| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 15,933,699 | 15,929,858 | -3,841 | 0.34 | 0.53 | +0.18 | sell |
| BlackRock, Inc. | 11,192,287 | 12,070,737 | +878,450 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 12,670,863 | 10,982,245 | -1,688,618 | 0.10 | 0.12 | +0.02 | sell |
| AMERIPRISE FINANCIAL INC | 8,792,316 | 9,203,210 | +410,894 | 0.01 | 0.01 | +0.00 | buy |
| VANGUARD GROUP INC | 7,456,057 | 7,891,840 | +435,783 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 7,346,358 | 7,530,007 | +183,649 | 0.04 | 0.05 | +0.01 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 2,811,304 | 5,412,020 | +2,600,716 | 0.02 | 0.04 | +0.03 | buy |
| Kingstone Capital Partners Texas, LLC | 0 | 5,134,800 | +5,134,800 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 2,254,642 | 4,366,108 | +2,111,466 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 3,277,598 | 3,420,498 | +142,900 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,440,120 | 2,752,674 | +1,312,554 | 0.01 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,390,034 | 2,662,767 | +272,733 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 2,068,860 | 2,391,055 | +322,195 | 0.11 | 0.15 | +0.04 | buy |
| CITADEL ADVISORS LLC | 1,143,936 | 2,089,349 | +945,413 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 327,972 | 2,068,155 | +1,740,183 | 0.00 | 0.01 | +0.01 | buy |
| Robertson Stephens Wealth Management, LLC | 1,736,441 | 1,998,061 | +261,620 | 0.24 | 0.40 | +0.16 | buy |
| MORGAN STANLEY | 1,603,557 | 1,818,759 | +215,202 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 990,414 | 1,547,134 | +556,720 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 2,220,525 | 1,513,925 | -706,600 | 1.41 | 1.05 | -0.36 | sell |
| UBS Group AG | 1,001,017 | 1,274,401 | +273,384 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 1,236,449 | 1,241,894 | +5,445 | 0.01 | 0.02 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 1,209,797 | +1,209,797 | 0.00 | 0.02 | +0.02 | buy |
| NORTHERN TRUST CORP | 1,120,349 | 1,193,811 | +73,462 | 0.00 | 0.00 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,171,222 | 1,168,516 | -2,706 | 0.92 | 1.03 | +0.10 | sell |
| CenterBook Partners LP | 0 | 1,049,925 | +1,049,925 | 0.00 | 0.34 | +0.34 | buy |
| Summit Financial, LLC | 963,563 | 1,026,663 | +63,100 | 0.10 | 0.13 | +0.03 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 883,779 | 906,616 | +22,837 | 0.00 | 0.00 | +0.00 | buy |
| Azarias Capital Management, L.P. | 911,721 | 857,933 | -53,788 | 1.88 | 2.24 | +0.36 | sell |
| Bridgewater Associates, LP | 1,359,302 | 849,372 | -509,930 | 0.02 | 0.02 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 302,453 | 753,703 | +451,250 | 0.05 | 0.15 | +0.10 | buy |
| Stanley-Laman Group, Ltd. | 702,960 | 714,322 | +11,362 | 0.40 | 0.61 | +0.21 | buy |
| Baird Financial Group, Inc. | 0 | 698,879 | +698,879 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 114,775 | 694,536 | +579,761 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 62,971 | 682,235 | +619,264 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 301,910 | 637,964 | +336,054 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 552,532 | 613,750 | +61,218 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 492,344 | 544,249 | +51,905 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 599,902 | 541,604 | -58,298 | 0.00 | 0.00 | +0.00 | sell |
| BARCLAYS PLC | 352,723 | 537,213 | +184,490 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 459,326 | 524,512 | +65,186 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 387,239 | 477,576 | +90,337 | 0.05 | 0.07 | +0.02 | buy |
| SIR Capital Management, L.P. | 0 | 432,400 | +432,400 | 0.00 | 0.22 | +0.22 | buy |
| Swiss National Bank | 364,800 | 384,400 | +19,600 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 561,592 | 371,675 | -189,917 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 290,344 | 347,764 | +57,420 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 269,100 | 344,963 | +75,863 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 379,127 | 341,822 | -37,305 | 0.00 | 0.00 | +0.00 | sell |
| Bulltick Wealth Management, LLC | 235,600 | 332,000 | +96,400 | 0.23 | 0.47 | +0.24 | buy |
| Federation des caisses Desjardins du Quebec | 299,592 | 299,072 | -520 | 0.01 | 0.01 | +0.00 | sell |
| PEAK6 LLC | 540,704 | 294,057 | -246,647 | 0.08 | 0.06 | -0.02 | sell |
| INTEGRITY WEALTH ADVISORS, INC. | 195,611 | 286,479 | +90,868 | 0.54 | 1.15 | +0.61 | buy |
| Legal & General Group Plc | 224,648 | 274,145 | +49,497 | 0.00 | 0.00 | +0.00 | buy |
| GHP Investment Advisors, Inc. | 272,819 | 272,819 | 0 | 0.05 | 0.07 | +0.02 | hold |
| AQR CAPITAL MANAGEMENT LLC | 233,564 | 242,797 | +9,233 | 0.00 | 0.00 | +0.00 | buy |
| Fielder Capital Group LLC | 237,362 | 235,146 | -2,216 | 0.26 | 0.36 | +0.10 | sell |
| ALLIANCEBERNSTEIN L.P. | 183,440 | 230,840 | +47,400 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 71,560 | 193,653 | +122,093 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 165,258 | 190,983 | +25,725 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 166,019 | 180,202 | +14,183 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 165,327 | +165,327 | 0.00 | 0.05 | +0.05 | buy |
| CIBC Asset Management Inc | 217,432 | 164,531 | -52,901 | 0.00 | 0.00 | +0.00 | sell |
| Orion Resource Partners LP | 26,072 | 152,693 | +126,621 | 0.02 | 0.16 | +0.14 | buy |
| SIG North Trading, ULC | 178,971 | 148,377 | -30,594 | 0.14 | 0.19 | +0.05 | sell |
| Fort Point Capital Partners LLC | 0 | 141,865 | +141,865 | 0.00 | 0.08 | +0.08 | buy |
| Cetera Investment Advisers | 132,527 | 141,061 | +8,534 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 124,394 | 138,277 | +13,883 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 129,661 | 136,629 | +6,968 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 159,268 | 133,785 | -25,483 | 0.00 | 0.00 | +0.00 | sell |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 111,071 | 131,471 | +20,400 | 0.00 | 0.00 | +0.00 | buy |
| Polymer Capital Management (HK) LTD | 0 | 129,958 | +129,958 | 0.00 | 0.12 | +0.12 | buy |
| MetLife Investment Management, LLC | 95,832 | 124,997 | +29,165 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 70,407 | 117,975 | +47,568 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 98,258 | 116,817 | +18,559 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 163,825 | 116,191 | -47,634 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 120,798 | 114,416 | -6,382 | 0.00 | 0.00 | +0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 99,620 | 114,180 | +14,560 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 105,840 | 113,619 | +7,779 | 0.02 | 0.03 | +0.01 | buy |
| WHITE PINE CAPITAL LLC | 38,908 | 109,143 | +70,235 | 0.05 | 0.20 | +0.15 | buy |
| NATIXIS | 99,656 | 105,865 | +6,209 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 80,972 | 104,540 | +23,568 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 37,263 | 103,670 | +66,407 | 0.00 | 0.01 | +0.01 | buy |
| CloudAlpha Capital Management Limited/Hong Kong | 0 | 103,427 | +103,427 | 0.00 | 0.07 | +0.07 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 103,773 | 103,006 | -767 | 0.00 | 0.00 | +0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 132,160 | 102,891 | -29,269 | 0.06 | 0.06 | -0.00 | sell |
| IMC-Chicago, LLC | 418,332 | 100,044 | -318,288 | 0.06 | 0.01 | -0.05 | sell |
| Caption Management, LLC | 210,000 | 97,945 | -112,055 | 0.04 | 0.05 | +0.02 | sell |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 40,172 | 97,575 | +57,403 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 113,812 | 97,360 | -16,452 | 0.00 | 0.01 | +0.00 | sell |
| Texas Yale Capital Corp. | 90,000 | 90,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| FMR LLC | 82,599 | 83,489 | +890 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 82,454 | +82,454 | 0.00 | 0.01 | +0.01 | buy |
| Private Advisor Group, LLC | 81,610 | 80,710 | -900 | 0.00 | 0.00 | +0.00 | sell |
| Corient Private Wealth LLC | 58,057 | 78,057 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 39,723 | 74,224 | +34,501 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 4,673 | 74,107 | +69,434 | 0.00 | 0.02 | +0.02 | buy |
| Rathbones Group PLC | 47,420 | 72,995 | +25,575 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 46,952 | 65,852 | +18,900 | 0.00 | 0.00 | +0.00 | buy |
| Vontobel Holding Ltd. | 65,256 | 64,375 | -881 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 0 | 64,130 | +64,130 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 47,421 | 62,450 | +15,029 | 0.00 | 0.00 | +0.00 | buy |