| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,242,388 | 3,683,059 | +440,671 | 1.59 | 1.92 | +0.33 | buy |
| 1607 Capital Partners, LLC | 0 | 20,831 | +20,831 | 0.00 | 0.01 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,263 | 32,858 | +17,595 | 0.01 | 0.02 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 16,265 | +16,265 | 0.00 | 0.00 | +0.00 | buy |
| EAGLE ROCK INVESTMENT COMPANY, LLC | 0 | 15,302 | +15,302 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 105,883 | 115,429 | +9,546 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 122,000 | 130,000 | +8,000 | 0.01 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 276,396 | 283,355 | +6,959 | 0.00 | 0.00 | -0.00 | buy |
| NWF Advisory Services Inc. | 92,350 | 95,850 | +3,500 | 0.11 | 0.10 | -0.01 | buy |
| Parallel Advisors, LLC | 0 | 2,249 | +2,249 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 27,068 | 27,124 | +56 | 0.00 | 0.00 | -0.00 | buy |
| Saba Capital Management, L.P. | 41,146 | 41,146 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 612 | 612 | 0 | 0.00 | 0.00 | -0.00 | hold |
| XML Financial, LLC | 15,551 | 15,551 | 0 | 0.01 | 0.01 | +0.00 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 38,050 | 38,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 5,500 | 4,750 | -750 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 57,875 | 56,940 | -935 | 0.00 | 0.00 | -0.00 | sell |
| Truvestments Capital LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 184,982 | 182,946 | -2,036 | 0.47 | 0.45 | -0.02 | sell |
| LPL Financial LLC | 25,292 | 22,569 | -2,723 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 144,839 | 137,214 | -7,625 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 11,240 | 0 | -11,240 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 57,424 | 38,965 | -18,459 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 27,828 | 0 | -27,828 | 0.01 | 0.00 | -0.01 | sell |
| RPO LLC | 61,839 | 0 | -61,839 | 0.59 | 0.00 | -0.59 | sell |