| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 15,929,858 | 13,465,823 | -2,464,035 | 0.53 | 1.15 | +0.62 | sell |
| BlackRock, Inc. | 12,070,737 | 12,752,091 | +681,354 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 10,982,245 | 12,246,295 | +1,264,050 | 0.12 | 0.30 | +0.18 | buy |
| VANGUARD GROUP INC | 7,891,840 | 11,883,042 | +3,991,202 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 7,530,007 | 10,194,742 | +2,664,735 | 0.05 | 0.15 | +0.10 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 104,540 | 8,975,093 | +8,870,553 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2,752,674 | 6,670,238 | +3,917,564 | 0.02 | 0.15 | +0.13 | buy |
| STATE STREET CORP | 3,420,498 | 3,494,867 | +74,369 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 4,366,108 | 3,080,102 | -1,286,006 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 2,068,155 | 2,726,974 | +658,819 | 0.01 | 0.03 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,662,767 | 2,720,701 | +57,934 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 9,203,210 | 2,452,042 | -6,751,168 | 0.01 | 0.01 | -0.00 | sell |
| CITADEL ADVISORS LLC | 2,089,349 | 2,401,290 | +311,941 | 0.01 | 0.03 | +0.02 | buy |
| JANE STREET GROUP, LLC | 48,665 | 2,359,640 | +2,310,975 | 0.00 | 0.04 | +0.04 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 5,412,020 | 2,154,804 | -3,257,216 | 0.04 | 0.04 | +0.00 | sell |
| ROYAL BANK OF CANADA | 694,536 | 1,995,915 | +1,301,379 | 0.00 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 1,818,759 | 1,893,774 | +75,015 | 0.00 | 0.00 | +0.00 | buy |
| Robertson Stephens Wealth Management, LLC | 1,998,061 | 1,870,042 | -128,019 | 0.40 | 0.87 | +0.47 | sell |
| GOLDMAN SACHS GROUP INC | 1,547,134 | 1,827,577 | +280,443 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 371,675 | 1,611,252 | +1,239,577 | 0.00 | 0.02 | +0.02 | buy |
| UBS Group AG | 1,274,401 | 1,487,560 | +213,159 | 0.00 | 0.00 | +0.00 | buy |
| Capital Research Global Investors | 0 | 1,485,310 | +1,485,310 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 2,391,055 | 1,467,219 | -923,836 | 0.15 | 0.22 | +0.07 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 1,443,232 | +1,443,232 | 0.00 | 0.07 | +0.07 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 1,348,109 | +1,348,109 | 0.00 | 0.15 | +0.15 | buy |
| Focus Partners Wealth | 1,241,894 | 1,281,356 | +39,462 | 0.02 | 0.03 | +0.02 | buy |
| NORTHERN TRUST CORP | 1,193,811 | 1,252,282 | +58,471 | 0.00 | 0.00 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,168,516 | 1,167,341 | -1,175 | 1.03 | 2.16 | +1.13 | sell |
| HRT FINANCIAL LP | 0 | 1,117,705 | +1,117,705 | 0.00 | 0.06 | +0.06 | buy |
| Summit Financial, LLC | 1,026,663 | 1,022,784 | -3,879 | 0.13 | 0.24 | +0.11 | sell |
| JPMORGAN CHASE & CO | 116,191 | 912,120 | +795,929 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 906,616 | 890,353 | -16,263 | 0.00 | 0.01 | +0.01 | sell |
| Brevan Howard Capital Management LP | 0 | 836,768 | +836,768 | 0.00 | 0.19 | +0.19 | buy |
| BANK OF MONTREAL /CAN/ | 613,750 | 741,145 | +127,395 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 537,213 | 719,354 | +182,141 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 49,319 | 665,416 | +616,097 | 0.00 | 0.04 | +0.04 | buy |
| Baird Financial Group, Inc. | 698,879 | 647,511 | -51,368 | 0.01 | 0.02 | +0.01 | sell |
| DIMENSIONAL FUND ADVISORS LP | 637,964 | 637,195 | -769 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 344,963 | 615,039 | +270,076 | 0.00 | 0.00 | +0.00 | buy |
| Azarias Capital Management, L.P. | 857,933 | 595,983 | -261,950 | 2.24 | 3.62 | +1.38 | sell |
| Nuveen, LLC | 541,604 | 589,439 | +47,835 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 544,249 | 573,243 | +28,994 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 524,512 | 533,208 | +8,696 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 82,454 | 488,682 | +406,228 | 0.01 | 0.11 | +0.11 | buy |
| PineBridge Investments, L.P. | 0 | 480,123 | +480,123 | 0.00 | 0.08 | +0.08 | buy |
| SIMPLEX TRADING, LLC | 477,576 | 447,925 | -29,651 | 0.07 | 0.15 | +0.08 | sell |
| Stanley-Laman Group, Ltd. | 714,322 | 445,120 | -269,202 | 0.61 | 0.97 | +0.36 | sell |
| Swiss National Bank | 384,400 | 441,600 | +57,200 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 682,235 | 427,570 | -254,665 | 0.00 | 0.01 | +0.00 | sell |
| INTEGRITY WEALTH ADVISORS, INC. | 286,479 | 379,282 | +92,803 | 1.15 | 1.46 | +0.31 | buy |
| MMCAP International Inc. SPC | 1,513,925 | 364,925 | -1,149,000 | 1.05 | 0.65 | -0.40 | sell |
| Catalyst Funds Management Pty Ltd | 0 | 342,997 | +342,997 | 0.00 | 0.80 | +0.80 | buy |
| RHUMBLINE ADVISERS | 347,764 | 337,353 | -10,411 | 0.00 | 0.00 | +0.00 | sell |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 97,575 | 316,525 | +218,950 | 0.00 | 0.01 | +0.01 | buy |
| Bridgewater Associates, LP | 849,372 | 288,379 | -560,993 | 0.02 | 0.02 | -0.00 | sell |
| GROUP ONE TRADING LLC | 0 | 282,328 | +282,328 | 0.00 | 0.13 | +0.13 | buy |
| Federation des caisses Desjardins du Quebec | 299,072 | 281,330 | -17,742 | 0.01 | 0.02 | +0.01 | sell |
| Legal & General Group Plc | 274,145 | 276,055 | +1,910 | 0.00 | 0.00 | +0.00 | buy |
| GHP Investment Advisors, Inc. | 272,819 | 272,819 | 0 | 0.07 | 0.18 | +0.11 | hold |
| ExodusPoint Capital Management, LP | 0 | 272,132 | +272,132 | 0.00 | 0.06 | +0.06 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 269,940 | +269,940 | 0.00 | 0.03 | +0.03 | buy |
| AQR CAPITAL MANAGEMENT LLC | 242,797 | 265,532 | +22,735 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 97,945 | 252,200 | +154,255 | 0.05 | 0.23 | +0.17 | buy |
| Vennlight Capital Management, LP | 0 | 240,500 | +240,500 | 0.00 | 4.80 | +4.80 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 236,024 | +236,024 | 0.00 | 0.23 | +0.23 | buy |
| Fielder Capital Group LLC | 235,146 | 230,919 | -4,227 | 0.36 | 0.81 | +0.45 | sell |
| ALLIANCEBERNSTEIN L.P. | 230,840 | 230,192 | -648 | 0.00 | 0.00 | +0.00 | sell |
| MATAURO, LLC | 0 | 213,793 | +213,793 | 0.00 | 0.52 | +0.52 | buy |
| HighTower Advisors, LLC | 136,629 | 205,562 | +68,933 | 0.00 | 0.00 | +0.00 | buy |
| SIG North Trading, ULC | 148,377 | 203,593 | +55,216 | 0.19 | 0.48 | +0.29 | buy |
| Polymer Capital Management (US) LLC | 0 | 200,000 | +200,000 | 0.00 | 0.41 | +0.41 | buy |
| Informed Momentum Co LLC | 0 | 198,986 | +198,986 | 0.00 | 0.34 | +0.34 | buy |
| SPX Gestao de Recursos Ltda | 0 | 196,000 | +196,000 | 0.00 | 0.25 | +0.25 | buy |
| CIBC Asset Management Inc | 164,531 | 195,122 | +30,591 | 0.00 | 0.01 | +0.01 | buy |
| CIBC Private Wealth Group LLC | 180,202 | 180,202 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Virtu Financial LLC | 0 | 179,250 | +179,250 | 0.00 | 0.15 | +0.15 | buy |
| DEUTSCHE BANK AG\ | 133,785 | 172,323 | +38,538 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 165,327 | 169,800 | +4,473 | 0.05 | 0.10 | +0.05 | buy |
| Cetera Investment Advisers | 141,061 | 168,865 | +27,804 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 193,653 | 164,839 | -28,814 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 0 | 163,584 | +163,584 | 0.00 | 0.07 | +0.07 | buy |
| SIR Capital Management, L.P. | 432,400 | 161,600 | -270,800 | 0.22 | 0.22 | +0.00 | sell |
| WOLVERINE TRADING, LLC | 103,670 | 160,902 | +57,232 | 0.01 | 0.05 | +0.04 | buy |
| IMC-Chicago, LLC | 100,044 | 156,387 | +56,343 | 0.01 | 0.04 | +0.03 | buy |
| Cambridge Investment Research Advisors, Inc. | 114,180 | 156,335 | +42,155 | 0.00 | 0.01 | +0.00 | buy |
| MOODY ALDRICH PARTNERS LLC | 0 | 154,336 | +154,336 | 0.00 | 0.45 | +0.45 | buy |
| Monashee Investment Management LLC | 0 | 150,000 | +150,000 | 0.00 | 1.15 | +1.15 | buy |
| FMR LLC | 83,489 | 137,470 | +53,981 | 0.00 | 0.00 | +0.00 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 131,471 | 134,435 | +2,964 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 114,416 | 131,639 | +17,223 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 124,997 | 124,322 | -675 | 0.00 | 0.01 | +0.00 | sell |
| D. E. Shaw & Co., Inc. | 116,817 | 121,084 | +4,267 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 103,006 | 117,078 | +14,072 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 117,975 | 110,894 | -7,081 | 0.00 | 0.00 | +0.00 | sell |
| CITIGROUP INC | 190,983 | 108,794 | -82,189 | 0.00 | 0.00 | +0.00 | sell |
| WHITE PINE CAPITAL LLC | 109,143 | 107,466 | -1,677 | 0.20 | 0.47 | +0.27 | sell |
| RAYMOND JAMES FINANCIAL INC | 38,175 | 105,999 | +67,824 | 0.00 | 0.00 | +0.00 | buy |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 0 | 100,621 | +100,621 | 0.00 | 0.02 | +0.02 | buy |
| Janney Montgomery Scott LLC | 138,277 | 96,578 | -41,699 | 0.00 | 0.00 | +0.00 | sell |
| SPROTT INC. | 113,619 | 95,094 | -18,525 | 0.03 | 0.05 | +0.02 | sell |