Stock Transactions — NUVEEN CORE EQUITY ALPHA FD

Total Bought
401,658
19 transactions
Total Sold
329,707
12 transactions
Net
+71,951
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC17,503234,193+216,6900.101.30+1.20buy
MORGAN STANLEY275,344305,665+30,3210.000.00+0.00buy
CONTINUUM WEALTH ADVISORS, LLC019,545+19,5450.000.16+0.16buy
Cetera Investment Advisers019,138+19,1380.000.00+0.00buy
Capital Investment Advisors, LLC125,193143,543+18,3500.040.05+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.015,970+15,9700.000.02+0.02buy
Fisher Asset Management, LLC014,280+14,2800.000.00+0.00buy
GUGGENHEIM CAPITAL LLC234,796246,778+11,9820.020.02+0.00buy
AMERIPRISE FINANCIAL INC22,09833,121+11,0230.000.00+0.00buy
OSAIC HOLDINGS, INC.129,524139,765+10,2410.000.00+0.00buy
Steward Partners Investment Advisory, LLC50,76858,901+8,1330.010.01-0.00buy
Gilliland Jeter Wealth Management LLC06,714+6,7140.000.03+0.03buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC33,49540,104+6,6090.060.06+0.00buy
LPL Financial LLC107,035112,921+5,8860.000.00-0.00buy
FNY Investment Advisers, LLC03,000+3,0000.000.03+0.03buy
CoreCap Advisors, LLC02,000+2,0000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.28,03529,510+1,4750.000.00-0.00buy
Allworth Financial LP0265+2650.000.00+0.00buy
Financial Management Professionals, Inc.125161+360.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.32532500.000.00+0.00hold
CWM, LLC1,3811,38100.000.00-0.00hold
NewEdge Advisors, LLC5,5435,54300.000.00-0.00hold
Centerpoint Advisors, LLC1,0001,00000.010.01-0.00hold
Hexagon Capital Partners LLC1,9211,92100.010.01-0.00hold
David J Yvars Group11,00011,00000.120.10-0.02hold
Colonial Trust Co / SC37137100.000.00-0.00hold
DAYMARK WEALTH PARTNERS, LLC10,79010,79000.010.01-0.00hold
MGB Wealth Management, LLC11,44211,44200.080.07-0.01hold
NWF Advisory Services Inc.14,30014,30000.040.03-0.00hold
COMMONWEALTH EQUITY SERVICES, LLC21,97321,97300.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.8,6078,60700.000.00-0.00hold
MONTAG A & ASSOCIATES INC1,0001,00000.000.00-0.00hold
ST GERMAIN D J CO INC12512500.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV12,07212,07200.000.00-0.00hold
COMERICA BANK6,1866,18600.000.00-0.00hold
ROYAL BANK OF CANADA78,42478,159-2650.000.00+0.00sell
BANK OF AMERICA CORP /DE/28,26127,589-6720.000.00-0.00sell
UBS Group AG64,31562,776-1,5390.000.00-0.00sell
Spire Wealth Management82,43577,380-5,0550.040.02-0.02sell
WELLS FARGO & COMPANY/MN115,207107,605-7,6020.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.10,4230-10,4230.010.00-0.01sell
COHEN & STEERS, INC.302,133291,633-10,5000.010.01+0.00sell
Invesco Ltd.186,111172,413-13,6980.000.00-0.00sell
THRIVENT FINANCIAL FOR LUTHERANS100,11281,926-18,1860.000.00-0.00sell
Advisors Asset Management, Inc.214,859193,183-21,6760.060.05-0.01sell
ENVESTNET ASSET MANAGEMENT INC26,4000-26,4000.000.00-0.00sell
Significant Wealth Partners LLC213,6910-213,6912.110.00-2.11sell
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