| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 9,498,428 | 10,755,590 | +1,257,162 | 0.54 | 0.48 | -0.06 | buy |
| AMERIPRISE FINANCIAL INC | 7,370,308 | 8,114,206 | +743,898 | 0.02 | 0.01 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 9,368,888 | 7,494,117 | -1,874,771 | 0.14 | 0.08 | -0.05 | sell |
| VANGUARD GROUP INC | 5,931,923 | 6,014,689 | +82,766 | 0.00 | 0.00 | -0.00 | buy |
| MMCAP International Inc. SPC | 3,693,009 | 5,780,394 | +2,087,385 | 4.74 | 4.73 | -0.01 | buy |
| STATE STREET CORP | 2,695,793 | 2,747,611 | +51,818 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,761,572 | 1,836,492 | +74,920 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 1,571,041 | 1,551,005 | -20,036 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 1,152,295 | 1,507,537 | +355,242 | 0.21 | 0.20 | -0.01 | buy |
| MORGAN STANLEY | 1,017,492 | 1,450,749 | +433,257 | 0.00 | 0.00 | +0.00 | buy |
| Robertson Stephens Wealth Management, LLC | 984,357 | 1,161,479 | +177,122 | 0.44 | 0.40 | -0.04 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 884,146 | 1,066,209 | +182,063 | 0.01 | 0.01 | -0.00 | buy |
| NORTHERN TRUST CORP | 1,024,408 | 1,012,887 | -11,521 | 0.00 | 0.00 | -0.00 | sell |
| Goehring & Rozencwajg Associates, LLC | 851,444 | 915,144 | +63,700 | 1.48 | 1.25 | -0.23 | buy |
| VAN ECK ASSOCIATES CORP | 806,073 | 884,539 | +78,466 | 0.01 | 0.01 | -0.00 | buy |
| Azarias Capital Management, L.P. | 816,601 | 783,601 | -33,000 | 2.61 | 2.07 | -0.55 | sell |
| UBS Group AG | 624,260 | 605,204 | -19,056 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 436,398 | 502,191 | +65,793 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 2,464,464 | 474,389 | -1,990,075 | 0.00 | 0.00 | -0.00 | sell |
| Stanley-Laman Group, Ltd. | 0 | 453,436 | +453,436 | 0.00 | 0.40 | +0.40 | buy |
| Cercano Management LLC | 251,879 | 445,104 | +193,225 | 0.06 | 0.08 | +0.02 | buy |
| TD ASSET MANAGEMENT INC | 421,129 | 430,931 | +9,802 | 0.00 | 0.00 | -0.00 | buy |
| JANE STREET GROUP, LLC | 334,173 | 414,697 | +80,524 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 400,860 | 391,251 | -9,609 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 494,589 | 360,444 | -134,145 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 735,217 | 360,333 | -374,884 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 313,500 | 321,500 | +8,000 | 0.00 | 0.00 | -0.00 | buy |
| SHELL ASSET MANAGEMENT CO | 106,432 | 319,358 | +212,926 | 0.04 | 0.09 | +0.05 | buy |
| PCJ Investment Counsel Ltd. | 319,050 | 319,050 | 0 | 0.88 | 0.66 | -0.22 | hold |
| BANK OF NOVA SCOTIA | 308,963 | 315,682 | +6,719 | 0.00 | 0.00 | -0.00 | buy |
| COHEN & STEERS, INC. | 304,028 | 299,696 | -4,332 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 234,739 | 266,634 | +31,895 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 320,944 | 248,837 | -72,107 | 0.00 | 0.00 | -0.00 | sell |
| Fielder Capital Group LLC | 246,437 | 245,827 | -610 | 1.07 | 0.69 | -0.38 | sell |
| RHUMBLINE ADVISERS | 287,120 | 236,829 | -50,291 | 0.00 | 0.00 | -0.00 | sell |
| GHP Investment Advisors, Inc. | 232,601 | 232,601 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Cubist Systematic Strategies, LLC | 0 | 190,188 | +190,188 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 212,186 | 187,669 | -24,517 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Asset Management Inc | 156,631 | 184,943 | +28,312 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 250,236 | 179,876 | -70,360 | 0.02 | 0.01 | -0.01 | sell |
| ALLIANCEBERNSTEIN L.P. | 161,400 | 161,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 145,529 | 161,019 | +15,490 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 155,664 | 157,069 | +1,405 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 82,654 | 124,762 | +42,108 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 80,753 | 124,693 | +43,940 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 216,121 | 116,000 | -100,121 | 0.00 | 0.00 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 111,066 | 113,450 | +2,384 | 0.00 | 0.00 | -0.00 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 130,836 | 105,108 | -25,728 | 0.01 | 0.00 | -0.00 | sell |
| Texas Yale Capital Corp. | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Cetera Investment Advisers | 20,555 | 98,124 | +77,569 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 97,077 | +97,077 | 0.00 | 0.02 | +0.02 | buy |
| CITADEL ADVISORS LLC | 0 | 95,446 | +95,446 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 6,885 | 92,653 | +85,768 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 92,600 | 92,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Amundi | 102,396 | 91,206 | -11,190 | 0.00 | 0.00 | -0.00 | sell |
| MACKENZIE FINANCIAL CORP | 85,651 | 90,190 | +4,539 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 82,187 | 89,370 | +7,183 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 82,236 | 84,081 | +1,845 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 83,002 | 82,002 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 82,245 | 81,324 | -921 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 44,289 | 80,163 | +35,874 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN INTERNATIONAL GROUP, INC. | 78,128 | 79,042 | +914 | 0.00 | 0.00 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 80,932 | 73,110 | -7,822 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 0 | 72,209 | +72,209 | 0.00 | 0.02 | +0.02 | buy |
| Invesco Ltd. | 115,604 | 72,058 | -43,546 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 62,500 | 63,756 | +1,256 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 181,383 | 62,862 | -118,521 | 0.00 | 0.00 | -0.00 | sell |
| Sumitomo Mitsui Trust Group, Inc. | 0 | 62,374 | +62,374 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 11,881 | 61,781 | +49,900 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 61,741 | +61,741 | 0.00 | 0.01 | +0.01 | buy |
| MIRABELLA FINANCIAL SERVICES LLP | 0 | 60,150 | +60,150 | 0.00 | 0.03 | +0.03 | buy |
| Integrated Wealth Concepts LLC | 0 | 58,145 | +58,145 | 0.00 | 0.01 | +0.01 | buy |
| Janney Montgomery Scott LLC | 48,470 | 57,805 | +9,335 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 63,718 | 53,445 | -10,273 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 62,969 | 52,024 | -10,945 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 50,359 | 50,227 | -132 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 50,000 | 50,000 | 0 | 0.10 | 0.06 | -0.04 | hold |
| SIMPLEX TRADING, LLC | 23,752 | 49,189 | +25,437 | 0.01 | 0.01 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 47,975 | 46,132 | -1,843 | 0.06 | 0.06 | +0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 39,275 | 45,164 | +5,889 | 0.00 | 0.00 | -0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 44,468 | 40,529 | -3,939 | 0.00 | 0.00 | -0.00 | sell |
| Koshinski Asset Management, Inc. | 23,726 | 39,867 | +16,141 | 0.03 | 0.03 | -0.00 | buy |
| Rathbones Group PLC | 39,620 | 39,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 25,126 | 36,722 | +11,596 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 58,044 | 35,369 | -22,675 | 0.04 | 0.02 | -0.02 | sell |
| Teza Capital Management LLC | 33,723 | 34,278 | +555 | 0.04 | 0.03 | -0.01 | buy |
| SEI INVESTMENTS CO | 34,253 | 33,849 | -404 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 33,096 | 33,096 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CORRECT CAPITAL WEALTH MANAGEMENT | 21,952 | 32,601 | +10,649 | 0.04 | 0.05 | +0.01 | buy |
| X-Square Capital, LLC | 32,000 | 32,000 | 0 | 0.13 | 0.09 | -0.03 | hold |
| Vontobel Holding Ltd. | 27,916 | 30,381 | +2,465 | 0.00 | 0.00 | -0.00 | buy |
| Caption Management, LLC | 0 | 29,911 | +29,911 | 0.00 | 0.02 | +0.02 | buy |
| Seelaus Asset Management LLC | 29,650 | 29,650 | 0 | 0.21 | 0.19 | -0.02 | hold |
| LPL Financial LLC | 26,722 | 29,489 | +2,767 | 0.00 | 0.00 | -0.00 | buy |
| Bridgefront Capital, LLC | 0 | 28,925 | +28,925 | 0.00 | 0.14 | +0.14 | buy |
| ProShare Advisors LLC | 26,018 | 28,816 | +2,798 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 28,166 | +28,166 | 0.00 | 0.02 | +0.02 | buy |
| Tidal Investments LLC | 27,474 | 27,742 | +268 | 0.00 | 0.00 | -0.00 | buy |
| Pictet Asset Management Holding SA | 23,853 | 25,433 | +1,580 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 58,699 | 24,160 | -34,539 | 0.01 | 0.00 | -0.00 | sell |