| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| EVERGREEN CAPITAL MANAGEMENT LLC | 1,915,494 | 2,450,170 | +534,676 | 0.37 | 0.45 | +0.08 | buy |
| Matisse Capital | 140,875 | 360,825 | +219,950 | 0.35 | 0.82 | +0.47 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 52,256 | 159,422 | +107,166 | 0.02 | 0.07 | +0.04 | buy |
| Pekin Hardy Strauss, Inc. | 84,800 | 113,000 | +28,200 | 0.06 | 0.07 | +0.01 | buy |
| Ironsides Asset Advisors, LLC | 33,704 | 37,017 | +3,313 | 0.07 | 0.06 | -0.01 | buy |
| Fiera Capital Corp | 423,670 | 424,090 | +420 | 0.01 | 0.01 | -0.00 | buy |
| Formidable Asset Management, LLC | 36,536 | 36,106 | -430 | 0.04 | 0.03 | -0.01 | sell |
| Capital Investment Advisors, LLC | 23,126 | 21,870 | -1,256 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 76,634 | 75,243 | -1,391 | 0.02 | 0.02 | -0.00 | sell |
| Alexander Randolph Advisory, Inc. | 1,522,231 | 1,517,733 | -4,498 | 6.45 | 6.31 | -0.13 | sell |
| Ignite Planners, LLC | 27,627 | 15,414 | -12,213 | 0.04 | 0.02 | -0.02 | sell |
| Rareview Capital LLC | 454,688 | 427,638 | -27,050 | 1.95 | 2.00 | +0.05 | sell |
| Tortoise Investment Management, LLC | 138,119 | 77,854 | -60,265 | 0.09 | 0.04 | -0.04 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 100,410 | 1,300 | -99,110 | 0.17 | 0.00 | -0.17 | sell |
| Almitas Capital LLC | 538,182 | 262,519 | -275,663 | 0.86 | 0.52 | -0.35 | sell |
| PenderFund Capital Management Ltd. | 987,746 | 506,611 | -481,135 | 1.99 | 0.86 | -1.13 | sell |