Stock Transactions — PENNANTPARK INVT CORP

Total Bought
1,376,113
47 transactions
Total Sold
1,317,266
45 transactions
Net
+58,847
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MILLENNIUM MANAGEMENT LLC0437,489+437,4890.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP735,952914,375+178,4230.010.01+0.00buy
TWO SIGMA ADVISERS, LP1,191,7181,318,818+127,1000.020.02+0.00buy
MORGAN STANLEY461,969538,180+76,2110.000.00+0.00buy
GRIMES & COMPANY, INC.062,577+62,5770.000.01+0.01buy
Aquatic Capital Management LLC054,984+54,9840.000.01+0.01buy
BlackRock, Inc.376,843428,414+51,5710.000.00+0.00buy
XTX Topco Ltd045,210+45,2100.000.03+0.03buy
UBS Group AG25,07557,615+32,5400.000.00+0.00buy
HRT FINANCIAL LP030,166+30,1660.000.00+0.00buy
BANK OF AMERICA CORP /DE/80,151107,104+26,9530.000.00+0.00buy
LaSalle St. Investment Advisors, LLC026,893+26,8930.000.06+0.06buy
Truvestments Capital LLC361,893382,800+20,9070.680.70+0.02buy
Sterneck Capital Management, LLC47,16267,932+20,7700.180.26+0.08buy
VIRTUS ADVISERS, LLC112,714132,692+19,9780.370.38+0.02buy
Strategic Financial Concepts, LLC016,284+16,2840.000.00+0.00buy
Crew Capital Management, Ltd.015,507+15,5070.000.09+0.09buy
Janney Montgomery Scott LLC116,783130,907+14,1240.000.00+0.00buy
Virtu Financial LLC013,417+13,4170.000.01+0.01buy
ROYAL BANK OF CANADA33,72545,534+11,8090.000.00+0.00buy
EMC Capital Management20,06831,789+11,7210.190.13-0.06buy
Kovack Advisors, Inc.45,35057,050+11,7000.030.04+0.01buy
BNP PARIBAS FINANCIAL MARKETS011,324+11,3240.000.00+0.00buy
CONDOR CAPITAL MANAGEMENT186,439197,433+10,9940.120.12+0.01buy
NORTHERN TRUST CORP40,51850,559+10,0410.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.26,47233,437+6,9650.000.00+0.00buy
WELLS FARGO & COMPANY/MN34,85941,004+6,1450.000.00+0.00buy
Founders Financial Alliance, LLC54,29058,642+4,3520.110.11+0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,27511,275+4,0000.000.00+0.00buy
NewEdge Wealth, LLC283,319286,789+3,4700.040.04-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS43,42146,704+3,2830.000.00+0.00buy
Cornerstone Wealth Management, LLC115,781118,991+3,2100.060.06-0.00buy
Larson Financial Group LLC02,000+2,0000.000.00+0.00buy
SIGNATUREFD, LLC34,70035,555+8550.000.00+0.00buy
Beaumont Financial Advisors, LLC22,84923,653+8040.010.01+0.00buy
SWAN Capital LLC0775+7750.000.00+0.00buy
Cresset Asset Management, LLC78,79179,246+4550.000.00+0.00buy
Arkadios Wealth Advisors40,05740,409+3520.020.02-0.00buy
Raleigh Capital Management Inc.1,7252,050+3250.000.01+0.00buy
IFP Advisors, Inc8158+1500.000.00+0.00buy
Sunbelt Securities, Inc.17,44617,577+1310.010.01-0.00buy
Hexagon Capital Partners LLC090+900.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC302,530302,560+300.030.03+0.00buy
West Financial Advisors, LLC316327+110.000.00+0.00buy
Farther Finance Advisors, LLC293303+100.000.00+0.00buy
Abbot Financial Management, Inc.74,49774,501+40.260.26+0.00buy
Roble, Belko & Company, Inc8588+30.000.00+0.00buy
GRIES FINANCIAL LLC43,93543,93500.060.06-0.00hold
WEBSTER BANK, N. A.85785700.000.00+0.00hold
SMH CAPITAL ADVISORS INC68,21068,21001.471.17-0.31hold
EVERGREEN CAPITAL MANAGEMENT LLC26,77326,77300.010.01-0.00hold
REGIONS FINANCIAL CORP20,00020,00000.000.00+0.00hold
Essex Financial Services, Inc.40,69640,69600.020.02-0.00hold
Alberta Investment Management Corp163,000163,00000.010.01-0.00hold
Catalyst Capital Advisors LLC68,21068,21000.010.01-0.00hold
Allworth Financial LP828200.000.00-0.00hold
Edge Wealth Management LLC20,00020,00000.030.03+0.00hold
Baird Financial Group, Inc.13,72513,72500.000.00-0.00hold
Lido Advisors, LLC246,312246,31200.010.01-0.00hold
Cedar Wealth Management, LLC3,9403,94000.010.01+0.00hold
Ridgewood Investments LLC1,0001,00000.000.00-0.00hold
EverSource Wealth Advisors, LLC1,8421,84200.000.00-0.00hold
Close Asset Management Ltd38,80038,80000.010.01-0.00hold
Steward Partners Investment Advisory, LLC1,8651,86500.000.00-0.00hold
Sound Income Strategies, LLC2,5732,57300.000.00-0.00hold
Rockefeller Capital Management L.P.195,676195,67600.000.00-0.00hold
FNY Investment Advisers, LLC2,0002,00000.010.01+0.00hold
Key FInancial Inc37537500.000.00+0.00hold
Texas Capital Bank Wealth Management Services Inc152,033152,03300.100.11+0.01hold
Fortis Group Advisors, LLC52352300.000.00+0.00hold
ORG Partners LLC0000.000.00-0.00hold
US BANCORP \DE\404000.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,6352,63500.000.00+0.00hold
HARBOUR INVESTMENTS, INC.16016000.000.00-0.00hold
Invesco Ltd.1,836,6391,836,63900.000.00-0.00hold
Jaffetilchin Investment Partners, LLC1520-1520.000.00-0.00sell
Parallel Advisors, LLC11,73411,582-1520.000.00-0.00sell
Tower Research Capital LLC (TRC)3810-3810.000.00-0.00sell
MERIDIAN INVESTMENT COUNSEL INC.47,10046,600-5000.100.10-0.00sell
Catalina Capital Group, LLC17,15016,432-7180.040.04-0.00sell
QUADRANT CAPITAL GROUP LLC5,8734,950-9230.000.00-0.00sell
Spire Wealth Management1,0220-1,0220.000.00-0.00sell
OSAIC HOLDINGS, INC.84,01182,955-1,0560.000.00-0.00sell
Cetera Investment Advisers63,22362,086-1,1370.000.00-0.00sell
Garner Asset Management Corp104,326103,040-1,2860.330.33+0.01sell
Quarry LP1,7930-1,7930.000.00-0.00sell
Creative Planning33,64531,082-2,5630.000.00-0.00sell
FOUNDATIONS INVESTMENT ADVISORS, LLC32,43829,455-2,9830.000.00-0.00sell
CIBC Private Wealth Group LLC9,5986,600-2,9980.000.00-0.00sell
CANADA LIFE ASSURANCE Co57,77353,977-3,7960.000.00-0.00sell
TrueMark Investments, LLC31,25723,313-7,9440.070.05-0.02sell
LPL Financial LLC28,74818,218-10,5300.000.00-0.00sell
Verition Fund Management LLC10,6000-10,6000.000.00-0.00sell
CW Advisors, LLC21,95010,975-10,9750.000.00-0.00sell
Squarepoint Ops LLC11,0360-11,0360.000.00-0.00sell
DENALI ADVISORS LLC114,333103,220-11,1130.090.08-0.01sell
GOLDMAN SACHS GROUP INC11,2480-11,2480.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC68,00356,601-11,4020.000.00-0.00sell
MACKENZIE FINANCIAL CORP12,9640-12,9640.000.00-0.00sell
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