Stock Transactions — ALLSPRING GLOBAL DIVIDEND OP

Total Bought
1,632,185
25 transactions
Total Sold
3,622,952
15 transactions
Net
-1,990,767
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Pathstone Holdings, LLC761,5291,392,891+631,3620.020.03+0.01buy
LPL Financial LLC259,349470,534+211,1850.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC0137,332+137,3320.000.02+0.02buy
RAYMOND JAMES FINANCIAL INC787,542920,693+133,1510.000.00+0.00buy
GUGGENHEIM CAPITAL LLC25,855149,844+123,9890.000.01+0.01buy
Invesco Ltd.695,819789,816+93,9970.000.00+0.00buy
Shaker Financial Services, LLC145,159228,138+82,9790.290.45+0.17buy
Advisors Asset Management, Inc.2,389,1012,452,235+63,1340.230.24+0.01buy
JANE STREET GROUP, LLC21,57462,817+41,2430.000.00+0.00buy
B. Riley Wealth Advisors, Inc.020,000+20,0000.000.01+0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC016,518+16,5180.000.00+0.00buy
MORGAN STANLEY317,811332,811+15,0000.000.00+0.00buy
Vise Technologies, Inc.014,197+14,1970.000.00+0.00buy
Kovack Advisors, Inc.010,878+10,8780.000.01+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC137,484146,410+8,9260.120.13+0.00buy
HARBOUR INVESTMENTS, INC.93,08698,454+5,3680.010.01+0.00buy
NWF Advisory Services Inc.198,800203,400+4,6000.130.13-0.00buy
KANE INVESTMENT MANAGEMENT, INC.12,72516,950+4,2250.040.05+0.01buy
Cetera Investment Advisers55,42859,532+4,1040.000.00-0.00buy
Karpus Management, Inc.780,541784,438+3,8970.140.14+0.01buy
Parallel Advisors, LLC03,629+3,6290.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP01,000+1,0000.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.8,1808,920+7400.000.00+0.00buy
RB Capital Management, LLC50,31151,039+7280.060.06-0.00buy
Janney Montgomery Scott LLC29,29629,299+30.000.00-0.00buy
Laird Norton Wetherby Wealth Management, LLC77,01077,01000.020.02-0.00hold
J.W. COLE ADVISORS, INC.10,81910,81900.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC489,310489,31000.020.02+0.00hold
CARY STREET PARTNERS FINANCIAL LLC10,00010,00000.000.00-0.00hold
CWM, LLC75075000.000.00-0.00hold
Capital Investment Advisors, LLC15,61315,61300.000.00-0.00hold
New England Private Wealth Advisors LLC13,33913,33900.010.01-0.00hold
Armor Investment Advisors, LLC17,02217,02200.030.03-0.00hold
FNY Investment Advisers, LLC7,5007,50000.020.01-0.00hold
Luminist Capital LLC55855800.000.00-0.00hold
SOA Wealth Advisors, LLC.31,48031,48000.010.01-0.00hold
Centurion Wealth Management LLC24,05124,05100.040.03-0.01hold
Concurrent Investment Advisors, LLC13,70713,70700.000.00-0.00hold
Catalina Capital Group, LLC22,10022,10000.080.08-0.00hold
Sage Capital Management, LLC26,36926,36900.070.07-0.00hold
VISTA INVESTMENT PARTNERS II, LLC23,63223,63200.060.06+0.00hold
COMMONWEALTH EQUITY SERVICES, LLC21,28121,28100.000.00+0.00hold
CENTAURUS FINANCIAL, INC.18,00318,00300.010.00-0.00hold
COMERICA BANK50050000.000.00+0.00hold
Logan Stone Capital, LLC22,23522,135-1000.060.06+0.00sell
PRINCIPAL SECURITIES, INC.57,60056,933-6670.010.01-0.00sell
Dakota Wealth Management13,72011,960-1,7600.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS12,27510,000-2,2750.000.00-0.00sell
STIFEL FINANCIAL CORP18,50015,500-3,0000.000.00-0.00sell
Ameritas Advisory Services, LLC17,99014,120-3,8700.010.01+0.00sell
OSAIC HOLDINGS, INC.255,725251,846-3,8790.000.00-0.00sell
SFI Advisors, LLC10,1870-10,1870.040.00-0.04sell
UBS Group AG323,211308,931-14,2800.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC82,45165,981-16,4700.000.00-0.00sell
Quantedge Capital Pte Ltd20,5570-20,5570.100.00-0.10sell
BANK OF AMERICA CORP /DE/858,927768,602-90,3250.000.00-0.00sell
1607 Capital Partners, LLC481,869305,177-176,6920.210.13-0.08sell
Saba Capital Management, L.P.1,888,921996,353-892,5680.280.19-0.09sell
Advisors Asset Management, Inc.2,389,1012,779-2,386,3220.230.00-0.23sell
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