Stock Transactions — NUVEEN CORE EQUITY ALPHA FD

Total Bought
371,849
25 transactions
Total Sold
159,238
14 transactions
Net
+212,611
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Cornerstone Advisors, LLC57,134181,517+124,3830.030.09+0.06buy
THRIVENT FINANCIAL FOR LUTHERANS075,434+75,4340.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC28,61997,115+68,4960.010.02+0.01buy
Baird Financial Group, Inc.516,634541,865+25,2310.010.01-0.00buy
GUGGENHEIM CAPITAL LLC232,476254,612+22,1360.030.03+0.00buy
Shaker Financial Services, LLC527,991540,238+12,2473.032.97-0.06buy
BALYASNY ASSET MANAGEMENT L.P.011,122+11,1220.000.00+0.00buy
Rockefeller Capital Management L.P.08,604+8,6040.000.00+0.00buy
BANK OF AMERICA CORP /DE/28,95233,798+4,8460.000.00+0.00buy
Cetera Investment Advisers24,35828,395+4,0370.000.00-0.00buy
OSAIC HOLDINGS, INC.171,368174,547+3,1790.000.00-0.00buy
Sowell Financial Services LLC11,96114,658+2,6970.010.01+0.00buy
Calamos Advisors LLC10,72913,059+2,3300.000.00+0.00buy
AMERIPRISE FINANCIAL INC42,67744,807+2,1300.000.00-0.00buy
Advisory Services Network, LLC01,721+1,7210.000.00+0.00buy
Steward Partners Investment Advisory, LLC89,41990,727+1,3080.010.01-0.00buy
NewEdge Advisors, LLC30,18230,972+7900.000.00-0.00buy
Allworth Financial LP0400+4000.000.00+0.00buy
Centurion Wealth Management LLC11,74511,990+2450.050.04-0.01buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC51,82151,991+1700.060.06+0.00buy
Transamerica Financial Advisors, LLC0146+1460.000.00+0.00buy
COMERICA BANK6,7066,813+1070.000.00-0.00buy
J.W. COLE ADVISORS, INC.11,18511,233+480.000.00-0.00buy
WELLS FARGO & COMPANY/MN103,692103,726+340.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.370378+80.000.00-0.00buy
EASTERN BANK1,8691,86900.000.00-0.00hold
Cambridge Investment Research Advisors, Inc.34,83034,83000.000.00-0.00hold
CWM, LLC1,3161,31600.000.00-0.00hold
Centerpoint Advisors, LLC1,0001,00000.010.00-0.00hold
FNY Investment Advisers, LLC3,0003,00000.020.02-0.00hold
David J Yvars Group11,00011,00000.100.09-0.01hold
Ameritas Advisory Services, LLC1,7511,75100.000.00+0.00hold
Colonial Trust Co / SC37137100.000.00-0.00hold
DAYMARK WEALTH PARTNERS, LLC10,79010,79000.010.01-0.00hold
NWF Advisory Services Inc.13,60013,60000.030.02-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.94894800.000.00-0.00hold
ST GERMAIN D J CO INC12512500.000.00-0.00hold
Financial Management Professionals, Inc.2520-2520.000.00-0.00sell
Spire Wealth Management51,10550,820-2850.030.03-0.00sell
LPL Financial LLC98,68398,203-4800.000.00-0.00sell
MORGAN STANLEY395,058394,105-9530.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC28,60926,612-1,9970.000.00-0.00sell
Capital Investment Advisors, LLC127,421125,071-2,3500.040.03-0.00sell
ROYAL BANK OF CANADA33,92530,634-3,2910.000.00-0.00sell
Elequin Capital, LP3,7190-3,7190.010.00-0.01sell
UBS Group AG59,34154,968-4,3730.000.00-0.00sell
RETIREMENT PLANNING GROUP, LLC / NY279,810270,699-9,1113.893.25-0.64sell
MGB Wealth Management, LLC11,4420-11,4420.060.00-0.06sell
Invesco Ltd.263,723242,831-20,8920.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC522,261494,192-28,0690.000.00-0.00sell
Advisors Asset Management, Inc.72,0240-72,0240.020.00-0.02sell
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