Stock Transactions — PENNANTPARK INVT CORP

Total Bought
1,619,640
53 transactions
Total Sold
1,211,707
50 transactions
Net
+407,933
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY452,212729,571+277,3590.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP881,5361,136,070+254,5340.010.01+0.00buy
JANE STREET GROUP, LLC0137,659+137,6590.000.00+0.00buy
XTX Topco Ltd0114,408+114,4080.000.02+0.02buy
CITADEL ADVISORS LLC073,389+73,3890.000.00+0.00buy
Sunbelt Securities, Inc.104,245175,787+71,5420.050.07+0.02buy
Gallagher Capital Advisors, LLC070,826+70,8260.000.27+0.27buy
Legal & General Group Plc403,079469,742+66,6630.000.00+0.00buy
NewEdge Wealth, LLC255,488319,426+63,9380.020.02-0.00buy
Freestone Capital Holdings, LLC049,300+49,3000.000.01+0.01buy
THRIVENT FINANCIAL FOR LUTHERANS043,170+43,1700.000.00+0.00buy
Blue Trust, Inc.041,006+41,0060.000.00+0.00buy
Private Advisor Group, LLC033,827+33,8270.000.00+0.00buy
Virtu Financial LLC031,332+31,3320.000.01+0.01buy
TWO SIGMA ADVISERS, LP1,199,5181,230,618+31,1000.020.01-0.00buy
US BANCORP \DE\4026,500+26,4600.000.00+0.00buy
Quantbot Technologies LP19,21941,181+21,9620.000.01+0.00buy
TUDOR INVESTMENT CORP ET AL019,648+19,6480.000.00+0.00buy
WELLS FARGO & COMPANY/MN24,08443,364+19,2800.000.00+0.00buy
D. E. Shaw & Co., Inc.20,31437,225+16,9110.000.00+0.00buy
NOMURA HOLDINGS INC016,500+16,5000.000.00+0.00buy
Kovack Advisors, Inc.71,75088,233+16,4830.050.02-0.02buy
Tower Research Capital LLC (TRC)014,538+14,5380.000.00+0.00buy
Verition Fund Management LLC11,68924,800+13,1110.000.00+0.00buy
Squarepoint Ops LLC011,525+11,5250.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.010,939+10,9390.000.01+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP42,05352,573+10,5200.000.00+0.00buy
Advisory Alpha, LLC010,298+10,2980.000.00+0.00buy
Sterneck Capital Management, LLC67,82777,738+9,9110.210.21-0.00buy
Sound Income Strategies, LLC2,57312,074+9,5010.000.00+0.00buy
Kestra Advisory Services, LLC08,731+8,7310.000.00+0.00buy
Caitong International Asset Management Co., Ltd56,364+6,3590.000.01+0.01buy
Disciplined Investments, LLC12,00017,000+5,0000.030.04+0.01buy
JONES FINANCIAL COMPANIES LLLP02,500+2,5000.000.00+0.00buy
Aquatic Capital Management LLC20,24122,452+2,2110.000.00+0.00buy
SIMPLEX TRADING, LLC5001,870+1,3700.000.00+0.00buy
Farther Finance Advisors, LLC3401,222+8820.000.00+0.00buy
HighTower Advisors, LLC23,42124,250+8290.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC46,65847,407+7490.000.00-0.00buy
Beaumont Financial Advisors, LLC26,52627,205+6790.010.01-0.00buy
Founders Financial Alliance, LLC65,62966,291+6620.080.07-0.01buy
Cresset Asset Management, LLC18,61619,000+3840.000.00-0.00buy
Brookstone Capital Management13,45313,829+3760.000.00-0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC27,49527,848+3530.000.00-0.00buy
CANADA LIFE ASSURANCE Co82,78583,111+3260.000.00+0.00buy
Strategic Wealth Partners, Ltd.0322+3220.000.00+0.00buy
SIGNATUREFD, LLC38,77338,921+1480.000.00-0.00buy
Cetera Investment Advisers10,12910,219+900.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,2757,286+110.000.00-0.00buy
West Financial Advisors, LLC367376+90.000.00-0.00buy
Abbot Financial Management, Inc.73,31773,321+40.210.18-0.03buy
Roble, Belko & Company, Inc130133+30.000.00-0.00buy
NATIONAL BANK OF CANADA /FI/02+20.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC2,7622,76200.010.01-0.00hold
REGIONS FINANCIAL CORP20,00020,00000.000.00-0.00hold
CIBC Private Wealth Group LLC6,6006,60000.000.00-0.00hold
Essex Financial Services, Inc.40,69640,69600.020.01-0.00hold
State of Alaska, Department of Revenue2,6952,69500.000.00-0.00hold
MERIDIAN INVESTMENT COUNSEL INC.14,20014,20000.020.02-0.00hold
Baird Financial Group, Inc.13,72513,72500.000.00-0.00hold
Lido Advisors, LLC246,312246,31200.010.01-0.00hold
Cedar Wealth Management, LLC3,9403,94000.010.01-0.00hold
Close Asset Management Ltd24,15024,15000.000.00-0.00hold
FOUNDATIONS INVESTMENT ADVISORS, LLC27,06627,06600.000.00-0.00hold
Arkadios Wealth Advisors30,06130,06100.000.00-0.00hold
Key FInancial Inc37537500.000.00-0.00hold
Texas Capital Bank Wealth Management Services Inc152,033152,03300.080.05-0.03hold
Fortis Group Advisors, LLC52352300.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC28,45028,45000.020.01-0.00hold
Dunhill Financial, LLC7,9277,92700.010.01-0.00hold
CAXTON ASSOCIATES LLP41,60641,60600.010.00-0.00hold
Universal- Beteiligungs- und Servicegesellschaft mbH348,800348,80000.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.16016000.000.00-0.00hold
Invesco Ltd.1,836,6391,836,63900.000.00-0.00hold
Allworth Financial LP9,3269,286-400.000.00-0.00sell
Wealthspire Advisors, LLC1000-1000.000.00-0.00sell
Mariner, LLC13,13312,794-3390.000.00-0.00sell
Steward Partners Investment Advisory, LLC1,8651,440-4250.000.00-0.00sell
GatePass Capital, LLC139,550139,100-4500.540.43-0.11sell
Ameritas Advisory Services, LLC5850-5850.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS4,7884,139-6490.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC3,5162,834-6820.000.00-0.00sell
TD PRIVATE CLIENT WEALTH LLC6980-6980.000.00-0.00sell
Ethos Financial Group, LLC28,21227,190-1,0220.010.01-0.00sell
RAYMOND JAMES FINANCIAL INC69,66968,578-1,0910.000.00-0.00sell
CITIGROUP INC1,4390-1,4390.000.00-0.00sell
PRINCIPAL SECURITIES, INC.1,5000-1,5000.000.00-0.00sell
Rockefeller Capital Management L.P.197,176195,676-1,5000.000.00-0.00sell
Rossby Financial, LCC1,5000-1,5000.000.00-0.00sell
Global Retirement Partners, LLC6,8345,159-1,6750.000.00-0.00sell
EMC Capital Management13,32111,323-1,9980.040.03-0.01sell
EverSource Wealth Advisors, LLC3,838639-3,1990.000.00-0.00sell
Janney Montgomery Scott LLC130,731127,465-3,2660.000.00-0.00sell
Wilmington Savings Fund Society, FSB3,5000-3,5000.000.00-0.00sell
NORTHERN TRUST CORP50,06246,326-3,7360.000.00-0.00sell
Parallel Advisors, LLC11,2007,373-3,8270.000.00-0.00sell
ROYAL BANK OF CANADA22,84717,337-5,5100.000.00-0.00sell
Advisory Services Network, LLC5,7130-5,7130.000.00-0.00sell
CRAWFORD INVESTMENT COUNSEL INC20,09014,300-5,7900.000.00-0.00sell
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