| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 10,755,590 | 12,026,380 | +1,270,790 | 0.48 | 0.50 | +0.02 | buy |
| AMERIPRISE FINANCIAL INC | 8,114,206 | 8,136,320 | +22,114 | 0.01 | 0.01 | -0.00 | buy |
| VANGUARD GROUP INC | 6,014,689 | 5,984,277 | -30,412 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 2,747,611 | 3,086,245 | +338,634 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 5,780,394 | 2,727,221 | -3,053,173 | 4.73 | 2.30 | -2.43 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 1,836,492 | 2,032,842 | +196,350 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,450,749 | 1,821,296 | +370,547 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 1,507,537 | 1,760,066 | +252,529 | 0.20 | 0.29 | +0.10 | buy |
| Bridgewater Associates, LP | 0 | 1,521,985 | +1,521,985 | 0.00 | 0.05 | +0.05 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,066,209 | 1,387,345 | +321,136 | 0.01 | 0.01 | +0.00 | buy |
| Robertson Stephens Wealth Management, LLC | 1,161,479 | 1,291,279 | +129,800 | 0.40 | 0.41 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 884,539 | 1,277,401 | +392,862 | 0.01 | 0.01 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 915,144 | 1,095,044 | +179,900 | 1.25 | 1.32 | +0.07 | buy |
| BANK OF AMERICA CORP /DE/ | 360,333 | 1,068,773 | +708,440 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 1,012,887 | 942,465 | -70,422 | 0.00 | 0.00 | -0.00 | sell |
| Azarias Capital Management, L.P. | 783,601 | 870,521 | +86,920 | 2.07 | 2.37 | +0.31 | buy |
| GOLDMAN SACHS GROUP INC | 502,191 | 838,819 | +336,628 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 474,389 | 573,284 | +98,895 | 0.00 | 0.00 | +0.00 | buy |
| Stanley-Laman Group, Ltd. | 453,436 | 475,563 | +22,127 | 0.40 | 0.41 | +0.01 | buy |
| Lloyd Harbor Capital Management, LLC | 0 | 459,887 | +459,887 | 0.00 | 1.71 | +1.71 | buy |
| UBS Group AG | 605,204 | 458,107 | -147,097 | 0.00 | 0.00 | -0.00 | sell |
| Cercano Management LLC | 445,104 | 445,104 | 0 | 0.08 | 0.07 | -0.01 | hold |
| BANK OF MONTREAL /CAN/ | 391,251 | 440,637 | +49,386 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 430,931 | 437,739 | +6,808 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 360,444 | 384,825 | +24,381 | 0.00 | 0.00 | -0.00 | buy |
| ZACKS INVESTMENT MANAGEMENT | 0 | 369,111 | +369,111 | 0.00 | 0.03 | +0.03 | buy |
| JANE STREET GROUP, LLC | 414,697 | 346,256 | -68,441 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF NOVA SCOTIA | 315,682 | 325,680 | +9,998 | 0.00 | 0.00 | -0.00 | buy |
| Swiss National Bank | 321,500 | 321,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 179,876 | 308,774 | +128,898 | 0.01 | 0.01 | -0.00 | buy |
| RHUMBLINE ADVISERS | 236,829 | 277,744 | +40,915 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 266,634 | 271,477 | +4,843 | 0.00 | 0.00 | -0.00 | buy |
| GHP Investment Advisors, Inc. | 232,601 | 253,782 | +21,181 | 0.07 | 0.08 | +0.00 | buy |
| Fielder Capital Group LLC | 245,827 | 239,945 | -5,882 | 0.69 | 0.56 | -0.13 | sell |
| CITADEL ADVISORS LLC | 95,446 | 224,724 | +129,278 | 0.00 | 0.00 | +0.00 | buy |
| PCJ Investment Counsel Ltd. | 319,050 | 219,890 | -99,160 | 0.66 | 0.55 | -0.11 | sell |
| WELLS FARGO & COMPANY/MN | 187,669 | 206,645 | +18,976 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 161,400 | 183,440 | +22,040 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 248,837 | 181,878 | -66,959 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 157,069 | 178,110 | +21,041 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 177,598 | +177,598 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 184,943 | 171,211 | -13,732 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 161,019 | 166,019 | +5,000 | 0.00 | 0.00 | -0.00 | buy |
| IMC-Chicago, LLC | 72,209 | 163,931 | +91,722 | 0.02 | 0.03 | +0.02 | buy |
| MARSHALL WACE, LLP | 0 | 146,800 | +146,800 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 138,939 | +138,939 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 61,741 | 136,081 | +74,340 | 0.01 | 0.03 | +0.02 | buy |
| HighTower Advisors, LLC | 116,000 | 120,597 | +4,597 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 98,124 | 115,220 | +17,096 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 113,450 | 104,553 | -8,897 | 0.00 | 0.00 | -0.00 | sell |
| Texas Yale Capital Corp. | 100,000 | 100,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Caption Management, LLC | 29,911 | 100,000 | +70,089 | 0.02 | 0.06 | +0.04 | buy |
| NATIXIS | 92,653 | 96,252 | +3,599 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 81,324 | 93,758 | +12,434 | 0.00 | 0.00 | -0.00 | buy |
| Alberta Investment Management Corp | 92,600 | 92,600 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 105,108 | 91,978 | -13,130 | 0.00 | 0.00 | -0.00 | sell |
| MACKENZIE FINANCIAL CORP | 90,190 | 90,401 | +211 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 84,081 | 89,187 | +5,106 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 82,002 | 82,002 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 89,370 | 81,655 | -7,715 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 1,551,005 | 80,234 | -1,470,771 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 57,805 | 76,782 | +18,977 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 62,862 | 70,310 | +7,448 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 72,058 | 68,749 | -3,309 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 68,504 | +68,504 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 63,756 | 63,852 | +96 | 0.00 | 0.00 | -0.00 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 62,374 | 62,374 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 53,445 | 61,863 | +8,418 | 0.00 | 0.00 | +0.00 | buy |
| Amundi | 91,206 | 57,343 | -33,863 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 80,163 | 56,274 | -23,889 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 52,024 | 54,591 | +2,567 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 24,160 | 51,863 | +27,703 | 0.00 | 0.01 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 45,164 | 51,569 | +6,405 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 50,227 | 50,372 | +145 | 0.00 | 0.00 | -0.00 | buy |
| Alpine Global Management, LLC | 50,000 | 50,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| SIMPLEX TRADING, LLC | 49,189 | 48,662 | -527 | 0.01 | 0.01 | +0.00 | sell |
| Rathbones Group PLC | 39,620 | 48,370 | +8,750 | 0.00 | 0.00 | +0.00 | buy |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 19,998 | 44,958 | +24,960 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 40,529 | 41,600 | +1,071 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 36,722 | 39,551 | +2,829 | 0.00 | 0.00 | -0.00 | buy |
| SIG North Trading, ULC | 18,632 | 39,367 | +20,735 | 0.04 | 0.06 | +0.02 | buy |
| SPROTT INC. | 35,369 | 37,879 | +2,510 | 0.02 | 0.02 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 58,145 | 36,416 | -21,729 | 0.01 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 15,218 | 34,657 | +19,439 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 33,432 | +33,432 | 0.00 | 0.01 | +0.01 | buy |
| CIBC WORLD MARKET INC. | 22,815 | 33,152 | +10,337 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 33,096 | 33,096 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 0 | 33,037 | +33,037 | 0.00 | 0.00 | +0.00 | buy |
| Gotham Asset Management, LLC | 0 | 32,581 | +32,581 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 19,483 | 32,183 | +12,700 | 0.00 | 0.00 | +0.00 | buy |
| X-Square Capital, LLC | 32,000 | 32,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| LPL Financial LLC | 29,489 | 31,889 | +2,400 | 0.00 | 0.00 | -0.00 | buy |
| Vontobel Holding Ltd. | 30,381 | 30,247 | -134 | 0.00 | 0.00 | -0.00 | sell |
| Seelaus Asset Management LLC | 29,650 | 29,650 | 0 | 0.19 | 0.18 | -0.00 | hold |
| Koshinski Asset Management, Inc. | 39,867 | 29,485 | -10,382 | 0.03 | 0.02 | -0.01 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 124,693 | 27,700 | -96,993 | 0.00 | 0.00 | -0.00 | sell |
| Marex Group plc | 22,365 | 26,365 | +4,000 | 0.00 | 0.00 | -0.00 | buy |
| Pictet Asset Management Holding SA | 25,433 | 25,433 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sequoia Financial Advisors, LLC | 20,614 | 23,628 | +3,014 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 23,500 | +23,500 | 0.00 | 0.10 | +0.10 | buy |