-0.00buy
NOMURA HOLDINGS INC034,129+34,1290.000.00+0.00buy
J.W. COLE ADVISORS, INC.44,75776,193+31,4360.010.02+0.01buy
RAYMOND JAMES FINANCIAL INC706,973731,073+24,1000.000.00-0.00buy
INTEGRITY ALLIANCE, LLC.309,569333,371+23,8020.220.16-0.06buy
Western Wealth Management, LLC36,93660,704+23,7680.030.04+0.01buy
Kestra Advisory Services, LLC128,576150,959+22,3830.010.01-0.00buy
Smith Asset Management Co., LLC101,871123,059+21,1881.301.31+0.01buy
TWO SIGMA SECURITIES, LLC019,610+19,6100.000.03+0.03buy
NORTHSTAR ASSET MANAGEMENT INC019,005+19,0050.000.06+0.06buy
Vestmark Advisory Solutions, Inc.229,296247,477+18,1810.070.04-0.02buy
ELEVATION POINT WEALTH PARTNERS, LLC229,296247,477+18,1810.240.15-0.09buy
MELFA WEALTH MANAGEMENT, INC.017,950+17,9500.000.13+0.13buy
Virtu Financial LLC016,065+16,0650.000.01+0.01buy
PRINCIPAL SECURITIES, INC.153,560169,603+16,0430.040.03-0.00buy
Annex Advisory Services, LLC015,171+15,1710.000.00+0.00buy
Retirement Planning Group, LLC273,901287,555+13,6540.140.12-0.02buy
WEDBUSH SECURITIES INC178,961191,607+12,6460.090.07-0.02buy
Main Street Financial Solutions, LLC012,613+12,6130.000.01+0.01buy
Prosperity Wealth Management, Inc.21,78433,416+11,6320.110.14+0.03buy
Richmond Brothers, Inc.229,328240,545+11,2172.171.97-0.20buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC010,906+10,9060.000.00+0.00buy
Capital Analysts, LLC25,70935,829+10,1200.010.01+0.00buy
Discipline Wealth Solutions, LLC35,93545,489+9,5540.140.11-0.03buy
MERCER GLOBAL ADVISORS INC /ADV71,43380,964+9,5310.000.00-0.00buy
Tennessee Valley Asset Management Partners141,856151,386+9,5300.290.25-0.04buy
BNP PARIBAS FINANCIAL MARKETS09,351+9,3510.000.00+0.00buy
United Advisor Group, LLC12,55221,532+8,9800.030.04+0.01buy
Focus Financial Network, Inc.61,22068,967+7,7470.030.03-0.00buy
Global Retirement Partners, LLC16,30223,634+7,3320.010.01-0.00buy
FIRETHORN WEALTH PARTNERS, LLC10,98018,042+7,0620.060.09+0.02buy
MOSAIC FAMILY WEALTH PARTNERS, LLC215,896222,618+6,7220.380.31-0.06buy
Capital CS Group, LLC21,26227,664+6,4020.520.56+0.04buy
Focus Partners Wealth40,00046,290+6,2900.000.00-0.00buy
Moors & Cabot, Inc.13,05518,705+5,6500.010.01+0.00buy
Jacobi Capital Management LLC32,97137,772+4,8010.030.03-0.00buy
Integrated Wealth Concepts LLC236,227240,518+4,2910.030.04+0.01buy
Dynamic Advisor Solutions LLC80,89584,576+3,6810.040.03-0.00buy
WOLVERINE ASSET MANAGEMENT LLC03,038+3,0380.000.00+0.00buy
Triumph Capital Management5,6858,285+2,6000.010.02+0.01buy
PETRA FINANCIAL ADVISORS INC455,829458,316+2,4873.983.46-0.51buy
Merit Financial Group, LLC26,61229,082+2,4700.000.00-0.00buy
Cape Investment Advisory, Inc.02,230+2,2300.000.01+0.01buy
Perennial Investment Advisors, LLC22,42324,460+2,0370.030.02-0.00buy
Allworth Financial LP01,761+1,7610.000.00+0.00buy
OSAIC HOLDINGS, INC.951,693953,441+1,7480.020.02-0.00buy
VISTA INVESTMENT PARTNERS II, LLC14,59216,242+1,6500.100.09-0.01buy
Farther Finance Advisors, LLC261,552+1,5260.000.00+0.00buy
CWM, LLC01,500+1,5000.000.00+0.00buy
Illumine Investment Management, LLC225,876227,223+1,3472.412.13-0.28buy
IFP Advisors, Inc01,285+1,2850.000.00+0.00buy
Mallini Complete Financial Planning LLC45,57746,833+1,2560.560.48-0.07buy
HAZLETT, BURT & WATSON, INC.1,3552,455+1,1000.010.01+0.00buy
ASSETMARK, INC01,056+1,0560.000.00+0.00buy
Mutual Advisors, LLC94,06395,119+1,0560.030.03-0.00buy
JB Capital LLC24,93725,886+9490.020.01-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,94016,814+8740.020.01-0.00buy
Roble, Belko & Company, Inc0498+4980.000.00+0.00buy
Larson Financial Group LLC6,3156,779+4640.000.00-0.00buy
Disciplined Investments, LLC26,90027,211+3110.160.13-0.03buy
PIN OAK INVESTMENT ADVISORS INC639875+2360.010.01+0.00buy
Wagner Wealth Management, LLC19,47719,698+2210.070.05-0.01buy
Patriot Financial Group Insurance Agency, LLC23,69023,857+1670.050.04-0.01buy
Founders Financial Alliance, LLC116,503116,620+1170.330.28-0.05buy
Geneos Wealth Management Inc.59,24159,327+860.020.02-0.00buy
Kozak & Associates, Inc.1,2041,239+350.000.00+0.00buy
Strategic Advocates LLC1,0841,106+220.000.00-0.00buy
Tidemark, LLC01+10.000.00+0.00buy
CITIGROUP INC01+10.000.00+0.00buy
EASTERN BANK8,0738,07300.000.00-0.00hold
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