Stock Transactions — PENNANTPARK INVT CORP

Total Bought
1,970,634
39 transactions
Total Sold
3,205,729
57 transactions
Net
-1,235,095
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA INVESTMENTS, LP1,136,0701,660,541+524,4710.010.01-0.00buy
MORGAN STANLEY729,5711,089,265+359,6940.000.00+0.00buy
Crossingbridge Advisors, LLC0155,950+155,9500.000.13+0.13buy
MANGROVE PARTNERS IM, LLC0126,100+126,1000.000.05+0.05buy
Sunbelt Securities, Inc.175,787298,217+122,4300.070.08+0.01buy
MILLENNIUM MANAGEMENT LLC0117,910+117,9100.000.00+0.00buy
UBS Group AG0109,198+109,1980.000.00+0.00buy
Dynamic Technology Lab Private Ltd069,153+69,1530.000.05+0.05buy
OXFORD ASSET MANAGEMENT LLP061,062+61,0620.000.11+0.11buy
Legal & General Group Plc469,742517,288+47,5460.000.00-0.00buy
Arax Advisory Partners043,935+43,9350.000.01+0.01buy
Virtus Investment Advisers, LLC123,166165,540+42,3740.200.21+0.01buy
THRIVENT FINANCIAL FOR LUTHERANS43,17077,588+34,4180.000.00+0.00buy
TWO SIGMA SECURITIES, LLC017,814+17,8140.000.01+0.01buy
Advisors Asset Management, Inc.465,646482,334+16,6880.050.04-0.01buy
Miller Financial Services LLC015,754+15,7540.000.08+0.08buy
Kovack Advisors, Inc.88,233103,233+15,0000.020.02-0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV015,000+15,0000.000.00+0.00buy
NorthRock Partners, LLC011,814+11,8140.000.00+0.00buy
Prosperity Financial Group, Inc.011,500+11,5000.000.02+0.02buy
ENVESTNET ASSET MANAGEMENT INC010,786+10,7860.000.00+0.00buy
WEDBUSH SECURITIES INC010,325+10,3250.000.00+0.00buy
Apollon Wealth Management, LLC010,277+10,2770.000.00+0.00buy
Advisory Services Network, LLC05,374+5,3740.000.00+0.00buy
Tower Research Capital LLC (TRC)14,53819,145+4,6070.000.00+0.00buy
Freestone Capital Holdings, LLC49,30053,000+3,7000.010.01-0.00buy
GROUP ONE TRADING LLC02,079+2,0790.000.00+0.00buy
Beaumont Financial Advisors, LLC27,20528,396+1,1910.010.01-0.00buy
Allworth Financial LP9,28610,370+1,0840.000.00-0.00buy
Cresset Asset Management, LLC19,00019,674+6740.000.00-0.00buy
Larson Financial Group LLC0645+6450.000.00+0.00buy
Brookstone Capital Management13,82914,434+6050.000.00-0.00buy
Cetera Investment Advisers10,21910,762+5430.000.00-0.00buy
Mariner, LLC12,79413,297+5030.000.00-0.00buy
Western Wealth Management, LLC0200+2000.000.00+0.00buy
NewEdge Wealth, LLC319,426319,540+1140.020.02-0.00buy
HighTower Advisors, LLC24,25024,310+600.000.00-0.00buy
Abound Wealth Management039+390.000.00+0.00buy
West Financial Advisors, LLC376393+170.000.00-0.00buy
PIN OAK INVESTMENT ADVISORS INC2,7622,76200.010.01-0.00hold
BNP PARIBAS FINANCIAL MARKETS4,1394,13900.000.00-0.00hold
REGIONS FINANCIAL CORP20,00020,00000.000.00-0.00hold
Essex Financial Services, Inc.40,69640,69600.010.01-0.00hold
State of Alaska, Department of Revenue2,6952,69500.000.00-0.00hold
MERIDIAN INVESTMENT COUNSEL INC.14,20014,20000.020.02-0.01hold
Advisory Alpha, LLC10,29810,29800.000.00-0.00hold
Baird Financial Group, Inc.13,72513,72500.000.00-0.00hold
Lido Advisors, LLC246,312246,31200.010.00-0.00hold
EverSource Wealth Advisors, LLC63963900.000.00-0.00hold
Close Asset Management Ltd24,15024,15000.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,4401,44000.000.00-0.00hold
Sound Income Strategies, LLC12,07412,07400.000.00-0.00hold
FOUNDATIONS INVESTMENT ADVISORS, LLC27,06627,06600.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S18,66418,66400.000.00-0.00hold
Arkadios Wealth Advisors30,06130,06100.000.00-0.00hold
Key FInancial Inc37537500.000.00-0.00hold
Disciplined Investments, LLC17,00017,00000.040.03-0.01hold
Fortis Group Advisors, LLC52352300.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC28,45028,45000.010.01-0.00hold
Dunhill Financial, LLC7,9277,92700.010.01-0.00hold
Ethos Financial Group, LLC27,19027,19000.010.01-0.00hold
Gallagher Capital Advisors, LLC70,82670,82600.270.21-0.06hold
CAXTON ASSOCIATES LLP41,60641,60600.000.00-0.00hold
Universal- Beteiligungs- und Servicegesellschaft mbH348,800348,80000.000.00-0.00hold
US BANCORP \DE\26,50026,50000.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.16016000.000.00-0.00hold
Invesco Ltd.1,836,6391,836,63900.000.00-0.00hold
DENALI ADVISORS LLC70,81070,808-20.050.04-0.01sell
NATIONAL BANK OF CANADA /FI/20-20.000.00-0.00sell
Roble, Belko & Company, Inc1330-1330.000.00-0.00sell
Sterneck Capital Management, LLC77,73877,438-3000.210.16-0.05sell
COMMONWEALTH EQUITY SERVICES, LLC47,40747,087-3200.000.00-0.00sell
Strategic Wealth Partners, Ltd.3220-3220.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP2,5002,100-4000.000.00-0.00sell
Farther Finance Advisors, LLC1,222515-7070.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC2,8342,082-7520.000.00-0.00sell
GatePass Capital, LLC139,100138,000-1,1000.430.30-0.13sell
WELLS FARGO & COMPANY/MN43,36442,003-1,3610.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC68,57867,070-1,5080.000.00-0.00sell
SIMPLEX TRADING, LLC1,8700-1,8700.000.00-0.00sell
Creative Planning27,00724,437-2,5700.000.00-0.00sell
Abbot Financial Management, Inc.73,32170,328-2,9930.180.13-0.05sell
OSAIC HOLDINGS, INC.54,36650,911-3,4550.000.00-0.00sell
Janney Montgomery Scott LLC127,465123,650-3,8150.000.00-0.00sell
Cedar Wealth Management, LLC3,9400-3,9400.010.00-0.01sell
ROYAL BANK OF CANADA17,33713,197-4,1400.000.00-0.00sell
Founders Financial Alliance, LLC66,29161,989-4,3020.070.05-0.02sell
Parallel Advisors, LLC7,3731,812-5,5610.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.31,61625,979-5,6370.000.00-0.00sell
Garner Asset Management Corp72,54966,880-5,6690.170.12-0.05sell
Caitong International Asset Management Co., Ltd6,364146-6,2180.010.00-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,2860-7,2860.000.00-0.00sell
Kestra Advisory Services, LLC8,7310-8,7310.000.00-0.00sell
TUDOR INVESTMENT CORP ET AL19,64810,413-9,2350.000.00-0.00sell
SIGNATUREFD, LLC38,92128,643-10,2780.000.00-0.00sell
FOX RUN MANAGEMENT, L.L.C.10,9390-10,9390.010.00-0.01sell
MARSHALL WACE, LLP11,2990-11,2990.000.00-0.00sell
Squarepoint Ops LLC11,5250-11,5250.000.00-0.00sell
CANADA LIFE ASSURANCE Co83,11171,202-11,9090.000.00-0.00sell
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