Stock Transactions — NUVEEN CORE EQUITY ALPHA FD

Total Bought
328,384
15 transactions
Total Sold
759,313
17 transactions
Net
-430,929
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC22,393197,446+175,0530.131.20+1.07buy
OSAIC HOLDINGS, INC.118,510158,598+40,0880.000.01+0.00buy
MORGAN STANLEY311,467338,213+26,7460.000.00+0.00buy
GUGGENHEIM CAPITAL LLC223,557243,362+19,8050.020.03+0.01buy
UBS Group AG61,15780,304+19,1470.000.00+0.00buy
Baird Financial Group, Inc.510,989528,774+17,7850.020.02+0.00buy
Steward Partners Investment Advisory, LLC70,14383,693+13,5500.010.01+0.00buy
Cetera Investment Advisers19,14725,876+6,7290.000.00+0.00buy
AMERIPRISE FINANCIAL INC34,63237,428+2,7960.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.30,47033,210+2,7400.000.00+0.00buy
Invesco Ltd.241,876243,548+1,6720.000.00-0.00buy
NewEdge Advisors, LLC25,56527,161+1,5960.000.00+0.00buy
Centurion Wealth Management LLC11,02911,490+4610.050.06+0.00buy
COMERICA BANK6,3936,595+2020.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.348362+140.000.00+0.00buy
Allworth Financial LP26526500.000.00-0.00hold
Financial Management Professionals, Inc.22222200.000.00+0.00hold
Larson Financial Group LLC6,5536,55300.010.01-0.00hold
Centerpoint Advisors, LLC1,0001,00000.010.01+0.00hold
Hexagon Capital Partners LLC1,9211,92100.010.01-0.00hold
David J Yvars Group11,00011,00000.100.11+0.00hold
CoreCap Advisors, LLC1,0001,00000.000.00+0.00hold
Colonial Trust Co / SC37137100.000.00-0.00hold
DAYMARK WEALTH PARTNERS, LLC10,79010,79000.010.01+0.00hold
MGB Wealth Management, LLC11,44211,44200.060.06-0.01hold
PNC FINANCIAL SERVICES GROUP, INC.94894800.000.00+0.00hold
MONTAG A & ASSOCIATES INC1,0001,00000.000.00+0.00hold
ST GERMAIN D J CO INC12512500.000.00+0.00hold
CWM, LLC1,3811,316-650.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC24,94924,839-1100.000.00-0.00sell
Spire Wealth Management47,56046,810-7500.020.02-0.00sell
BANK OF AMERICA CORP /DE/31,60229,548-2,0540.000.00-0.00sell
THRIVENT FINANCIAL FOR LUTHERANS107,545105,393-2,1520.000.00-0.00sell
WELLS FARGO & COMPANY/MN115,380113,047-2,3330.000.00+0.00sell
FNY Investment Advisers, LLC3,0000-3,0000.020.00-0.02sell
LPL Financial LLC110,217106,932-3,2850.000.00-0.00sell
ASHTON THOMAS SECURITIES, LLC4,0000-4,0000.010.00-0.01sell
ROYAL BANK OF CANADA32,10327,790-4,3130.000.00-0.00sell
Capital Investment Advisors, LLC151,274144,644-6,6300.050.05-0.00sell
Gilliland Jeter Wealth Management LLC7,2440-7,2440.040.00-0.04sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP10,5920-10,5920.000.00-0.00sell
NWF Advisory Services Inc.13,6000-13,6000.030.00-0.03sell
COHEN & STEERS, INC.39,8460-39,8460.000.00-0.00sell
Advisors Asset Management, Inc.170,119105,731-64,3880.050.03-0.02sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC636,37841,427-594,9510.110.05-0.06sell
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