Stock Transactions — PENNANTPARK INVT CORP

Total Bought
684,157
50 transactions
Total Sold
1,069,105
44 transactions
Net
-384,948
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BlackRock, Inc.500,390618,631+118,2410.000.00+0.00buy
MARSHALL WACE, LLP0112,810+112,8100.000.00+0.00buy
Sunbelt Securities, Inc.17,577104,245+86,6680.010.05+0.04buy
UBS Group AG154,394209,725+55,3310.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP042,053+42,0530.000.00+0.00buy
Trexquant Investment LP037,581+37,5810.000.00+0.00buy
Brevan Howard Capital Management LP39,34764,778+25,4310.000.01+0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC21,16746,326+25,1590.000.01+0.00buy
Advisors Asset Management, Inc.526,754550,480+23,7260.060.06-0.00buy
D. E. Shaw & Co., Inc.020,314+20,3140.000.00+0.00buy
CRAWFORD INVESTMENT COUNSEL INC020,090+20,0900.000.00+0.00buy
LPL Financial LLC51,31266,793+15,4810.000.00+0.00buy
CANADA LIFE ASSURANCE Co67,68582,785+15,1000.000.00+0.00buy
Disciplined Investments, LLC012,000+12,0000.000.03+0.03buy
Cetera Investment Advisers010,129+10,1290.000.00+0.00buy
Garner Asset Management Corp79,11888,537+9,4190.250.24-0.01buy
Advisory Services Network, LLC05,713+5,7130.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS04,788+4,7880.000.00+0.00buy
Kovack Advisors, Inc.67,85071,750+3,9000.050.05-0.00buy
NORTHERN TRUST CORP46,20450,062+3,8580.000.00-0.00buy
QUADRANT CAPITAL GROUP LLC03,516+3,5160.000.00+0.00buy
Founders Financial Alliance, LLC62,12765,629+3,5020.100.08-0.01buy
Wilmington Savings Fund Society, FSB03,500+3,5000.000.00+0.00buy
INTEGRITY ALLIANCE, LLC.11,93515,133+3,1980.000.00+0.00buy
Brookstone Capital Management10,41513,453+3,0380.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC24,62327,495+2,8720.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC02,762+2,7620.000.01+0.01buy
State of Alaska, Department of Revenue02,695+2,6950.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC45,06246,658+1,5960.000.00-0.00buy
Rockefeller Capital Management L.P.195,676197,176+1,5000.000.00-0.00buy
SIGNATUREFD, LLC37,53938,773+1,2340.000.00-0.00buy
Beaumont Financial Advisors, LLC25,34326,526+1,1830.010.01-0.00buy
PRINCIPAL SECURITIES, INC.5001,500+1,0000.000.00+0.00buy
Creative Planning33,36934,286+9170.000.00-0.00buy
TD PRIVATE CLIENT WEALTH LLC0698+6980.000.00+0.00buy
Cresset Asset Management, LLC17,94718,616+6690.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.37,89438,508+6140.000.00-0.00buy
Mariner, LLC12,63013,133+5030.000.00-0.00buy
SIMPLEX TRADING, LLC0500+5000.000.00+0.00buy
Close Asset Management Ltd23,80024,150+3500.000.00-0.00buy
EverSource Wealth Advisors, LLC3,6953,838+1430.000.00-0.00buy
Wealthspire Advisors, LLC0100+1000.000.00+0.00buy
NewEdge Wealth, LLC255,399255,488+890.030.02-0.01buy
Allworth Financial LP9,2549,326+720.000.00-0.00buy
HighTower Advisors, LLC23,37323,421+480.000.00-0.00buy
Ameritas Advisory Services, LLC558585+270.000.00+0.00buy
West Financial Advisors, LLC350367+170.000.00-0.00buy
Farther Finance Advisors, LLC325340+150.000.00-0.00buy
Roble, Belko & Company, Inc124130+60.000.00-0.00buy
Parallel Advisors, LLC11,19911,200+10.000.00-0.00buy
GRIES FINANCIAL LLC43,93543,93500.050.05-0.01hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,2757,27500.000.00-0.00hold
REGIONS FINANCIAL CORP20,00020,00000.000.00-0.00hold
CIBC Private Wealth Group LLC6,6006,60000.000.00-0.00hold
Essex Financial Services, Inc.40,69640,69600.020.02-0.00hold
Edge Wealth Management LLC20,00020,00000.030.02-0.00hold
Baird Financial Group, Inc.13,72513,72500.000.00-0.00hold
Lido Advisors, LLC246,312246,31200.010.01-0.00hold
Cedar Wealth Management, LLC3,9403,94000.010.01-0.00hold
Steward Partners Investment Advisory, LLC1,8651,86500.000.00-0.00hold
Sound Income Strategies, LLC2,5732,57300.000.00-0.00hold
BI Asset Management Fondsmaeglerselskab A/S89,02289,02200.010.01-0.00hold
Arkadios Wealth Advisors30,06130,06100.010.00-0.00hold
Key FInancial Inc37537500.000.00-0.00hold
Texas Capital Bank Wealth Management Services Inc152,033152,03300.100.08-0.01hold
Fortis Group Advisors, LLC52352300.000.00-0.00hold
EMC Capital Management13,32113,32100.050.04-0.01hold
Dunhill Financial, LLC7,9277,92700.020.01-0.00hold
Ethos Financial Group, LLC28,21228,21200.020.01-0.00hold
LaSalle St. Investment Advisors, LLC19,55919,55900.040.02-0.01hold
Sage Investment Counsel LLC17,00017,00000.130.13-0.01hold
Rossby Financial, LCC1,5001,50000.000.00-0.00hold
Universal- Beteiligungs- und Servicegesellschaft mbH348,800348,80000.000.00-0.00hold
US BANCORP \DE\404000.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.16016000.000.00-0.00hold
CITIGROUP INC1,4391,43900.000.00-0.00hold
Invesco Ltd.1,836,6391,836,63900.000.00-0.00hold
Quantbot Technologies LP19,22919,219-100.000.00+0.00sell
Physician Wealth Advisors, Inc.1750-1750.000.00-0.00sell
MAI Capital Management2350-2350.000.00-0.00sell
Global Retirement Partners, LLC7,2836,834-4490.000.00-0.00sell
GatePass Capital, LLC140,350139,550-8000.640.54-0.10sell
Caitong International Asset Management Co., Ltd8345-8290.000.00-0.00sell
Ridgewood Investments LLC1,0000-1,0000.000.00-0.00sell
TRUST CO OF VERMONT1,0500-1,0500.000.00-0.00sell
Garde Capital, Inc.1,1100-1,1100.000.00-0.00sell
Spire Wealth Management1,1340-1,1340.000.00-0.00sell
Abbot Financial Management, Inc.74,51173,317-1,1940.240.21-0.02sell
Advisors Capital Management, LLC83,17681,698-1,4780.010.01-0.00sell
Janney Montgomery Scott LLC132,518130,731-1,7870.000.00-0.00sell
Larson Financial Group LLC2,0000-2,0000.000.00-0.00sell
FOUNDATIONS INVESTMENT ADVISORS, LLC29,46527,066-2,3990.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.2,6350-2,6350.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC31,35028,450-2,9000.020.02-0.00sell
Aquatic Capital Management LLC24,61620,241-4,3750.000.00-0.00sell
Sterneck Capital Management, LLC72,89467,827-5,0670.250.21-0.04sell
OSAIC HOLDINGS, INC.75,04669,775-5,2710.000.00-0.00sell
BANK OF AMERICA CORP /DE/93,98588,058-5,9270.000.00-0.00sell
CAXTON ASSOCIATES LLP48,21041,606-6,6040.010.01-0.00sell
Page 1 of 2