Stock Transactions — PENNANTPARK INVT CORP

Total Bought
2,956,565
45 transactions
Total Sold
2,071,658
50 transactions
Net
+884,907
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MILLENNIUM MANAGEMENT LLC117,910628,605+510,6950.000.00+0.00buy
MARSHALL WACE, LLP0391,726+391,7260.000.00+0.00buy
BANK OF AMERICA CORP /DE/0306,780+306,7800.000.00+0.00buy
CITADEL ADVISORS LLC0246,746+246,7460.000.00+0.00buy
Callodine Capital Management, LP0224,000+224,0000.000.05+0.05buy
Qube Research & Technologies Ltd0207,521+207,5210.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL10,413188,423+178,0100.000.00+0.00buy
HRT FINANCIAL LP0130,207+130,2070.000.00+0.00buy
XTX Topco Ltd65,378169,160+103,7820.010.01+0.00buy
Crossingbridge Advisors, LLC155,950250,000+94,0500.130.15+0.03buy
THRIVENT FINANCIAL FOR LUTHERANS77,588147,439+69,8510.000.00+0.00buy
MANGROVE PARTNERS IM, LLC126,100191,563+65,4630.050.04-0.00buy
GatePass Capital, LLC138,000203,450+65,4500.300.27-0.03buy
Virtus Investment Advisers, LLC165,540216,246+50,7060.210.17-0.03buy
Squarepoint Ops LLC049,540+49,5400.000.00+0.00buy
Arax Advisory Partners43,93587,870+43,9350.010.00-0.00buy
&PARTNERS029,042+29,0420.000.00+0.00buy
GROUP ONE TRADING LLC2,07922,522+20,4430.000.00+0.00buy
Legal & General Group Plc517,288536,493+19,2050.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC10,78629,558+18,7720.000.00+0.00buy
Sterneck Capital Management, LLC77,43891,647+14,2090.160.14-0.02buy
Strategic Wealth Partners, Ltd.014,000+14,0000.000.00+0.00buy
BRIAN LOW FINANCIAL GROUP, LLC014,000+14,0000.000.03+0.03buy
Fisher Asset Management, LLC013,382+13,3820.000.00+0.00buy
EIGHT 31 FINANCIAL, LLC010,327+10,3270.000.02+0.02buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
Founders Financial Alliance, LLC61,98971,351+9,3620.050.03-0.02buy
TWO SIGMA SECURITIES, LLC17,81425,499+7,6850.010.01-0.00buy
CANADA LIFE ASSURANCE Co71,20278,354+7,1520.000.00-0.00buy
SIMPLEX TRADING, LLC06,607+6,6070.000.00+0.00buy
Kovack Advisors, Inc.103,233108,393+5,1600.020.02-0.01buy
Cetera Investment Advisers10,76215,460+4,6980.000.00-0.00buy
Quantum Portfolio Management LLC04,691+4,6910.000.01+0.01buy
NOMURA ASSET MANAGEMENT CO LTD02,018+2,0180.000.00+0.00buy
Prosperity Financial Group, Inc.11,50013,222+1,7220.020.01-0.00buy
Beaumont Financial Advisors, LLC28,39629,991+1,5950.010.01-0.00buy
Miller Financial Services LLC15,75417,132+1,3780.080.05-0.03buy
WEDBUSH SECURITIES INC10,32511,325+1,0000.000.00-0.00buy
Cresset Asset Management, LLC19,67420,577+9030.000.00-0.00buy
Ethos Financial Group, LLC27,19027,719+5290.010.01-0.01buy
JFS WEALTH ADVISORS, LLC091+910.000.00+0.00buy
NorthRock Partners, LLC11,81411,876+620.000.00-0.00buy
Caitong International Asset Management Co., Ltd146196+500.000.00-0.00buy
West Financial Advisors, LLC393404+110.000.00-0.00buy
Abbot Financial Management, Inc.70,32870,337+90.130.09-0.04buy
REGIONS FINANCIAL CORP20,00020,00000.000.00-0.00hold
State of Alaska, Department of Revenue2,6952,69500.000.00-0.00hold
MERIDIAN INVESTMENT COUNSEL INC.14,20014,20000.020.01-0.00hold
Freestone Capital Holdings, LLC53,00053,00000.010.00-0.00hold
Baird Financial Group, Inc.13,72513,72500.000.00-0.00hold
Sound Income Strategies, LLC12,07412,07400.000.00-0.00hold
Larson Financial Group LLC64564500.000.00-0.00hold
Arkadios Wealth Advisors30,06130,06100.000.00-0.00hold
Key FInancial Inc37537500.000.00-0.00hold
Disciplined Investments, LLC17,00017,00000.030.02-0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC28,45028,45000.010.01-0.00hold
Gallagher Capital Advisors, LLC70,82670,82600.210.14-0.07hold
Universal- Beteiligungs- und Servicegesellschaft mbH348,800348,80000.000.00-0.00hold
US BANCORP \DE\26,50026,50000.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.16016000.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV15,00015,00000.000.00-0.00hold
Invesco Ltd.1,836,6391,836,63900.000.00-0.00hold
EverSource Wealth Advisors, LLC639638-10.000.00-0.00sell
Abound Wealth Management390-390.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP2,1002,000-1000.000.00-0.00sell
Western Wealth Management, LLC2000-2000.000.00-0.00sell
Farther Finance Advisors, LLC5150-5150.000.00-0.00sell
Fortis Group Advisors, LLC5230-5230.000.00-0.00sell
HighTower Advisors, LLC24,31023,530-7800.000.00-0.00sell
Mariner, LLC13,29712,374-9230.000.00-0.00sell
Global Retirement Partners, LLC5,1593,872-1,2870.000.00-0.00sell
Steward Partners Investment Advisory, LLC1,4400-1,4400.000.00-0.00sell
Parallel Advisors, LLC1,812246-1,5660.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.25,97924,349-1,6300.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC2,0820-2,0820.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC67,07064,951-2,1190.000.00-0.00sell
DENALI ADVISORS LLC70,80868,670-2,1380.040.02-0.01sell
FOUNDATIONS INVESTMENT ADVISORS, LLC27,06624,641-2,4250.000.00-0.00sell
PIN OAK INVESTMENT ADVISORS INC2,7620-2,7620.010.00-0.01sell
SIGNATUREFD, LLC28,64325,026-3,6170.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS4,1390-4,1390.000.00-0.00sell
Advisory Services Network, LLC5,3740-5,3740.000.00-0.00sell
Dunhill Financial, LLC7,9270-7,9270.010.00-0.01sell
WELLS FARGO & COMPANY/MN42,00333,802-8,2010.000.00-0.00sell
Allworth Financial LP10,3702,113-8,2570.000.00-0.00sell
Dynamic Technology Lab Private Ltd69,15360,723-8,4300.050.05-0.00sell
Tower Research Capital LLC (TRC)19,1458,975-10,1700.000.00-0.00sell
Apollon Wealth Management, LLC10,2770-10,2770.000.00-0.00sell
Janney Montgomery Scott LLC123,650113,359-10,2910.000.00-0.00sell
Advisory Alpha, LLC10,2980-10,2980.000.00-0.00sell
EMC Capital Management11,3230-11,3230.030.00-0.03sell
NewEdge Wealth, LLC319,540307,794-11,7460.020.01-0.01sell
ROYAL BANK OF CANADA13,1970-13,1970.000.00-0.00sell
BI Asset Management Fondsmaeglerselskab A/S18,6645,361-13,3030.000.00-0.00sell
Brookstone Capital Management14,4340-14,4340.000.00-0.00sell
Essex Financial Services, Inc.40,69626,096-14,6000.010.00-0.01sell
OSAIC HOLDINGS, INC.50,91134,017-16,8940.000.00-0.00sell
NORTHERN TRUST CORP18,1970-18,1970.000.00-0.00sell
Truvestments Capital LLC221,822201,671-20,1510.180.10-0.08sell
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