Stock Transactions — NUVEEN CORE EQUITY ALPHA FD

Total Bought
669,768
21 transactions
Total Sold
346,805
20 transactions
Net
+322,963
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
1607 Capital Partners, LLC0288,211+288,2110.000.31+0.31buy
Karpus Management, Inc.49,077184,196+135,1190.020.08+0.06buy
Shaker Financial Services, LLC560,717615,664+54,9472.833.25+0.41buy
GUGGENHEIM CAPITAL LLC268,892317,568+48,6760.030.04+0.01buy
RAYMOND JAMES FINANCIAL INC536,748572,512+35,7640.000.00-0.00buy
Advisors Asset Management, Inc.030,483+30,4830.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP018,921+18,9210.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC90,018103,118+13,1000.020.02+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS73,25685,856+12,6000.000.00+0.00buy
Founders Financial Alliance, LLC010,298+10,2980.000.03+0.03buy
WELLS FARGO & COMPANY/MN102,281108,899+6,6180.000.00+0.00buy
FIFTH THIRD BANCORP03,969+3,9690.000.00+0.00buy
FNY Investment Advisers, LLC03,000+3,0000.000.02+0.02buy
Western Wealth Management, LLC02,469+2,4690.000.00+0.00buy
BANK OF AMERICA CORP /DE/33,50735,792+2,2850.000.00-0.00buy
Advisory Services Network, LLC01,792+1,7920.000.00+0.00buy
NewEdge Advisors, LLC29,65330,515+8620.000.00-0.00buy
ROYAL BANK OF CANADA32,39632,786+3900.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO147306+1590.000.00+0.00buy
Steward Partners Investment Advisory, LLC90,67890,778+1000.010.01-0.00buy
Cetera Investment Advisers30,52130,526+50.000.00-0.00buy
EASTERN BANK1,8691,86900.000.00-0.00hold
Thomas J. Herzfeld Advisors, Inc.39339300.000.00-0.00hold
CWM, LLC5,8165,81600.000.00-0.00hold
Capital Investment Advisors, LLC116,571116,57100.030.03-0.00hold
Centerpoint Advisors, LLC1,0001,00000.000.00-0.00hold
Rockefeller Capital Management L.P.9,3639,36300.000.00-0.00hold
David J Yvars Group11,00011,00000.090.09-0.01hold
Blue Trust, Inc.6,0406,04000.000.00-0.00hold
Spire Wealth Management51,57451,57400.030.03-0.00hold
Centurion Wealth Management LLC12,48012,48000.040.04-0.00hold
Colonial Trust Co / SC37137100.000.00-0.00hold
DAYMARK WEALTH PARTNERS, LLC10,79010,79000.010.01-0.00hold
ST GERMAIN D J CO INC12512500.000.00-0.00hold
Canal Capital Management, LLC11,21311,172-410.030.02-0.00sell
Transamerica Financial Advisors, LLC15291-610.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC35,19335,028-1650.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.9480-9480.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC53,00252,025-9770.060.05-0.00sell
Indiana Trust & Investment Management Co9950-9950.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.27,49225,991-1,5010.000.00-0.00sell
NWF Advisory Services Inc.12,10010,100-2,0000.020.02-0.00sell
AMERIPRISE FINANCIAL INC48,23146,108-2,1230.000.00-0.00sell
OSAIC HOLDINGS, INC.181,869178,747-3,1220.000.00-0.00sell
Invesco Ltd.270,120261,599-8,5210.000.00-0.00sell
MORGAN STANLEY383,571374,239-9,3320.000.00-0.00sell
J.W. COLE ADVISORS, INC.11,3300-11,3300.000.00-0.00sell
RETIREMENT PLANNING GROUP, LLC / NY268,115255,078-13,0372.922.49-0.43sell
LPL Financial LLC103,45290,037-13,4150.000.00-0.00sell
UBS Group AG54,92141,113-13,8080.000.00-0.00sell
Sowell Financial Services LLC16,9570-16,9570.010.00-0.01sell
Calamos Advisors LLC17,2530-17,2530.000.00-0.00sell
Baird Financial Group, Inc.571,685481,939-89,7460.010.01-0.00sell
Cornerstone Advisors, LLC141,4730-141,4730.080.00-0.08sell
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