| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 130,831 | 372,947 | +242,116 | 0.03 | 0.08 | +0.05 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 2,450,170 | 2,687,281 | +237,111 | 0.45 | 0.46 | +0.01 | buy |
| Shaker Financial Services, LLC | 69,507 | 145,672 | +76,165 | 0.13 | 0.28 | +0.15 | buy |
| Pekin Hardy Strauss, Inc. | 113,000 | 124,000 | +11,000 | 0.07 | 0.08 | +0.00 | buy |
| Moors & Cabot, Inc. | 75,243 | 85,359 | +10,116 | 0.02 | 0.02 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 506,611 | 516,690 | +10,079 | 0.86 | 0.89 | +0.02 | buy |
| Rareview Capital LLC | 427,638 | 430,195 | +2,557 | 2.00 | 1.88 | -0.12 | buy |
| Ignite Planners, LLC | 15,414 | 17,277 | +1,863 | 0.02 | 0.02 | -0.00 | buy |
| Matisse Capital | 360,825 | 361,421 | +596 | 0.82 | 0.82 | -0.01 | buy |
| Formidable Asset Management, LLC | 36,106 | 32,819 | -3,287 | 0.03 | 0.02 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 159,422 | 156,005 | -3,417 | 0.07 | 0.06 | -0.01 | sell |
| Fortitude Family Office, LLC | 13,000 | 6,000 | -7,000 | 0.04 | 0.02 | -0.03 | sell |
| Alexander Randolph Advisory, Inc. | 1,517,733 | 1,504,540 | -13,193 | 6.31 | 6.43 | +0.11 | sell |
| Tortoise Investment Management, LLC | 77,854 | 58,076 | -19,778 | 0.04 | 0.03 | -0.01 | sell |
| Almitas Capital LLC | 262,519 | 138,991 | -123,528 | 0.52 | 0.26 | -0.25 | sell |