| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 4,421,970 | 4,114,422 | -307,548 | 0.51 | 0.43 | -0.08 | sell |
| Pathstone Holdings, LLC | 3,487,343 | 3,631,827 | +144,484 | 0.09 | 0.08 | -0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 3,385,582 | 3,579,408 | +193,826 | 0.00 | 0.00 | -0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 1,915,494 | 2,450,170 | +534,676 | 0.37 | 0.45 | +0.08 | buy |
| WELLS FARGO & COMPANY/MN | 1,240,197 | 1,529,169 | +288,972 | 0.00 | 0.00 | +0.00 | buy |
| Alexander Randolph Advisory, Inc. | 1,522,231 | 1,517,733 | -4,498 | 6.45 | 6.31 | -0.13 | sell |
| MORGAN STANLEY | 1,101,262 | 1,109,538 | +8,276 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 1,028,151 | 1,076,491 | +48,340 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 987,746 | 506,611 | -481,135 | 1.99 | 0.86 | -1.13 | sell |
| Rareview Capital LLC | 454,688 | 427,638 | -27,050 | 1.95 | 2.00 | +0.05 | sell |
| Fiera Capital Corp | 423,670 | 424,090 | +420 | 0.01 | 0.01 | -0.00 | buy |
| Matisse Capital | 140,875 | 360,825 | +219,950 | 0.35 | 0.82 | +0.47 | buy |
| HighTower Advisors, LLC | 272,802 | 290,953 | +18,151 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 538,182 | 262,519 | -275,663 | 0.86 | 0.52 | -0.35 | sell |
| ROYAL BANK OF CANADA | 218,589 | 213,202 | -5,387 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 166,370 | 171,387 | +5,017 | 0.00 | 0.00 | -0.00 | buy |
| Bulldog Investors, LLP | 162,390 | 162,390 | 0 | 0.25 | 0.25 | +0.01 | hold |
| UBS Group AG | 174,232 | 159,938 | -14,294 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 52,256 | 159,422 | +107,166 | 0.02 | 0.07 | +0.04 | buy |
| Private Advisor Group, LLC | 129,597 | 139,750 | +10,153 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 130,831 | +130,831 | 0.00 | 0.03 | +0.03 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 50,547 | 124,337 | +73,790 | 0.00 | 0.01 | +0.01 | buy |
| Cresset Asset Management, LLC | 115,652 | 115,652 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pekin Hardy Strauss, Inc. | 84,800 | 113,000 | +28,200 | 0.06 | 0.07 | +0.01 | buy |
| PFG Investments, LLC | 0 | 99,500 | +99,500 | 0.00 | 0.03 | +0.03 | buy |
| B. Riley Wealth Advisors, Inc. | 98,466 | 94,629 | -3,837 | 0.01 | 0.01 | -0.00 | sell |
| Walleye Capital LLC | 74,690 | 91,280 | +16,590 | 0.00 | 0.00 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 87,000 | 87,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Tortoise Investment Management, LLC | 138,119 | 77,854 | -60,265 | 0.09 | 0.04 | -0.04 | sell |
| Moors & Cabot, Inc. | 76,634 | 75,243 | -1,391 | 0.02 | 0.02 | -0.00 | sell |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 74,451 | 74,572 | +121 | 0.01 | 0.01 | -0.00 | buy |
| Shaker Financial Services, LLC | 0 | 69,507 | +69,507 | 0.00 | 0.13 | +0.13 | buy |
| Rockefeller Capital Management L.P. | 57,017 | 66,892 | +9,875 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 73,700 | 62,500 | -11,200 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 0 | 47,380 | +47,380 | 0.00 | 0.01 | +0.01 | buy |
| E&G Advisors, LP | 43,400 | 43,400 | 0 | 0.07 | 0.06 | -0.01 | hold |
| CITADEL ADVISORS LLC | 0 | 37,639 | +37,639 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 47,042 | 37,535 | -9,507 | 0.00 | 0.00 | +0.00 | sell |
| Ironsides Asset Advisors, LLC | 33,704 | 37,017 | +3,313 | 0.07 | 0.06 | -0.01 | buy |
| Formidable Asset Management, LLC | 36,536 | 36,106 | -430 | 0.04 | 0.03 | -0.01 | sell |
| Ancora Advisors LLC | 0 | 27,671 | +27,671 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 22,496 | 23,573 | +1,077 | 0.00 | 0.00 | -0.00 | buy |
| Capital Investment Advisors, LLC | 23,126 | 21,870 | -1,256 | 0.00 | 0.00 | -0.00 | sell |
| Ignite Planners, LLC | 27,627 | 15,414 | -12,213 | 0.04 | 0.02 | -0.02 | sell |
| CAPTRUST FINANCIAL ADVISORS | 0 | 13,717 | +13,717 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 13,000 | 13,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Verition Fund Management LLC | 0 | 11,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| Atlantic Union Bankshares Corp | 10,700 | 10,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JTC Employer Solutions Trustee Ltd | 10,148 | 10,148 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 2,270 | 2,270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 1,497 | 1,982 | +485 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 100,410 | 1,300 | -99,110 | 0.17 | 0.00 | -0.17 | sell |
| SJS Investment Consulting Inc. | 0 | 750 | +750 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 307 | 307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITTIER TRUST CO | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 0 | 19 | +19 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 13,125 | 0 | -13,125 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Mesirow Financial Investment Management, Inc. | 22,813 | 0 | -22,813 | 0.00 | 0.00 | -0.00 | sell |
| Accuvest Global Advisors | 76,250 | 0 | -76,250 | 0.38 | 0.00 | -0.38 | sell |
| Virtu Financial LLC | 13,050 | 0 | -13,050 | 0.00 | 0.00 | -0.00 | sell |
| Vanguard Capital Wealth Advisors | 10,248 | 0 | -10,248 | 0.04 | 0.00 | -0.04 | sell |
| Truvestments Capital LLC | 6,000 | 0 | -6,000 | 0.01 | 0.00 | -0.01 | sell |
| Elequin Capital, LP | 69,572 | 0 | -69,572 | 0.10 | 0.00 | -0.10 | sell |
| LM Advisors LLC | 4,240 | 0 | -4,240 | 0.00 | 0.00 | -0.00 | sell |
| Penn Mutual Asset Management | 963,819 | 0 | -963,819 | 3.46 | 0.00 | -3.46 | sell |
| StoneX Group Inc. | 153,873 | 0 | -153,873 | 0.07 | 0.00 | -0.07 | sell |