| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| EVERGREEN CAPITAL MANAGEMENT LLC | 239,409 | 616,129 | +376,720 | 0.05 | 0.12 | +0.07 | buy |
| Almitas Capital LLC | 326,122 | 548,796 | +222,674 | 0.68 | 1.12 | +0.44 | buy |
| Bulldog Investors, LLP | 71,687 | 153,010 | +81,323 | 0.11 | 0.23 | +0.11 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 62,100 | 87,000 | +24,900 | 0.03 | 0.04 | +0.01 | buy |
| Ironsides Asset Advisors, LLC | 25,835 | 32,965 | +7,130 | 0.05 | 0.06 | +0.01 | buy |
| Vanguard Capital Wealth Advisors | 11,406 | 11,592 | +186 | 0.05 | 0.05 | -0.00 | buy |
| Moors & Cabot, Inc. | 76,430 | 76,520 | +90 | 0.02 | 0.02 | -0.00 | buy |
| Capital Investment Advisors, LLC | 23,086 | 23,103 | +17 | 0.00 | 0.00 | -0.00 | buy |
| E&G Advisors, LP | 46,000 | 45,000 | -1,000 | 0.08 | 0.07 | -0.01 | sell |
| Fiera Capital Corp | 424,774 | 423,670 | -1,104 | 0.01 | 0.01 | +0.00 | sell |
| Formidable Asset Management, LLC | 38,666 | 36,536 | -2,130 | 0.04 | 0.03 | -0.01 | sell |
| PenderFund Capital Management Ltd. | 974,818 | 967,918 | -6,900 | 1.88 | 1.68 | -0.20 | sell |
| Matisse Capital | 306,290 | 254,202 | -52,088 | 0.89 | 0.76 | -0.13 | sell |
| Tortoise Investment Management, LLC | 767,265 | 517,381 | -249,884 | 0.53 | 0.33 | -0.21 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 463,602 | 132,269 | -331,333 | 0.11 | 0.03 | -0.08 | sell |