| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 13,104,558 | 12,348,901 | -755,657 | 0.48 | 0.40 | -0.08 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 11,284,292 | 11,439,379 | +155,087 | 0.14 | 0.12 | -0.02 | buy |
| BlackRock, Inc. | 11,063,565 | 11,437,455 | +373,890 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 7,991,939 | 8,023,303 | +31,364 | 0.01 | 0.01 | -0.00 | buy |
| VANGUARD GROUP INC | 6,303,753 | 7,468,726 | +1,164,973 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 2,360,881 | 4,838,420 | +2,477,539 | 0.02 | 0.03 | +0.01 | buy |
| STATE STREET CORP | 3,056,467 | 3,207,154 | +150,687 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,318,522 | 2,330,189 | +11,667 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 1,849,102 | 1,841,274 | -7,828 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 1,943,724 | 1,684,603 | -259,121 | 0.27 | 0.15 | -0.12 | sell |
| Robertson Stephens Wealth Management, LLC | 1,524,210 | 1,579,919 | +55,709 | 0.31 | 0.29 | -0.02 | buy |
| MMCAP International Inc. SPC | 1,677,221 | 1,503,811 | -173,410 | 1.28 | 1.16 | -0.12 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 929,407 | 1,204,234 | +274,827 | 0.01 | 0.01 | +0.00 | buy |
| NORTHERN TRUST CORP | 1,089,293 | 1,155,495 | +66,202 | 0.00 | 0.00 | -0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,179,232 | 1,145,393 | -33,839 | 1.32 | 1.26 | -0.06 | sell |
| GOLDMAN SACHS GROUP INC | 1,309,894 | 1,093,138 | -216,756 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Wealth | 0 | 1,065,750 | +1,065,750 | 0.00 | 0.01 | +0.01 | buy |
| Summit Financial, LLC | 0 | 943,563 | +943,563 | 0.00 | 0.17 | +0.17 | buy |
| Bridgewater Associates, LP | 1,656,516 | 928,544 | -727,972 | 0.05 | 0.02 | -0.03 | sell |
| Azarias Capital Management, L.P. | 931,721 | 911,721 | -20,000 | 2.27 | 2.10 | -0.18 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 904,190 | 908,550 | +4,360 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 531,718 | 800,978 | +269,260 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 782,978 | +782,978 | 0.00 | 0.00 | +0.00 | buy |
| Stanley-Laman Group, Ltd. | 785,521 | 690,046 | -95,475 | 0.61 | 0.50 | -0.11 | sell |
| BANK OF AMERICA CORP /DE/ | 1,377,084 | 575,388 | -801,696 | 0.00 | 0.00 | -0.00 | sell |
| TD ASSET MANAGEMENT INC | 489,554 | 541,349 | +51,795 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 496,766 | 538,516 | +41,750 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 0 | 527,869 | +527,869 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 496,864 | 496,102 | -762 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 494,353 | +494,353 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 439,605 | 451,509 | +11,904 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 412,137 | 432,976 | +20,839 | 0.00 | 0.00 | +0.00 | buy |
| ZACKS INVESTMENT MANAGEMENT | 397,001 | 388,735 | -8,266 | 0.02 | 0.02 | -0.00 | sell |
| Swiss National Bank | 362,600 | 364,800 | +2,200 | 0.00 | 0.00 | -0.00 | buy |
| SIG North Trading, ULC | 55,667 | 351,214 | +295,547 | 0.09 | 0.41 | +0.32 | buy |
| FMR LLC | 82,754 | 344,437 | +261,683 | 0.00 | 0.00 | +0.00 | buy |
| SHELL ASSET MANAGEMENT CO | 314,690 | 315,023 | +333 | 0.08 | 0.07 | -0.01 | buy |
| RHUMBLINE ADVISERS | 287,977 | 304,506 | +16,529 | 0.00 | 0.00 | -0.00 | buy |
| IMC-Chicago, LLC | 254,198 | 299,348 | +45,150 | 0.04 | 0.04 | +0.00 | buy |
| CITIGROUP INC | 137,376 | 298,588 | +161,212 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 143,423 | 286,156 | +142,733 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 285,406 | 286,062 | +656 | 0.01 | 0.01 | -0.00 | buy |
| JPMORGAN CHASE & CO | 223,061 | 285,371 | +62,310 | 0.00 | 0.00 | +0.00 | buy |
| GHP Investment Advisors, Inc. | 253,782 | 253,782 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Fielder Capital Group LLC | 244,014 | 239,264 | -4,750 | 0.44 | 0.38 | -0.06 | sell |
| Bulltick Wealth Management, LLC | 342,740 | 231,000 | -111,740 | 0.47 | 0.28 | -0.19 | sell |
| WELLS FARGO & COMPANY/MN | 203,042 | 225,227 | +22,185 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 195,218 | 224,648 | +29,430 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 203,278 | 215,134 | +11,856 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 183,440 | 183,440 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 166,019 | 180,719 | +14,700 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 157,617 | 170,919 | +13,302 | 0.03 | 0.02 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 107,716 | 165,599 | +57,883 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 33,286 | 160,129 | +126,843 | 0.01 | 0.04 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 19,862 | 155,400 | +135,538 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 126,984 | 151,233 | +24,249 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 126,001 | 128,011 | +2,010 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 52,066 | 117,051 | +64,985 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 92,926 | 112,732 | +19,806 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 90,633 | 109,035 | +18,402 | 0.00 | 0.00 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 90,633 | 109,035 | +18,402 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 104,706 | 107,346 | +2,640 | 0.00 | 0.00 | -0.00 | buy |
| NATIXIS | 98,510 | 106,819 | +8,309 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 53,454 | 102,314 | +48,860 | 0.00 | 0.01 | +0.00 | buy |
| Janney Montgomery Scott LLC | 87,956 | 100,706 | +12,750 | 0.00 | 0.00 | +0.00 | buy |
| Corebridge Financial, Inc. | 98,892 | 93,234 | -5,658 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 0 | 91,859 | +91,859 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 99,687 | 91,859 | -7,828 | 0.00 | 0.00 | -0.00 | sell |
| Texas Yale Capital Corp. | 95,000 | 90,000 | -5,000 | 0.02 | 0.02 | -0.00 | sell |
| Verition Fund Management LLC | 0 | 89,061 | +89,061 | 0.00 | 0.00 | +0.00 | buy |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 94,287 | 88,155 | -6,132 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 96,387 | 85,760 | -10,627 | 0.00 | 0.00 | -0.00 | sell |
| SPROTT INC. | 44,498 | 84,711 | +40,213 | 0.02 | 0.03 | +0.01 | buy |
| CLOUGH CAPITAL PARTNERS L P | 0 | 82,494 | +82,494 | 0.00 | 0.05 | +0.05 | buy |
| JANE STREET GROUP, LLC | 334,827 | 82,088 | -252,739 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 89,124 | 79,552 | -9,572 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 187,456 | 77,281 | -110,175 | 0.00 | 0.00 | -0.00 | sell |
| FIL Ltd | 0 | 75,522 | +75,522 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 65,818 | 74,986 | +9,168 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 71,759 | 74,637 | +2,878 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 61,141 | 73,178 | +12,037 | 0.00 | 0.00 | +0.00 | buy |
| Vontobel Holding Ltd. | 33,999 | 65,232 | +31,233 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 53,031 | 64,539 | +11,508 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 61,900 | 61,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 0 | 59,951 | +59,951 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 60,848 | 56,063 | -4,785 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 34,948 | 52,814 | +17,866 | 0.00 | 0.00 | +0.00 | buy |
| Amundi | 55,368 | 51,344 | -4,024 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 50,929 | +50,929 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 58,404 | 50,885 | -7,519 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 33,613 | 49,476 | +15,863 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 49,120 | +49,120 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 51,196 | 49,063 | -2,133 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 0 | 48,212 | +48,212 | 0.00 | 0.01 | +0.01 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 46,952 | 46,952 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 46,500 | 46,850 | +350 | 0.00 | 0.00 | -0.00 | buy |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 44,958 | 44,958 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 23,350 | 43,480 | +20,130 | 0.00 | 0.00 | +0.00 | buy |
| Orion Resource Partners LP | 32,286 | 42,196 | +9,910 | 0.02 | 0.04 | +0.02 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 12,600 | 39,952 | +27,352 | 0.01 | 0.02 | +0.01 | buy |