Stock TransactionsNUVEEN CORE EQUITY ALPHA FD

Total Bought
363,656
23 transactions
Total Sold
255,231
17 transactions
Net
+108,425
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
1607 Capital Partners, LLC288,211503,250+215,0390.310.72+0.41buy
Baird Financial Group, Inc.481,939531,973+50,0340.010.01+0.00buy
Advisors Asset Management, Inc.30,48354,397+23,9140.010.01+0.01buy
XTX Topco Ltd016,926+16,9260.000.00+0.00buy
Karpus Management, Inc.184,196199,137+14,9410.080.09+0.01buy
MORGAN STANLEY374,239389,113+14,8740.000.00+0.00buy
Canal Capital Management, LLC11,17218,116+6,9440.020.04+0.01buy
RAYMOND JAMES FINANCIAL INC572,512577,911+5,3990.000.00-0.00buy
UBS Group AG41,11344,534+3,4210.000.00+0.00buy
LPL Financial LLC90,03792,831+2,7940.000.00-0.00buy
NWF Advisory Services Inc.10,10012,100+2,0000.020.02+0.00buy
OSAIC HOLDINGS, INC.178,747180,614+1,8670.000.00-0.00buy
Ameritas Advisory Services, LLC01,751+1,7510.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0978+9780.000.00+0.00buy
Steward Partners Investment Advisory, LLC90,77891,508+7300.010.01+0.00buy
GUGGENHEIM CAPITAL LLC317,568318,259+6910.040.03-0.00buy
ROYAL BANK OF CANADA32,78633,347+5610.000.00+0.00buy
Institute for Wealth Management, LLC.0300+3000.000.00+0.00buy
Centurion Wealth Management LLC12,48012,771+2910.040.05+0.01buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC52,02552,194+1690.050.05-0.00buy
Founders Financial Alliance, LLC10,29810,317+190.030.02-0.01buy
Thomas J. Herzfeld Advisors, Inc.393402+90.000.00+0.00buy
Transamerica Financial Advisors, LLC9195+40.000.00+0.00buy
EASTERN BANK1,8691,86900.000.00-0.00hold
TWO SIGMA INVESTMENTS, LP18,92118,92100.000.00+0.00hold
Centerpoint Advisors, LLC1,0001,00000.000.00-0.00hold
Rockefeller Capital Management L.P.9,3639,36300.000.00-0.00hold
FNY Investment Advisers, LLC3,0003,00000.020.02-0.00hold
David J Yvars Group11,00011,00000.090.09-0.00hold
Spire Wealth Management51,57451,57400.030.03-0.00hold
Colonial Trust Co / SC37137100.000.00+0.00hold
DAYMARK WEALTH PARTNERS, LLC10,79010,79000.010.00-0.00hold
FIFTH THIRD BANCORP3,9693,96900.000.00-0.00hold
ST GERMAIN D J CO INC12512500.000.00+0.00hold
Cambridge Investment Research Advisors, Inc.25,99125,928-630.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3060-3060.000.00-0.00sell
AMERIPRISE FINANCIAL INC46,10845,744-3640.000.00-0.00sell
Capital Investment Advisors, LLC116,571115,451-1,1200.030.02-0.00sell
WELLS FARGO & COMPANY/MN108,899107,704-1,1950.000.00-0.00sell
Advisory Services Network, LLC1,7920-1,7920.000.00-0.00sell
BANK OF AMERICA CORP /DE/35,79233,348-2,4440.000.00-0.00sell
Western Wealth Management, LLC2,4690-2,4690.000.00-0.00sell
Cetera Investment Advisers30,52627,585-2,9410.000.00-0.00sell
RETIREMENT PLANNING GROUP, LLC / NY255,078250,109-4,9692.492.28-0.21sell
THRIVENT FINANCIAL FOR LUTHERANS85,85680,761-5,0950.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC35,02829,481-5,5470.000.00-0.00sell
Blue Trust, Inc.6,0400-6,0400.000.00-0.00sell
NewEdge Advisors, LLC30,51520,115-10,4000.000.00-0.00sell
Invesco Ltd.261,599236,535-25,0640.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC103,11814,232-88,8860.020.00-0.02sell
Shaker Financial Services, LLC615,664519,128-96,5363.252.73-0.52sell
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