| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 2,768,912 | 3,566,538 | +797,626 | 0.06 | 0.06 | +0.01 | buy |
| MORGAN STANLEY | 2,683,395 | 3,190,806 | +507,411 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,857,357 | 2,139,652 | +282,295 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 1,120,900 | 1,318,162 | +197,262 | 0.00 | 0.00 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 400,000 | 504,800 | +104,800 | 0.32 | 0.38 | +0.06 | buy |
| Rareview Capital LLC | 958,773 | 1,048,147 | +89,374 | 2.88 | 3.00 | +0.12 | buy |
| IMC-Chicago, LLC | 0 | 80,605 | +80,605 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 64,153 | +64,153 | 0.00 | 0.00 | +0.00 | buy |
| Beacon Pointe Advisors, LLC | 2,245,480 | 2,295,245 | +49,765 | 0.06 | 0.06 | +0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 3,460,447 | 3,508,478 | +48,031 | 0.39 | 0.38 | -0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 79,642 | 120,476 | +40,834 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 32,914 | +32,914 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 17,980 | 36,277 | +18,297 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 52,467 | 69,808 | +17,341 | 0.00 | 0.01 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 17,215 | +17,215 | 0.00 | 0.01 | +0.01 | buy |
| Fiera Capital Corp | 487,989 | 505,073 | +17,084 | 0.01 | 0.01 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 16,083 | +16,083 | 0.00 | 0.02 | +0.02 | buy |
| Cambridge Investment Research Advisors, Inc. | 25,385 | 38,434 | +13,049 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 12,000 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 198,035 | 209,107 | +11,072 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 196,236 | 207,214 | +10,978 | 0.00 | 0.00 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 93,815 | 104,250 | +10,435 | 0.02 | 0.03 | +0.00 | buy |
| HighTower Advisors, LLC | 250,455 | 254,694 | +4,239 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 3,900 | +3,900 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 256,641 | 259,740 | +3,099 | 0.00 | 0.00 | -0.00 | buy |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 87,568 | 89,729 | +2,161 | 0.01 | 0.01 | +0.00 | buy |
| Bramshill Investments, LLC | 140,159 | 141,666 | +1,507 | 0.06 | 0.06 | +0.00 | buy |
| New England Private Wealth Advisors LLC | 60,287 | 61,781 | +1,494 | 0.04 | 0.04 | -0.00 | buy |
| Pekin Hardy Strauss, Inc. | 38,115 | 38,715 | +600 | 0.02 | 0.02 | -0.00 | buy |
| Stratos Wealth Partners, LTD. | 18,019 | 18,569 | +550 | 0.00 | 0.00 | +0.00 | buy |
| McGowan Group Asset Management, Inc. | 19,979 | 20,451 | +472 | 0.01 | 0.01 | +0.00 | buy |
| OPINICUS CAPITAL, INC. | 10,053 | 10,301 | +248 | 0.04 | 0.03 | -0.00 | buy |
| Allworth Financial LP | 0 | 101 | +101 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 815 | 836 | +21 | 0.00 | 0.00 | +0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 16,214 | 16,214 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARBOR ADVISORY CORP /MA/ | 15,000 | 15,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITTIER TRUST CO | 32 | 32 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,260 | 2,260 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITTIER TRUST CO OF NEVADA INC | 501 | 501 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ancora Advisors LLC | 65,254 | 65,254 | 0 | 0.01 | 0.01 | +0.00 | hold |
| E&G Advisors, LP | 44,750 | 44,750 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Joel Isaacson & Co., LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 17,542 | 17,542 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 2,270 | 2,270 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 1,929 | 1,929 | 0 | 0.00 | 0.00 | +0.00 | hold |
| N.E.W. Advisory Services LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JTC Employer Solutions Trustee Ltd | 10,148 | 10,148 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Burford Brothers, Inc. | 48,860 | 48,860 | 0 | 0.10 | 0.11 | +0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 379 | 379 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Papamarkou Wellner Asset Management inc. | 21,500 | 21,500 | 0 | 0.07 | 0.08 | +0.01 | hold |
| US BANCORP \DE\ | 18,023 | 18,023 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Atlantic Union Bankshares Corp | 700 | 700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WPG Advisers, LLC | 864 | 857 | -7 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH THIRD BANCORP | 29,499 | 29,423 | -76 | 0.00 | 0.00 | +0.00 | sell |
| Root Financial Partners, LLC | 232 | 0 | -232 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,504 | 0 | -1,504 | 0.00 | 0.00 | -0.00 | sell |
| Kaizen Financial Strategies | 121,694 | 118,616 | -3,078 | 0.29 | 0.27 | -0.02 | sell |
| ROYAL BANK OF CANADA | 189,142 | 185,989 | -3,153 | 0.00 | 0.00 | +0.00 | sell |
| Global Retirement Partners, LLC | 9,293 | 5,549 | -3,744 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 59,807 | 54,486 | -5,321 | 0.01 | 0.01 | -0.00 | sell |
| UBS Group AG | 233,452 | 224,384 | -9,068 | 0.00 | 0.00 | -0.00 | sell |
| Ignite Planners, LLC | 10,508 | 0 | -10,508 | 0.01 | 0.00 | -0.01 | sell |
| UHLMANN PRICE SECURITIES, LLC | 34,228 | 23,161 | -11,067 | 0.01 | 0.01 | -0.01 | sell |
| PFG Investments, LLC | 22,000 | 0 | -22,000 | 0.01 | 0.00 | -0.01 | sell |
| CHOREO, LLC | 24,237 | 0 | -24,237 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 50,928 | 14,474 | -36,454 | 0.01 | 0.00 | -0.01 | sell |
| NWAM LLC | 40,713 | 0 | -40,713 | 0.01 | 0.00 | -0.01 | sell |
| Corient Private Wealth LLC | 40,920 | 0 | -40,920 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 1,805,161 | 1,746,984 | -58,177 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 66,019 | 0 | -66,019 | 0.01 | 0.00 | -0.01 | sell |
| Logan Stone Capital, LLC | 134,012 | 0 | -134,012 | 0.19 | 0.00 | -0.19 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 136,584 | 739 | -135,845 | 0.24 | 0.00 | -0.23 | sell |
| Alexander Randolph Advisory, Inc. | 199,393 | 57,370 | -142,023 | 0.87 | 0.28 | -0.59 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 144,744 | 0 | -144,744 | 0.01 | 0.00 | -0.01 | sell |
| Private Advisor Group, LLC | 226,549 | 15,075 | -211,474 | 0.01 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 747,465 | 516,162 | -231,303 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 380,237 | 0 | -380,237 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 469,594 | 32,842 | -436,752 | 0.00 | 0.00 | -0.00 | sell |