| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 130,831 | 372,947 | +242,116 | 0.03 | 0.08 | +0.05 | buy |
| Pathstone Holdings, LLC | 3,631,827 | 3,871,680 | +239,853 | 0.08 | 0.08 | -0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 2,450,170 | 2,687,281 | +237,111 | 0.45 | 0.46 | +0.01 | buy |
| Accuvest Global Advisors | 0 | 76,250 | +76,250 | 0.00 | 0.77 | +0.77 | buy |
| Shaker Financial Services, LLC | 69,507 | 145,672 | +76,165 | 0.13 | 0.28 | +0.15 | buy |
| WELLS FARGO & COMPANY/MN | 1,529,169 | 1,569,687 | +40,518 | 0.00 | 0.00 | -0.00 | buy |
| Bramshill Investments, LLC | 0 | 31,526 | +31,526 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 3,579,408 | 3,608,229 | +28,821 | 0.00 | 0.00 | -0.00 | buy |
| PINKERTON WEALTH, LLC | 0 | 15,600 | +15,600 | 0.00 | 0.01 | +0.01 | buy |
| HighTower Advisors, LLC | 290,953 | 305,180 | +14,227 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 11,433 | +11,433 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 139,750 | 151,050 | +11,300 | 0.00 | 0.00 | -0.00 | buy |
| Pekin Hardy Strauss, Inc. | 113,000 | 124,000 | +11,000 | 0.07 | 0.08 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 10,173 | +10,173 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 75,243 | 85,359 | +10,116 | 0.02 | 0.02 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 506,611 | 516,690 | +10,079 | 0.86 | 0.89 | +0.02 | buy |
| Arlington Trust Co LLC | 0 | 9,000 | +9,000 | 0.00 | 0.01 | +0.01 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,000 | 8,615 | +6,615 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 0 | 5,000 | +5,000 | 0.00 | 0.01 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 66,892 | 71,158 | +4,266 | 0.00 | 0.00 | -0.00 | buy |
| Avior Wealth Management, LLC | 47,380 | 50,795 | +3,415 | 0.01 | 0.01 | -0.00 | buy |
| Rareview Capital LLC | 427,638 | 430,195 | +2,557 | 2.00 | 1.88 | -0.12 | buy |
| Ignite Planners, LLC | 15,414 | 17,277 | +1,863 | 0.02 | 0.02 | -0.00 | buy |
| Matisse Capital | 360,825 | 361,421 | +596 | 0.82 | 0.82 | -0.01 | buy |
| Ancora Advisors LLC | 27,671 | 27,771 | +100 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 1,982 | 2,060 | +78 | 0.00 | 0.00 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 87,000 | 87,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| WHITTIER TRUST CO | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 162,390 | 162,390 | 0 | 0.25 | 0.28 | +0.02 | hold |
| Fiera Capital Corp | 424,090 | 424,090 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,300 | 1,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 21,870 | 21,870 | 0 | 0.00 | 0.00 | -0.00 | hold |
| E&G Advisors, LP | 43,400 | 43,400 | 0 | 0.06 | 0.06 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 2,270 | 2,270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JTC Employer Solutions Trustee Ltd | 10,148 | 10,148 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PFG Investments, LLC | 99,500 | 99,500 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Atlantic Union Bankshares Corp | 10,700 | 10,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 19 | 0 | -19 | 0.00 | 0.00 | -0.00 | sell |
| Spire Wealth Management | 307 | 0 | -307 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 159,938 | 159,358 | -580 | 0.00 | 0.00 | -0.00 | sell |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 74,572 | 73,974 | -598 | 0.01 | 0.01 | -0.00 | sell |
| COMERICA BANK | 23,573 | 22,936 | -637 | 0.00 | 0.00 | -0.00 | sell |
| SJS Investment Consulting Inc. | 750 | 0 | -750 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 62,500 | 60,650 | -1,850 | 0.00 | 0.00 | -0.00 | sell |
| Formidable Asset Management, LLC | 36,106 | 32,819 | -3,287 | 0.03 | 0.02 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 159,422 | 156,005 | -3,417 | 0.07 | 0.06 | -0.01 | sell |
| Fortitude Family Office, LLC | 13,000 | 6,000 | -7,000 | 0.04 | 0.02 | -0.03 | sell |
| Verition Fund Management LLC | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 37,535 | 25,195 | -12,340 | 0.00 | 0.00 | -0.00 | sell |
| Alexander Randolph Advisory, Inc. | 1,517,733 | 1,504,540 | -13,193 | 6.31 | 6.43 | +0.11 | sell |
| CAPTRUST FINANCIAL ADVISORS | 13,717 | 0 | -13,717 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 91,280 | 76,082 | -15,198 | 0.00 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 77,854 | 58,076 | -19,778 | 0.04 | 0.03 | -0.01 | sell |
| B. Riley Wealth Advisors, Inc. | 94,629 | 67,566 | -27,063 | 0.01 | 0.01 | -0.00 | sell |
| Cresset Asset Management, LLC | 115,652 | 85,652 | -30,000 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 1,109,538 | 1,078,397 | -31,141 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 213,202 | 181,761 | -31,441 | 0.00 | 0.00 | -0.00 | sell |
| Ironsides Asset Advisors, LLC | 37,017 | 0 | -37,017 | 0.06 | 0.00 | -0.06 | sell |
| CITADEL ADVISORS LLC | 37,639 | 0 | -37,639 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 171,387 | 132,178 | -39,209 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 1,076,491 | 1,001,089 | -75,402 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 124,337 | 31,630 | -92,707 | 0.01 | 0.00 | -0.01 | sell |
| Almitas Capital LLC | 262,519 | 138,991 | -123,528 | 0.52 | 0.26 | -0.25 | sell |
| Saba Capital Management, L.P. | 4,114,422 | 3,873,319 | -241,103 | 0.43 | 0.39 | -0.04 | sell |